Welcome to our dedicated page for Splash Beverage Group SEC filings (Ticker: SBEVW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Splash Beverage Group (SBEV) reported unregistered sales of Series A-1 Convertible Redeemable Preferred Stock with accompanying warrants to two accredited investors, generating $400,000 in total gross proceeds. The transactions occurred on August 9, 2025 and October 24, 2025, and included 100,000 one-year Class A Warrants and 100,000 five-year Class B Warrants.
The company also expects to sell 250 additional shares of Series A-1 in November 2025 to one of these investors for $250,000, with 62,500 accompanying Class A Warrants and 62,500 Class B Warrants. Splash Beverage furnished updated Risk Factors as Exhibit 99.1.
Splash Beverage Group (SBEV) filed an 8-K/A to correct a scrivener’s error under Item 5.02(e) regarding the reference to the securities exchange. The company also outlined its 2025 Equity Incentive Plan, which is effective upon stockholder approval and runs until September 25, 2035.
The plan’s share reserve is capped at no more than 15% of fully diluted outstanding shares, with an automatic increase of 5% each January 1 from 2026 through 2032, unless reduced or suspended by the Board. Governance updates include bylaw amendments effective September 25, 2025: quorum set at one-third of outstanding voting power, actions approved by a majority of votes cast if a quorum is present, clarified CEO/President duties, and removal of a special notice timing requirement related to increases in authorized shares.
Robert Nistico, Chief Executive Officer and Chairman of Splash Beverage Group (SBEV), filed a Schedule 13D reporting beneficial ownership of 180,470 shares, or 7.1% of the company’s common stock.
The position includes 38,053 common shares, 66,667 warrants with a $30.00 exercise price, 13,250 stock options with a $104.00 exercise price, and 62,500 five‑year warrants from a 750,000-warrant grant on July 31, 2025 at a $0.80 exercise price. The remainder of that grant vests as follows: 250,000 upon meeting a future commitment and the balance quarterly over two years. He reports sole voting and dispositive power over all 180,470 shares.
The ownership percentage is based on 2,414,226 shares outstanding as of October 17, 2025. The filing states the securities were acquired with the purpose of exercising control.
Splash Beverage Group (SBEV): Schedule 13D filed by CFO. Chief Financial Officer Devereux William T reported beneficial ownership tied to company equity awards. The position includes 1,000,000 shares issuable upon exercise of five-year warrants at $0.80 per share and 15,000 shares issuable upon stock options with vesting through March 20, 2027. The event date is July 31, 2025.
The filing states this amounts to approximately 29.4% of the 2,414,226 shares outstanding as of October 17, 2025. The securities were acquired in connection with employment, and the reporting person has sole voting and dispositive power over the reported securities.
Frederick William Caple filed a Schedule 13D for Splash Beverage Group (SBEV), reporting beneficial ownership of 24.1%. The filing cites sole voting and dispositive power over the reported securities and states that his purpose is exercising control.
His holdings include 750,000 five-year warrants with an exercise price of $0.80 per share, stock options for 3,125 shares at $50.40, and options for 15,000 shares at $13.60 (5,000 immediately and 1,250 per quarter over eight quarters), plus 1,875 common shares. The filing references 2,414,226 shares outstanding as of October 17, 2025 to frame the ownership percentage, and notes the warrants were received on July 31, 2025.
Splash Beverage Group (SBEV): Schedule 13D filed by director Justin W. Yorke. The filing reports beneficial ownership of 907,979 shares, representing 28.6% of the company’s 2,414,226 shares outstanding as of October 17, 2025. The stake includes securities currently held and those issuable under vested instruments calculated per SEC rules.
Yorke’s holdings comprise 6,242 common shares, 137,153 shares indirectly through Richland Fund, LLC, 8,333 warrants (exercise price $30.00), 3,125 options (exercise price $104.00), 3,125 options (exercise price $44.80), and 750,000 five-year warrants with an exercise price of $0.80 received on July 31, 2025. The filing states the securities were acquired with the purpose of exercising control.
Splash Beverage Group (SBEV): William R. Meissner filed a Schedule 13D reporting beneficial ownership of 752,500 shares, equal to 23.8% of the class. The stake consists of 750,000 five-year warrants exercisable at $0.80 per share received on July 31, 2025, plus 2,500 stock options with a $104.00 exercise price. He holds sole voting and dispositive power over these securities and states he acquired them with the purpose of exercising control.
The ownership percentage is calculated against 2,414,226 shares outstanding as of October 17, 2025. The filing notes SEC rules can inflate individual beneficial ownership due to including securities exercisable within 60 days, and that simultaneous filings by others could show multiple holders above 20% when viewed individually.
Splash Beverage Group (SBEV) amended its bylaws to clarify stockholder voting standards. Effective October 13, 2025, the bylaws state that, except for matters requiring a majority of the outstanding voting power or a plurality of the votes cast, a majority of the votes entitled to vote constitutes the act of the stockholders. The amendments also specify that broker non-votes are not entitled to vote on such matters. The company filed the full text of the amendment as Exhibit 3.1.