500K options granted to Splash Beverage (SBEV) director

Rhea-AI Filing Summary

SPLASH BEVERAGE GROUP, INC. director Frederick William Caple received a grant of 500,000 stock options for common stock. The options have an exercise price of $0.25 per share, are fully vested, and expire on June 8, 2036. They were approved by the board under the company’s 2025 Equity Incentive Plan and are structured as non-qualified stock options exempt under Rule 16b-3.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Caple Frederick William

Role null

Type	Security	Shares	Price	Value
Grant/Award	Stock Options (Right to Buy)	500,000	$0.00	--

Holdings After Transaction: Stock Options (Right to Buy) — 500,000 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Options granted: 500,000 options Exercise price: $0.25 per share Expiration date: June 8, 2036 +1 more

4 metrics

Options granted 500,000 options Non-qualified stock options granted to director

Exercise price $0.25 per share Stock option strike price for common stock

Expiration date June 8, 2036 Option term end date

Options outstanding after grant 500,000 options Total derivative position following transaction

Key Terms

non-qualified stock options, Section 16(b), Rule 16b-3, 2025 Equity Incentive Plan

4 terms

non-qualified stock options financial

"The grant of the Issuer's non-qualified stock options was exempt from Section 16(b)..."

Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.

Section 16(b) regulatory

"The grant of the Issuer's non-qualified stock options was exempt from Section 16(b) of the Securities Exchange Act of 1934..."

A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.

Rule 16b-3 regulatory

"by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors."

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

2025 Equity Incentive Plan financial

"The options were granted under the Issuer's 2025 Equity Incentive Plan and the exercisability of the options is subject..."

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Caple Frederick William

(Last) (First) (Middle)

1112 N. FLAGLER DRIVE

(Street)

FORT LAUDERDALE FLORIDA 33304

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SPLASH BEVERAGE GROUP, INC. [ SBEV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to Buy)(1)	$0.25	06/08/2026		A		500,000		(1)	06/08/2036	Common Stock	500,000	(1)	500,000	D

Explanation of Responses:

1. The grant of the Issuer's non-qualified stock options was exempt from Section 16(b) of the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder, as it was approved by the Issuer's Board of Directors. The options were granted under the Issuer's 2025 Equity Incentive Plan and the exercisability of the options is subject to execution of the Issuer's standard form of Stock Option Agreement. The options are fully vested.

	/s/ Frederick William Caple	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did SPLASH BEVERAGE GROUP (SBEV) report in this Form 4?

SPLASH BEVERAGE GROUP reported a director stock option grant. Frederick William Caple received 500,000 non-qualified stock options for common stock at a $0.25 exercise price, fully vested and expiring June 8, 2036, under the 2025 Equity Incentive Plan.

How many options were granted to the SBEV director and at what price?

The director received 500,000 stock options. Each option allows purchase of one share of common stock at an exercise price of $0.25 per share, providing compensation-linked equity exposure rather than an immediate cash payment, with value tied to future share price performance.

When do the granted SBEV stock options expire?

The granted stock options expire on June 8, 2036. This long-dated expiration gives the director an extended period to exercise the options if the common stock trades above the $0.25 exercise price, aligning potential upside with the company’s long-term performance.

Are the SBEV director’s stock options already vested?

Yes, the stock options are fully vested. This means the director can exercise all 500,000 options at any time before the June 8, 2036 expiration, subject to the terms of the company’s standard Stock Option Agreement governing exercises and related conditions.

Under which plan were the SBEV options granted to the director?

The options were granted under SPLASH BEVERAGE GROUP’s 2025 Equity Incentive Plan. This plan is used to deliver equity-based compensation, and the board-approved grant is exempt from Section 16(b) short-swing profit rules under Rule 16b-3 of the Exchange Act.

Was the SBEV option grant approved for Section 16(b) purposes?

Yes, the option grant was approved by the board and is exempt from Section 16(b). The filing states it qualifies under Rule 16b-3, which provides an exemption from short-swing profit recovery rules when specific board approval requirements are satisfied.