Safeguard Acquisition Corp. (SAC-UN) director files Form 3 for 25,000-share stake

Rhea-AI Filing Summary

Safeguard Acquisition Corp. director filed an initial ownership report showing a derivative position linked to the company’s common stock. The filing lists Class B ordinary shares that are convertible into 25,000 Class A ordinary shares, held with direct beneficial ownership. According to the disclosure, these Class B shares have no expiration date and are convertible into Class A shares as described in the company’s Form S-1 registration statement. The report reflects the director’s ownership status as of 12/03/2025 and is filed as a Form 3 by a single reporting person.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Carlson Bruce A

Role Director

Type	Security	Shares	Price	Value
holding	Class B Ordinary Shares	--	--	--

Holdings After Transaction: Class B Ordinary Shares — 25,000 shares (Direct)

Footnotes (1)

1. F1. The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-291300) (the "Registration Statement") and have no expiration date.

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Accepted by SEC EDGAR 12/03/2025 - 07:15 PM Learn about SEC filing dates

FAQ

What insider position was reported for Safeguard Acquisition Corp. (SAC-UN)?

The director reported beneficial ownership of Class B ordinary shares that are convertible into 25,000 Class A ordinary shares, held as a direct interest.

What type of SEC filing is this for Safeguard Acquisition Corp. (SAC-UN)?

This is a Form 3, an initial statement of beneficial ownership of securities filed by a director of Safeguard Acquisition Corp.

When was the ownership event reported for Safeguard Acquisition Corp. (SAC-UN)?

The date of the event requiring the statement is 12/03/2025, which is the reference date for the reported beneficial ownership.

How many shares are underlying the derivative position reported for SAC-UN?

The derivative Class B ordinary shares are convertible into 25,000 Class A ordinary shares of Safeguard Acquisition Corp.

What is the nature of the derivative securities held in Safeguard Acquisition Corp. (SAC-UN)?

The reported derivative securities are Class B ordinary shares that are convertible into Class A ordinary shares as described in the company’s Form S-1 registration statement and have no expiration date.

Is the insider’s ownership in Safeguard Acquisition Corp. (SAC-UN) direct or indirect?

The filing identifies the beneficial ownership form as Direct (D), indicating the director holds the securities directly rather than through an intermediary.

How many reporting persons are included in this Safeguard Acquisition Corp. (SAC-UN) Form 3?

The Form 3 is indicated as being filed by one reporting person, not a group filing.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Carlson Bruce A

(Last) (First) (Middle)

C/O SAFEGUARD ACQUISITION CORP.

7251 WEST LAKE MEAD BOULEVARD, SUITE 300

(Street)

LAS VEGAS NV 89128

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/03/2025

3. Issuer Name and Ticker or Trading Symbol
Safeguard Acquisition Corp. [ SAC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Ordinary Shares	(1)	(1)	Class A Ordinary Shares	25,000	(1)	D

Explanation of Responses:

1. The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-291300) (the "Registration Statement") and have no expiration date.

Remarks:

See Exhibit 24.1 - Power of Attorney.

	/s/ Jordan Leon, Attorney-in-Fact	12/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.