Saratoga Investment Corp. (SAJ) CEO transfers 2,560 shares as compensation
Rhea-AI Filing Summary
Saratoga Investment Corp. CEO and director Christian L. Oberbeck reported an indirect disposition of 2,560 shares of common stock on July 22, 2026. Shares indirectly held through CLO Partners LLC were transferred to a Saratoga employee as compensation. After this, he reports 723,113 shares held directly, plus indirect positions including 19,047 shares via CLO Partners LLC, 100,000 via CLO Partners Holdings LLC, and additional family holdings.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 2,560 shares
Net Sell
5 txns
Insider
Oberbeck Christian L
Role
CEO and Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Common Stock F1 | 2,560 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 19,047 shares (Indirect, By CLO Partners LLC);
Common Stock — 723,113 shares (Direct);
Common Stock — 100,000 shares (Indirect, By CLO Partners Holdings LLC);
Common Stock — 91,602 shares (Indirect, By children);
Common Stock — 2,052 shares (Indirect, By wife)
Footnotes (1)
- F1. On July 22, 2026, Mr. Oberbeck transferred a total of 2,560 shares of common stock to a Saratoga employee as compensation.
Key Figures
Shares transferred as compensation: 2,560 shares of common stock
Indirect holdings via CLO Partners LLC: 19,047 shares of common stock
Direct holdings after transaction: 723,113 shares of common stock
+3 more
6 metrics
Shares transferred as compensation
2,560 shares of common stock
Transferred on July 22, 2026 to a Saratoga employee as compensation
Indirect holdings via CLO Partners LLC
19,047 shares of common stock
Indirect ownership after the reported transfer
Direct holdings after transaction
723,113 shares of common stock
Directly owned by Christian L. Oberbeck as of July 22, 2026
Indirect holdings via CLO Partners Holdings LLC
100,000 shares of common stock
Indirect ownership reported after the transaction
Indirect holdings by children
91,602 shares of common stock
Reported as indirect ownership "By children"
Indirect holdings by wife
2,052 shares of common stock
Reported as indirect ownership "By wife"
Key Terms
indirect ownership, Other acquisition or disposition, restructuring
3 terms
indirect ownership regulatory
"Marked as indirect ownership with nature "By CLO Partners LLC""
Other acquisition or disposition regulatory
"Transaction code J is described as "Other acquisition or disposition""
restructuring financial
"Summary classifies this as a restructuring transaction involving 2,560 shares"
Restructuring is a deliberate rearrangement of a company’s operations, finances, or ownership—like reorganizing a cluttered house to run more efficiently—often involving cost cuts, asset sales, debt changes, or staff moves. Investors pay attention because restructuring can improve profitability and free up cash, but it can also signal distress, incur one-time costs, or dilute shareholder value; its success affects future earnings and stock performance.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did SAJ’s CEO Christian L. Oberbeck report?
Christian L. Oberbeck reported an indirect disposition of 2,560 shares of Saratoga Investment Corp. common stock on July 22, 2026. The shares, held through CLO Partners LLC, were transferred to a Saratoga employee as compensation rather than sold for cash.
What indirect Saratoga Investment (SAJ) holdings does Oberbeck report after the transfer?
After the transfer, Oberbeck reports 19,047 shares held indirectly via CLO Partners LLC and 100,000 shares via CLO Partners Holdings LLC, plus 91,602 shares held by his children and 2,052 shares held by his wife, all reported as indirect ownership.
Was the SAJ insider transaction made under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not marked as an affirming plan, and the footnote does not mention any trading plan. The transfer of 2,560 shares as employee compensation is therefore reported as a non-plan transaction.