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  4. [Form 4] SailPoint, Inc. Insider Trading Activity

SailPoint, Inc. (SAIL) CFO tax sales under 10b5-1 plan trades reported

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

SailPoint, Inc.’s Chief Financial Officer Brian Carolan reported automatic stock sales tied to tax withholding on recently vested restricted stock units. On January 6, 2026, he sold 15,234 shares of common stock at a weighted average price of $19.2309 per share. On January 7, 2026, he sold 12,961 shares at a weighted average price of $19.9028 per share, and on January 8, 2026, he sold 30,638 shares at a weighted average price of $19.5711 per share.

The filing states these trades were executed under a Rule 10b5-1 trading plan and a mandatory sell-to-cover provision in his restricted stock unit agreement to satisfy tax withholding obligations, so they are not discretionary trades. After these transactions, he directly beneficially owned 1,277,795 shares of SailPoint common stock.

Positive

  • None.

Negative

  • None.
Insider CAROLAN BRIAN
Role Chief Financial Officer
Sold 58,833 shs ($1.15M)
Type Security Shares Price Value
Sale Common Stock 30,638 $19.5711 $600K
Sale Common Stock 12,961 $19.9028 $258K
Sale Common Stock 15,234 $19.2309 $293K
Holdings After Transaction: Common Stock — 1,277,795 shares (Direct)
Footnotes (1)
  1. These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person. On January 6, 2026, the Reporting Person sold 15,234 shares in multiple trades at prices ranging from $18.93 to $19.63 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected. On January 7, 2026, the Reporting Person sold 12,961 shares in multiple trades at prices ranging from $19.455 to $20.23 per share. On January 8, 2026, the Reporting Person sold 30,638 shares in multiple trades at prices ranging from $19.415 to $20.08 per share.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CAROLAN BRIAN
(Last) (First) (Middle)
C/O SAILPOINT, INC.
11120 FOUR POINTS DR., SUITE 100
(Street)
AUSTIN TX 78726
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SailPoint, Inc. [ SAIL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/06/2026 S(1) 15,234 D $19.2309(2)(3) 1,321,394 D
Common Stock 01/07/2026 S(1) 12,961 D $19.9028(3)(4) 1,308,433 D
Common Stock 01/08/2026 S(1) 30,638 D $19.5711(3)(5) 1,277,795 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These trades were executed under a Rule 10b5-1 trading plan and pursuant to a mandatory sell-to-cover provision in the Reporting Person's underlying Restricted Stock Unit Agreement for the satisfaction of tax withholding obligations in connection with the vesting of restricted stock units and consequently do not represent discretionary trades by the Reporting Person.
2. On January 6, 2026, the Reporting Person sold 15,234 shares in multiple trades at prices ranging from $18.93 to $19.63 per share.
3. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were effected.
4. On January 7, 2026, the Reporting Person sold 12,961 shares in multiple trades at prices ranging from $19.455 to $20.23 per share.
5. On January 8, 2026, the Reporting Person sold 30,638 shares in multiple trades at prices ranging from $19.415 to $20.08 per share.
Remarks:
/s/ Ryan Clyde, attorney-in-fact 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did SailPoint (SAIL) report in this Form 4?

The filing reports that Chief Financial Officer Brian Carolan sold shares of SailPoint, Inc. common stock on three dates in January 2026, in connection with restricted stock units.

How many SailPoint shares did the CFO sell and on which dates?

Brian Carolan sold 15,234 shares on January 6, 2026, 12,961 shares on January 7, 2026, and 30,638 shares on January 8, 2026, all reported as sales of common stock.

At what prices were the SailPoint CFO’s shares sold?

The reported weighted average sale prices were $19.2309 per share on January 6, $19.9028 per share on January 7, and $19.5711 per share on January 8, 2026.

Were the SailPoint CFO’s stock sales discretionary trades?

No. The filing explains that these trades were made under a Rule 10b5-1 trading plan and a mandatory sell-to-cover provision to satisfy tax withholding obligations on vested restricted stock units, and therefore do not represent discretionary trades by the reporting person.

How many SailPoint shares does the CFO hold after these transactions?

After the reported transactions, Brian Carolan beneficially owned 1,277,795 shares of SailPoint common stock held directly.

Does the Form 4 show any indirect ownership or derivative securities for the SailPoint CFO?

The reported transactions all relate to common stock held directly, and the section for derivative securities shows no entries in this filing excerpt.