STOCK TITAN

Saia (NASDAQ: SAIA) director gains 395 phantom stock units as award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GAINOR JOHN P JR reported acquisition or exercise transactions in this Form 4 filing.

Saia Inc director John P. Gainor Jr. reported an equity-based compensation award rather than an open-market trade. On May 4, 2026, he received a grant of 395 units of phantom stock, bringing his phantom stock balance to 18,806 units.

The phantom stock units are payable in Saia common stock upon his termination of service as a director, aligning value with the company’s share price over time. He also reports direct ownership of 1,282 shares of Saia common stock following the reported transactions.

Positive

  • None.

Negative

  • None.
Insider GAINOR JOHN P JR
Role null
Type Security Shares Price Value
Grant/Award Phantom Stock 395 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Phantom Stock — 18,806 shares (Direct, null); Common Stock — 1,282 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Phantom stock units granted 395 units Grant to director on May 4, 2026
Total phantom stock after grant 18,806 units Director’s phantom stock balance following transaction
Common shares held directly 1,282 shares Director’s direct Saia common stock holding after transactions
Phantom Stock financial
"The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as a Director."
A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.
Form 4 regulatory
"INSIDER FILING DATA (Form 4): { "issuerName": "SAIA INC""
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
grant/award acquisition financial
""transaction_action": "grant/award acquisition", "transaction_code_description": "Grant, award, or other acquisition""
termination of service as a Director financial
"payable in the Company's common stock upon reporting person's termination of service as a Director."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GAINOR JOHN P JR

(Last)(First)(Middle)
11465 JOHNS CREEK PARKWAY, SUITE 400

(Street)
JOHNS CREEK GEORGIA 30097

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SAIA INC [ SAIA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock1,282D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock(1)05/04/2026A395 (1) (1)Common Stock395$0.0018,806D
Explanation of Responses:
1. The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as a Director.
Remarks:
/s/ Kelly W. Benton05/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Saia (SAIA) director John P. Gainor Jr. report in this Form 4?

He reported receiving a grant of 395 units of phantom stock as equity-based compensation. After this award, his phantom stock balance totals 18,806 units, and he directly holds 1,282 shares of Saia common stock according to the filing.

How many phantom stock units does Saia (SAIA) director Gainor hold after the grant?

After the reported grant, John P. Gainor Jr. holds 18,806 phantom stock units. The filing shows 395 new units were awarded, increasing his deferred equity-based compensation balance tied to Saia’s common stock performance over time.

When do Saia (SAIA) phantom stock units become payable to the director?

The phantom stock units become payable in Saia common stock upon the director’s termination of service. This means John P. Gainor Jr. receives actual Saia shares later, with value based on the company’s share price at that future payout time.

Does this Saia (SAIA) Form 4 show the director buying or selling stock in the market?

No, the Form 4 reflects an award of 395 phantom stock units, not an open-market purchase or sale. It is a compensation-related grant that increases his deferred stock-based holdings rather than a discretionary market trade.

How many Saia (SAIA) common shares does the director own directly after this Form 4?

The filing reports that John P. Gainor Jr. directly owns 1,282 shares of Saia common stock after the reported transactions. This direct shareholding is separate from his 18,806 phantom stock units, which will convert into shares at a later date.