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Saratoga Investment Corp. CEO, director and 10% owner Christian Oberbeck reported stock gifts to family members in a Form 4 dated 12/11/2025. He transferred 5,200 shares of common stock as a gift to children who do not share his household and 7,800 shares as a gift to children who share his household, both at a reported price of $0.00 per share.
After these transactions, Oberbeck holds 657,285 common shares directly. He also reports indirect beneficial ownership of 83,742 shares held by his children, 73,607 shares held by CLO Partners LLC, 100,000 shares held by CLO Partners Holdings LLC, and 1,872 shares held by his wife.
Saratoga Investment Corp. entered a new secured credit facility with Valley National Bank for up to $85.0 million, with the option during the first two years to request increases to an amount not to exceed $100.0 million, subject to terms and a customary fee. The facility matures on November 6, 2028 and requires a minimum drawn amount equal to the greater of $25.0 million or 38% of the facility amount in effect.
Borrowings bear interest at Term SOFR + 2.85% with a 1.00% SOFR floor. An unused fee applies at 0.75% when unused commitments exceed 62% of the total, otherwise 0.50%. Advances are governed by a borrowing base with advance rates on eligible loans ranging from 25% to 75%, and include interest coverage and overcollateralization tests.
The facility is secured by a first‑priority lien on substantially all assets of the borrowing subsidiary and an equity pledge by the Company. Related agreements include a loan sale/contribution arrangement and a limited guaranty, plus a springing guaranty that becomes effective on the tenth business day following a defined Rating Event if not cured. The Company also terminated its prior Encina facility after satisfying all obligations.
Saratoga Investment Corp. (SAJ) reports consolidated quarterly disclosures describing its single reportable segment, portfolio composition and valuation practices. The company holds
The filing notes the SBIC subsidiary repaid SBA debentures and merged into the Company, unlocking undistributed capital and referencing the SBIC regulatory cap of
Christian L. Oberbeck, identified as CEO, Director and a 10% owner of Saratoga Investment Corp., reported a transaction dated 09/23/2025 on Form 4. The filing states Mr. Oberbeck transferred 606 shares of common stock to two Saratoga employees as compensation. The form lists various holdings described as direct and indirect ownership (including interests held by CLO Partners LLC, CLO Partners Holdings LLC, his children and his wife). The Form 4 was signed on 09/25/2025.
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