Rezolve AI director reports initial option holdings

REZOLVE AI PLC director Derek B. Smith reported his initial holdings.

Rhea-AI Filing Summary

REZOLVE AI PLC director Derek B. Smith reported his initial holdings. He holds options to buy 326,395 Ordinary Shares at $0.0001 per share, exercisable until September 20, 2034, and options on 300,000 Ordinary Shares at $0.0001 per share, exercisable until January 1, 2036. He also directly owns 33,334 Ordinary Shares. A footnote states one option grant was issued under the Rezolve AI plc Long Term Incentive Plan.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Smith Derek B.

Role Director

Type	Security	Shares	Price	Value
holding	Option (Right to Buy)	--	--	--
holding	Option (Right to Buy)	--	--	--
holding	Ordinary Shares	--	--	--

Holdings After Transaction: Option (Right to Buy) — 626,395 contracts (Direct); Ordinary Shares — 33,334 shares (Direct)

Footnotes (1)

1. F1. This option was issued to the reporting person pursuant to the Rezolve AI plc Long Term Incentive Plan.

Key Figures

Option grant 1 underlying shares: 326,395 shares Option grant 2 underlying shares: 300,000 shares Exercise price of options: $0.0001 per share +3 more

6 metrics

Option grant 1 underlying shares 326,395 shares Underlying Ordinary Shares for option expiring September 20, 2034

Option grant 2 underlying shares 300,000 shares Underlying Ordinary Shares for option expiring January 1, 2036

Exercise price of options $0.0001 per share Conversion or exercise price for both option grants

Direct Ordinary Shares held 33,334 shares Total Ordinary Shares directly owned following the reported holdings

Option expiration date 1 September 20, 2034 Expiration of first option over 326,395 shares

Option expiration date 2 January 1, 2036 Expiration of second option over 300,000 shares

Key Terms

Option (Right to Buy), Ordinary Shares, Long Term Incentive Plan

3 terms

Option (Right to Buy) financial

"security_title: "Option (Right to Buy)" tied to Ordinary Shares"

Ordinary Shares financial

"underlying_security_title: "Ordinary Shares" for the option grants"

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

Long Term Incentive Plan financial

"issued to the reporting person pursuant to the Rezolve AI plc Long Term Incentive Plan"

A long term incentive plan is a company program that awards executives and key employees bonuses—often in stock, options, or cash—only if the business meets multi-year performance goals. It links management pay to company results—like tying a coach’s bonus to a team’s multi-season record—so investors monitor it for how leaders are motivated, potential share dilution, and signals about the company’s long-term priorities.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider position did Derek B. Smith report at Rezolve AI (RZLV)?

Derek B. Smith reported initial ownership as a director of Rezolve AI. He holds two large option grants over Ordinary Shares and a smaller direct shareholding, establishing his equity-based alignment with the company’s performance from the outset.

How many options does Derek B. Smith hold in Rezolve AI (RZLV)?

He holds options over 326,395 Ordinary Shares and an additional 300,000 Ordinary Shares. Both grants have a nominal exercise price of $0.0001 per share, giving him significant potential equity exposure if the company’s share price appreciates.

What are the exercise prices and expirations of Derek B. Smith’s options in RZLV?

Both option grants carry an exercise price of $0.0001 per share. One grant expires on September 20, 2034, and the other on January 1, 2036, providing long-dated potential ownership in Rezolve AI’s Ordinary Shares.

How many Rezolve AI (RZLV) Ordinary Shares does Derek B. Smith own directly?

He directly owns 33,334 Ordinary Shares. This direct equity stake sits alongside his larger option-based holdings, combining immediate share ownership with substantial additional potential ownership through long-term incentive options.

Were Derek B. Smith’s Rezolve AI options granted under an incentive plan?

Yes. A footnote states that one option was issued to him pursuant to the Rezolve AI plc Long Term Incentive Plan. This indicates at least part of his option holdings arise from the company’s formal compensation arrangements for participants.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/01/2026 - 12:43 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Smith Derek B.

(Last) (First) (Middle)

C/O REZOLVE AI PLC

21 SACKVILLE STREET

(Street)

LONDON UNITED KINGDOM

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
REZOLVE AI PLC [ RZLV ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	33,334	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option (Right to Buy)	09/20/2024	09/20/2034	Ordinary Shares	326,395(1)	$0.0001	D
Option (Right to Buy)	01/01/2026	01/01/2036	Ordinary Shares	300,000(1)	$0.0001	D

Explanation of Responses:

1. This option was issued to the reporting person pursuant to the Rezolve AI plc Long Term Incentive Plan.

	/s/ Derek B. Smith	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)