SailPoint CEO Mark D. McClain sells shares for taxes

The CEO also reported 52,004 and 17,335 shares held in two trusts for immediate family members, disclaiming beneficial ownership except to the extent of his pecuniary interest.

Rhea-AI Filing Summary

SailPoint, Inc. Chief Executive Officer Mark D. McClain reported four direct common-stock sales on October 6 and 7, 2026. On October 6, he sold 91,986 shares at a weighted average $20.2676 per share and 11,907 shares at $21.0303 per share; on October 7, he sold 114,913 shares at $19.7098 per share and 443 shares at $20.4400 per share. The trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the underlying restricted stock unit agreement to satisfy tax withholding obligations connected with vesting; they consequently were not discretionary trades.

Insider Trade Summary 10b5-1

Net Seller: 219,249 shares

Net Sell 6 txns

Insider McClain Mark D.

Role Chief Executive Officer

Sold 219,249 shs ($4.39M)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F3, F5	114,913	$19.7098	$2.26M
Sale	Common Stock F1, F3, F6	443	$20.44	$9K
Sale	Common Stock F1, F2, F3	91,986	$20.2676	$1.86M
Sale	Common Stock F1, F3, F4	11,907	$21.0303	$250K
holding	Common Stock F7	--	--	--
holding	Common Stock F7	--	--	--

Holdings After Transaction: Common Stock — 7,874,621 shares (Direct); Common Stock — 52,004 shares (Indirect, By McClain GMM 2015 Trust); Common Stock — 17,335 shares (Indirect, By Paul N. McClain Gift Trust)

Footnotes (7)

1. F1. These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.
2. F2. On October 6, 2026, the Reporting Person sold 91,986 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.
3. F3. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.
4. F4. On October 6, 2026, the Reporting Person sold 11,907 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.
5. F5. On October 7, 2026, the Reporting Person sold 114,913 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.
6. F6. On October 7, 2026, the Reporting Person sold 443 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.
7. F7. The Reporting Person is a trustee for each of McClain GMM 2015 Trust and Paul N. McClain Gift Trust (together, the "Trusts"). The beneficiary of each of the Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Trusts except to the extent of his pecuniary interest therein.

Key Figures

Common shares sold: 91,986 shares at $20.2676 per share Common shares sold: 11,907 shares at $21.0303 per share Common shares sold: 114,913 shares at $19.7098 per share +3 more

6 metrics

Common shares sold 91,986 shares at $20.2676 per share October 6, 2026; weighted average sale price

Common shares sold 11,907 shares at $21.0303 per share October 6, 2026; weighted average sale price

Common shares sold 114,913 shares at $19.7098 per share October 7, 2026; weighted average sale price

Common shares sold 443 shares at $20.4400 per share October 7, 2026; weighted average sale price

Trust-held common shares 52,004 shares McClain GMM 2015 Trust; as of October 6, 2026

Trust-held common shares 17,335 shares Paul N. McClain Gift Trust; as of October 6, 2026

Key Terms

Rule 10b5-1 trading plan, sell-to-cover provision, Restricted Stock Unit Agreement, weighted average sale price, +1 more

5 terms

Rule 10b5-1 trading plan regulatory

"executed under a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

sell-to-cover provision financial

"pursuant to a mandatory sell-to-cover provision"

Restricted Stock Unit Agreement financial

"underlying Restricted Stock Unit Agreement"

A restricted stock unit agreement is a written contract between a company and an individual that describes a promise to deliver company shares or cash later, subject to conditions such as time-based vesting or performance targets. Think of it like a timed gift: the recipient only receives the shares if they meet the agreed conditions. Investors care because these agreements create future share issuance, affect potential dilution, corporate expenses and incentives for insiders, and influence when insiders may sell shares.

weighted average sale price financial

"reflects the weighted average sale price"

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What sales did SAIL CEO Mark D. McClain report?

He reported four direct common-stock sales: 91,986 shares at a weighted average $20.2676 per share and 11,907 shares at $21.0303 per share on October 6, 2026; then 114,913 shares at $19.7098 per share and 443 shares at $20.4400 per share on October 7, 2026.

How many shares did Mark D. McClain report in the two trusts?

The reported holdings were 52,004 shares in McClain GMM 2015 Trust and 17,335 shares in Paul N. McClain Gift Trust as of October 6, 2026. McClain is trustee for both trusts, whose beneficiaries are immediate family members; he disclaims beneficial ownership except to the extent of his pecuniary interest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/08/2026 - 05:05 PM Accepted by SEC EDGAR 10/08/2026 - 05:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McClain Mark D.

(Last) (First) (Middle)

C/O SAILPOINT TECHNOLOGIES HOLDINGS, INC

11120 FOUR POINTS DRIVE, SUITE 100

(Street)

AUSTIN TEXAS 78726

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SailPoint, Inc. [ SAIL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/06/2026		S(1)		91,986	D	$20.2676(2)(3)	8,001,884	D
Common Stock	10/06/2026		S(1)		11,907	D	$21.0303(3)(4)	7,989,977	D
Common Stock	10/07/2026		S(1)		114,913	D	$19.7098(3)(5)	7,875,064	D
Common Stock	10/07/2026		S(1)		443	D	$20.44(3)(6)	7,874,621	D
Common Stock								52,004	I	By McClain GMM 2015 Trust(7)
Common Stock								17,335	I	By Paul N. McClain Gift Trust(7)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.

2. On October 6, 2026, the Reporting Person sold 91,986 shares in multiple trades at prices ranging from $19.864 to $20.86 per share.

3. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.

4. On October 6, 2026, the Reporting Person sold 11,907 shares in multiple trades at prices ranging from $20.865 to $21.22 per share.

5. On October 7, 2026, the Reporting Person sold 114,913 shares in multiple trades at prices ranging from $19.409 to $20.40 per share.

6. On October 7, 2026, the Reporting Person sold 443 shares in multiple trades at prices ranging from $20.44 to $20.445 per share.

7. The Reporting Person is a trustee for each of McClain GMM 2015 Trust and Paul N. McClain Gift Trust (together, the "Trusts"). The beneficiary of each of the Trusts is an immediate family member of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own all of the shares held by the Trusts; however, the Reporting Person disclaims beneficial ownership of the shares held by the Trusts except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Ryan Clyde, attorney-in-fact	10/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)