Rezolve AI (RZLV) CEO Wagner reports large direct and indirect stake

Rhea-AI Filing Summary

REZOLVE AI PLC Chief Executive Officer and 10% owner Daniel Maurice Wagner filed an initial ownership report showing significant holdings of the company’s ordinary shares and related derivatives. He directly owns 4,698,505 Ordinary Shares and indirectly holds additional securities through DBLP Sea Cow Limited, which he wholly owns and helps manage.

Indirect positions include 46,972,161 Ordinary Shares and warrants covering 250,000 Ordinary Shares at an exercise price of 8.0000, expiring on 2027-01-31. Wagner is also associated with call options representing obligations to sell 1,566,697 Ordinary Shares at 1.4800 and 2,025,496 Ordinary Shares at 3.0000, both expiring on 2026-08-16 and currently exercisable by Bradley Wickens. The filing records existing holdings rather than new share purchases or sales.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Wagner Daniel Maurice

(Last) (First) (Middle)

C/O REZOLVE AI PLC

21 SACKVILLE STREET

(Street)

LONDON

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
REZOLVE AI PLC [ RZLV ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	4,698,505	D
Ordinary Shares	46,972,161	I	See Footnote 1(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants to Purchase Ordinary Shares	07/09/2024	01/31/2027	Ordinary Shares	250,000	$8	I	See Footnote 1(1)
Call Option (Obligation to Sell)	12/21/2018	08/16/2026	Ordinary Shares	1,566,697	$1.48	I	See Footnote 2(2)
Call Option (Obligation to Sell)	12/21/2018	08/16/2026	Ordinary Shares	2,025,496	$3	I	See Footnote 2(2)

Explanation of Responses:

1. Securities are directly held by DBLP Sea Cow Limited ("DBLP"). DBLP is wholly owned by Mr. Wagner and Mr. Wagner is a director of DBLP. Mr. Wagner may be deemed to share voting and investment power over the shares held by DBLP.

2. Shares are directly held by DBLP and are subject to a call option currently exercisable by Bradley Wickens.

	/s/ Daniel Maurice Wagner	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Form 3 filing for REZOLVE AI PLC (RZLV) show about Daniel Maurice Wagner’s holdings?

The Form 3 shows Daniel Maurice Wagner’s initial ownership in Rezolve AI. He directly holds 4,698,505 Ordinary Shares and indirectly holds a substantially larger stake and derivative positions through DBLP Sea Cow Limited, reflecting his role as a major shareholder and CEO.

How many REZOLVE AI PLC (RZLV) ordinary shares does Daniel Maurice Wagner hold directly and indirectly?

Daniel Maurice Wagner directly holds 4,698,505 Ordinary Shares of Rezolve AI. Indirectly, through DBLP Sea Cow Limited, he is associated with a further 46,972,161 Ordinary Shares plus sizeable derivative positions linked to additional ordinary shares through warrants and call options.

What warrant position related to REZOLVE AI PLC (RZLV) does Daniel Maurice Wagner report on the Form 3?

The filing reports warrants to purchase 250,000 Rezolve AI Ordinary Shares at an exercise price of 8.0000. These warrants are held indirectly, relate to underlying Ordinary Shares, and have an expiration date of 2027-01-31, indicating a medium-term derivative exposure to the company’s equity.

What call option obligations to sell REZOLVE AI PLC (RZLV) shares are disclosed in the Form 3?

Two call option positions are disclosed, both held indirectly. They cover 1,566,697 Ordinary Shares at 1.4800 and 2,025,496 Ordinary Shares at 3.0000, each expiring on 2026-08-16. These shares are held by DBLP and are subject to call options exercisable by Bradley Wickens.

How is DBLP Sea Cow Limited involved in Daniel Maurice Wagner’s REZOLVE AI PLC (RZLV) holdings?

DBLP Sea Cow Limited directly holds the securities referenced in the footnotes. It is wholly owned by Daniel Maurice Wagner, who is also a director of DBLP, and may be deemed to share voting and investment power over the shares and derivatives held by that entity.

Does the REZOLVE AI PLC (RZLV) Form 3 indicate recent buying or selling by Daniel Maurice Wagner?

The Form 3 records Wagner’s existing ownership rather than new transactions. All entries are categorized as holdings with unknown transaction codes, so the filing establishes his positions in shares and derivatives without reporting recent purchases or sales activity.