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SAIHEAT Ltd (SAIH) director Zhou Lulu files initial Form 3 ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

SAIHEAT Ltd director Zhou Lulu has filed an initial statement of beneficial ownership on Form 3. This filing lists Zhou’s status as a director of SAIHEAT Ltd but does not report any stock transactions or option exercises. It serves as a baseline disclosure of insider ownership for regulatory purposes.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Zhou Lulu

(Last) (First) (Middle)
BUILDING2, HUASHENG BUILDING,LANE 519
CHANGSHOU ROAD SUBDISTRICT

(Street)
SHANGHAI F4 00000

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/02/2025
3. Issuer Name and Ticker or Trading Symbol
SAIHEAT Ltd [ SAIH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Lulu Zhou 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does SAIHEAT Ltd (SAIH) disclose in Zhou Lulu’s Form 3?

The Form 3 for SAIHEAT Ltd reports that Zhou Lulu is a director and provides an initial statement of beneficial ownership. It shows no reported purchases, sales, option exercises, or other insider transactions in the summarized data.

Does Zhou Lulu buy or sell any SAIHEAT Ltd (SAIH) shares in this Form 3?

No. The summarized Form 3 data for Zhou Lulu shows zero buys, zero sells, and no derivative exercises or gifts. It functions purely as an initial ownership disclosure without reporting any trading activity in SAIHEAT Ltd shares.

What is the role of Zhou Lulu at SAIHEAT Ltd (SAIH) according to this filing?

The filing identifies Zhou Lulu as a director of SAIHEAT Ltd. There is no indication that Zhou is an officer or ten-percent owner in the summarized data, so the disclosure focuses on director status and initial beneficial ownership reporting.

Why is SAIHEAT Ltd (SAIH) filing a Form 3 for Zhou Lulu?

Form 3 is required when someone becomes an insider, such as a director. This Form 3 records Zhou Lulu’s initial beneficial ownership status in SAIHEAT Ltd, creating a regulatory starting point for any future Form 4 or Form 5 transaction reports.

Are there any derivative securities reported for Zhou Lulu in SAIHEAT Ltd (SAIH)?

No derivative positions are summarized for Zhou Lulu in this Form 3. The derivative transaction counts and derivative summary are shown as zero, indicating no reported options, warrants, or other derivative securities in this particular disclosure.
Saiheat Limited

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