STOCK TITAN

Form 4: SBEV awards CFO 15,000 stock options; 1-for-40 split noted

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Splash Beverage Group (SBEV) filed a Form 4 reporting an option grant to its CFO. On March 20, 2025, the officer was awarded stock options covering 15,000 shares at an exercise price of $6.04, expiring on March 20, 2030. The options were acquired at a price of $0 and are held directly.

The vesting schedule is 5,000 already vested, 5,000 vesting on March 20, 2026, and 5,000 vesting on March 20, 2027, in each case subject to continued service. The filing notes that figures give effect to a 1-for-40 reverse stock split effective March 27, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Devereux William T

(Last) (First) (Middle)
1314 EAST LAS OLAS BLVD., SUITE 221

(Street)
FORT LAUDERDALE FL 33316

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SPLASH BEVERAGE GROUP, INC. [ SBEV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy)(1)(2) $6.04 03/20/2025 A 15,000 (1) 03/20/2030 Common Stock 15,000 $0 15,000 D
Explanation of Responses:
1. The stock options vest as follows: 5,000 are vested, 5,000 vest on March 20, 2026 and 5,000 vest on March 20, 2027, subject in each case to continued services to the Company as of each applicable vesting date.
2. Gives effect to a reverse stock split of 1-for-40 effective March 27, 2025.
/s/ William Devereux 10/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Splash Beverage (SBEV) disclose on this Form 4?

A grant of stock options to the CFO covering 15,000 shares at an exercise price of $6.04, dated March 20, 2025.

What is the vesting schedule for the SBEV CFO’s options?

Vesting is 5,000 already vested, 5,000 on March 20, 2026, and 5,000 on March 20, 2027, subject to continued service.

When do the SBEV CFO’s options expire and at what price?

They expire on March 20, 2030 with an exercise price of $6.04 per share.

How many derivative securities are beneficially owned after the transaction?

The Form 4 reports 15,000 derivative securities beneficially owned following the transaction.

What ownership form is indicated for the options?

The options are reported as Direct (D) ownership.

Does the filing reference any stock split for SBEV?

Yes, it notes a 1-for-40 reverse stock split effective March 27, 2025.
Splash Beverage Group Inc

NYSE:SBEV

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2.13M
2.50M
11.6%
3.24%
5.63%
Beverages - Wineries & Distilleries
Beverages
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United States
FORT LAUDERDALE