Saratoga Investment director Zoellner files insider report

Saratoga Investment Corp. director Scott E. Zoellner filed an insider ownership report on Form 3.

Rhea-AI Filing Summary

Saratoga Investment Corp. director Scott E. Zoellner filed an insider ownership report on Form 3. The report lists him as a director and not a ten percent owner, with no share transactions or holdings reported. Henri Steenkamp signs on Zoellner’s behalf under a July 21, 2026 power of attorney.

Key Terms

Power of Attorney, ten percent owner, reporting person

3 terms

Power of Attorney regulatory

"signing on behalf of Mr. Zoellner pursuant to a power of attorney"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

ten percent owner regulatory

""is_ten_percent_owner": 0"

reporting person regulatory

""reportingPersons": [{"name": "Zoellner Scott E.""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for SAJ disclose about Scott E. Zoellner?

The Form 3 shows that Scott E. Zoellner is a director of Saratoga Investment Corp. and is not a ten percent owner. It also indicates no reported share holdings or derivative positions for him in this filing.

Does the SAJ Form 3 show any insider share purchases or sales?

No. The filing reports no insider share purchases or sales for Scott E. Zoellner. All transaction counts for buys, sells, exercises, gifts, restructurings, and derivative transactions are zero, and there are no holding entries listed.

Is Scott E. Zoellner a ten percent owner of Saratoga Investment Corp. (SAJ)?

According to the Form 3, Scott E. Zoellner is not a ten percent owner of Saratoga Investment Corp. The data field "is_ten_percent_owner" is coded as 0, while he is identified as a director.

Who signed the SAJ Form 3 on behalf of Scott E. Zoellner?

The filing states that Henri Steenkamp signed on behalf of Scott E. Zoellner under a power of attorney dated July 21, 2026, which is included as Exhibit 24 to the report.

Why is this Form 3 relevant for Saratoga Investment Corp. (SAJ) investors?

This Form 3 documents that director Scott E. Zoellner is an insider subject to SEC reporting at Saratoga Investment Corp. It also shows no currently reported share ownership or trades for him, providing transparency into board-level insider positions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/05/2026 - 07:48 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Zoellner Scott E.

(Last) (First) (Middle)

C/O SARATOGA INVESTMENT CORP.

535 MADISON AVENUE

(Street)

NEW YORK NEW JERSEY 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2026

3. Issuer Name and Ticker or Trading Symbol
SARATOGA INVESTMENT CORP. [ SAR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

(1) Henri Steenkamp is signing on behalf of Mr. Zoellner pursuant to a power of attorney dated July 21, 2026 which is filed herewith as Exhibit 24. Exhibit List :- Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Henri Steenkamp, on behalf of Scott E. Zoellner (1)	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)