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Rezolve AI CFO files initial share and option holdings

REZOLVE AI PLC Chief Operating and Financial Officer Arthur Yao filed an initial ownership report showing his equity position in the company.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

REZOLVE AI PLC Chief Operating and Financial Officer Arthur Yao filed an initial ownership report showing his equity position in the company. He holds 2,000,000 Ordinary Shares directly, reflecting a substantial direct stake.

Yao also holds several option awards with a nominal exercise price of $0.0001 per share, each expiring on September 18, 2034. These options cover 435,049 Ordinary Shares exercisable from September 30, 2024, 33,333 shares exercisable from September 30, 2026, and 33,334 shares exercisable from September 30, 2027, all granted under the Rezolve AI plc Long Term Incentive Plan.

Positive

  • None.

Negative

  • None.
Insider Yao Arthur
Role Chief Operating/Fin. Officer
Type Security Shares Price Value
holding Options (Right to Buy) -- -- --
holding Options (Right to Buy) -- -- --
holding Options (Right to Buy) -- -- --
holding Ordinary Shares -- -- --
Holdings After Transaction: Options (Right to Buy) — 501,716 contracts (Direct); Ordinary Shares — 2,000,000 shares (Direct)
Footnotes (1)
  1. F1. This option was issued to the reporting person pursuant to the Rezolve AI plc Long Term Incentive Plan.

FAQ

What does the Form 3 filed for REZOLVE AI PLC (RZLV) show about Arthur Yao’s holdings?
The Form 3 shows Arthur Yao’s initial ownership in REZOLVE AI PLC. He directly holds 2,000,000 Ordinary Shares and multiple option grants with a very low exercise price, establishing his starting equity position as Chief Operating and Financial Officer.

How many ordinary shares does Arthur Yao hold in REZOLVE AI PLC (RZLV)?
Arthur Yao holds 2,000,000 Ordinary Shares of REZOLVE AI PLC. These shares are reported as directly owned, giving him a significant immediate equity stake alongside his option-based compensation disclosed in the same filing.

What stock options are reported for Arthur Yao in the REZOLVE AI PLC (RZLV) Form 3?
Yao reports options over several blocks of Ordinary Shares. These include 435,049 shares, 33,333 shares, and 33,334 shares, all with a nominal exercise price of $0.0001 and a common expiration date of September 18, 2034.

When do Arthur Yao’s options in REZOLVE AI PLC (RZLV) become exercisable?
The options have staggered exercise dates. One grant over 435,049 shares is exercisable from September 30, 2024, while additional grants over 33,333 and 33,334 shares become exercisable from September 30, 2026 and September 30, 2027, respectively.

Under which plan were Arthur Yao’s options in REZOLVE AI PLC (RZLV) issued?
The options were issued under the Rezolve AI plc Long Term Incentive Plan. This plan-based grant structure aligns his compensation with company performance through low-priced options over Ordinary Shares expiring in 2034.

Does the REZOLVE AI PLC (RZLV) Form 3 show any insider buying or selling by Arthur Yao?
The Form 3 functions as an initial ownership statement, not a trade report. It lists Yao’s existing Ordinary Share and option positions, without recording any open-market purchases or sales in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yao Arthur
(Last)(First)(Middle)
C/O REZOLVE AI PLC
21 SACKVILLE STREET
(Street)
LONDONUNITED KINGDOM
(City)(State)(Zip)
UNITED KINGDOM
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026		3. Issuer Name and Ticker or Trading Symbol
REZOLVE AI PLC [ RZLV ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating/Fin. Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares2,000,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Options (Right to Buy)09/30/202409/18/2034Ordinary Shares435,049(1)$0.0001D
Options (Right to Buy)09/30/202609/18/2034Ordinary Shares33,333(1)$0.0001D
Options (Right to Buy)09/30/202709/18/2034Ordinary Shares33,334(1)$0.0001D
Explanation of Responses:
1. This option was issued to the reporting person pursuant to the Rezolve AI plc Long Term Incentive Plan.
/s/ Arthur Yao03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR