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Sana Biotechnology (SANA) reclassifies director seat to rebalance board

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Sana Biotechnology, Inc. adjusted the classification of one board seat to comply with its Amended and Restated Certificate of Incorporation. On April 22, 2026, director Steven D. Harr, M.D. resigned as a Class I director and was immediately re-appointed as a Class III director.

The filing states this change was made solely to rebalance the three director classes, and that Dr. Harr’s board service is considered continuous. Following this reclassification, the Board now has three directors in each of Class I, Class II, and Class III.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Board class sizes 3 directors per class After reclassification of Steven D. Harr, M.D.
Board classes Three classes (I, II, III) Classified board structure under Certificate of Incorporation
Director term endpoint 2027 annual meeting New term for Class III director seat held by Steven D. Harr, M.D.
Class I director financial
"one of its Class I directors (with a term expiring at the Company’s 2028 annual meeting of stockholders)"
A class I director is a member of a company’s board who belongs to one of several groups whose terms expire in a specified year under a staggered election system; each class is elected on a different cycle so only a portion of the board faces re-election each year. This matters to investors because it affects how quickly control of the board can change, the company’s continuity and oversight, and the ease of mounting or defending against takeover efforts—think of a team where only some players are replaced each season rather than the whole roster at once.
Class III director financial
"reclassified to a Class III director (with a term expiring at the Company’s 2027 annual meeting of stockholders)"
A Class III director is a board member placed in one of the numbered groups used by companies with a staggered (or “classified”) board; that director’s seat typically comes up for election in the third year of a three-year rotation. For investors this matters because staggered terms create continuity but also make it harder to replace the whole board quickly, affecting shareholder influence, takeover dynamics and how fast new strategy or accountability can be implemented — like replacing only some players on a sports team each season instead of the whole roster at once.
Amended and Restated Certificate of Incorporation regulatory
"in accordance with the Company’s Amended and Restated Certificate of Incorporation"
A company’s amended and restated certificate of incorporation is an updated version of its foundational legal charter that replaces the older document and folds in all changes into one clear copy; it spells out corporate structure, classes of stock, shareholder rights and key governance rules. Investors care because it can change who controls the company, how votes are counted, what claims shareholders have on assets or dividends, and can introduce or remove protections against takeovers—like updating a house title after a major renovation to show who owns what and under what rules.
Emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Section 12(b) of the Act regulatory
"Securities registered pursuant to Section 12(b) of the Act"
0001770121nil00017701212026-04-222026-04-22

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 22, 2026

 

SANA BIOTECHNOLOGY, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

 

Delaware

 

001-39941

 

83-1381173

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

 

(IRS Employer

Identification Number)

188 East Blaine Street, Suite 350

Seattle, Washington 98102

(Address of principal executive offices, including Zip Code)

 

Registrant’s telephone number, including area code: (206) 701-7914

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common Stock, $0.0001 par value per share

 

SANA

 

The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 


 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

In order to achieve a more equal balance of director membership among the three classes of the Board of Directors (“Board”) of Sana Biotechnology, Inc. (the “Company”) in accordance with the Company’s Amended and Restated Certificate of Incorporation (“Certificate of Incorporation”), the Board determined that one of its Class I directors (with a term expiring at the Company’s 2028 annual meeting of stockholders) should be reclassified to a Class III director (with a term expiring at the Company’s 2027 annual meeting of stockholders). Accordingly, on April 22, 2026, contingent upon and effective as of immediately prior to his re-appointment to the Board as a Class III director, Steven D. Harr, M.D., tendered his resignation from his position as a Class I director to the Board, and on the same date, the Board accepted such resignation and immediately re-appointed him as a Class III director. The foregoing actions were effected solely to rebalance the Board classes in order to comply with the Certificate of Incorporation, and Dr. Harr’s service on the Board is deemed to have continued uninterrupted. The Board now consists of three directors in each of Class I, II, and III.

 

1


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Sana Biotechnology, Inc.

Date: April 24, 2026

By:

/s/ Aaron M. Grossman

Aaron M. Grossman

Executive Vice President, Chief Legal Officer

 

2


FAQ

What board change did Sana Biotechnology (SANA) disclose in this 8-K?

Sana Biotechnology reclassified one board seat, moving director Steven D. Harr, M.D. from Class I to Class III. This administrative step keeps his service continuous while rebalancing the three director classes to align with the company’s Certificate of Incorporation.

Why did Sana Biotechnology (SANA) reclassify Steven Harr’s board seat?

The board reclassified Steven Harr’s seat to achieve a more equal balance of directors among Class I, II, and III. The change was made to comply with Sana Biotechnology’s Amended and Restated Certificate of Incorporation governing the company’s classified board structure.

Does Steven Harr’s reclassification at Sana Biotechnology affect his board service?

The filing states that Steven Harr’s service on the board is deemed to have continued uninterrupted. He resigned as a Class I director and was immediately re-appointed as a Class III director, so there is no gap or break in his board service.

What are the new board class sizes at Sana Biotechnology (SANA)?

After the reclassification, Sana Biotechnology’s board now consists of three directors in each of Class I, Class II, and Class III. This equal distribution aligns the board composition with the structure set out in the company’s Certificate of Incorporation.

When did Sana Biotechnology’s board approve the director reclassification?

On April 22, 2026, the board accepted Steven Harr’s contingent resignation as a Class I director and immediately re-appointed him as a Class III director. The actions became effective immediately prior to his re-appointment as a Class III director.

Filing Exhibits & Attachments

1 document