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Rezolve AI (RZLV) director Stephen Perry details shares, warrants and options in Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

REZOLVE AI PLC director Stephen Perry filed an initial Form 3 reporting his equity holdings in the company. He reports direct ownership of 778,926 Ordinary Shares, plus an indirect holding of 128,530 Ordinary Shares held by his spouse.

He also reports derivative positions, including Warrants to Purchase Ordinary Shares covering 12,700 underlying shares at an exercise price of $8.0000 per share expiring on January 31, 2027. In addition, he holds Options (Right to Buy) over 200,000 underlying Ordinary Shares at an exercise price of $0.0001 per share expiring on September 20, 2034, and further options over 300,000 underlying Ordinary Shares at the same $0.0001 exercise price expiring on January 1, 2036. One option position is noted as issued under the Rezolve AI plc Long Term Incentive Plan.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Perry Stephen

(Last)(First)(Middle)
C/O REZOLVE AI PLC
21 SACKVILLE STREET

(Street)
LONDONUNITED KINGDOM

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
REZOLVE AI PLC [ RZLV ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares778,926D
Ordinary Shares128,530IBy spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrants to Purchase Ordinary Shares07/09/202401/31/2027Ordinary Shares12,700$8D
Options (Right to Buy)09/20/202409/20/2034Ordinary Shares200,000(1)$0.0001D
Options (Right to Buy)01/01/202601/01/2036Ordinary Shares300,000(1)$0.0001D
Explanation of Responses:
1. This option was issued to the reporting person pursuant to the Rezolve AI plc Long Term Incentive Plan.
/s/ Stephen Perry03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Stephen Perry’s Form 3 filing show for REZOLVE AI PLC (RZLV)?

The Form 3 shows Stephen Perry’s initial ownership in Rezolve AI PLC, including 778,926 directly held Ordinary Shares and 128,530 shares held indirectly by his spouse, plus several warrant and option positions over additional Ordinary Shares with specified exercise prices and expiration dates.

How many Rezolve AI (RZLV) Ordinary Shares does Stephen Perry directly and indirectly own?

Stephen Perry reports direct ownership of 778,926 Rezolve AI Ordinary Shares and an additional 128,530 Ordinary Shares held indirectly by his spouse. These figures together outline his reported equity stake through both personal and spousal holdings as of the Form 3 filing.

What warrant position does Stephen Perry report in Rezolve AI PLC (RZLV)?

He reports Warrants to Purchase Ordinary Shares covering 12,700 underlying Rezolve AI shares, with an exercise price of $8.0000 per share and an expiration date of January 31, 2027. This position gives him the right to buy additional shares before that expiration date.

What Rezolve AI (RZLV) stock options does Stephen Perry hold according to the Form 3?

He holds options over 200,000 underlying Ordinary Shares at a $0.0001 exercise price expiring September 20, 2034, and options over 300,000 underlying Ordinary Shares at the same $0.0001 exercise price expiring January 1, 2036. One option grant is issued under Rezolve AI’s Long Term Incentive Plan.

Does Stephen Perry’s Rezolve AI (RZLV) Form 3 show any recent share purchases or sales?

The Form 3 lists holdings and derivative positions but does not report any buy or sell transactions. All entries are classified as holdings with unknown transaction codes, indicating disclosure of existing positions rather than new market trades.
Rezolve Ai

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Software - Infrastructure
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United Kingdom
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