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SB Financial (SBFG) EVP granted 3,672 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SB Financial Group executive Juan Ernesto Gaytan Garcia reported a stock award from the company. On 02/05/2026, he acquired 3,672 shares of SB Financial Group common stock at $22.14 per share, issued pursuant to a grant of restricted stock units under the company’s stock incentive plan.

Following this grant, he beneficially owns 20,409 shares directly and 837 shares indirectly through an ESOP. He is listed as an officer of a subsidiary with the title EVP of Subsidiary, and this filing reflects equity-based compensation rather than an open‑market purchase.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GAYTAN GARCIA JUAN ERNESTO

(Last) (First) (Middle)
2103 SOUTH BROOKHILL LANE

(Street)
CANTON MI 48188

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SB FINANCIAL GROUP, INC. [ SBFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP OF SUBSIDIARY
3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 02/05/2026 A 3,672(1) A $22.14 20,409 D
COMMON STOCK 837 I ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN
JUAN ERNESTO GAYTAN GARCIA 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SB Financial Group (SBFG) report on this Form 4?

SB Financial Group reported an equity grant to a subsidiary EVP. Juan Ernesto Gaytan Garcia acquired 3,672 shares of common stock on 02/05/2026 at $22.14 per share through restricted stock units under the company’s stock incentive plan.

Who is the insider involved in the latest SB Financial Group (SBFG) Form 4 filing?

The insider is Juan Ernesto Gaytan Garcia, an EVP of a subsidiary. He is reported as an officer, not a director or 10% owner, and this filing records his receipt of restricted stock unit shares as part of stock-based compensation.

How many SB Financial Group (SBFG) shares did the EVP receive and at what price?

The EVP received 3,672 SB Financial Group common shares at $22.14 each. These shares were acquired on 02/05/2026 through a grant of restricted stock units made under the company’s stock incentive plan, rather than via an open-market transaction.

How many SB Financial Group (SBFG) shares does the reporting person own after the transaction?

After the transaction, the EVP beneficially owns 21,246 shares in total. This includes 20,409 shares held directly and 837 shares held indirectly through an employee stock ownership plan (ESOP), as disclosed in the Form 4 filing.

Was the SB Financial Group (SBFG) Form 4 transaction an open-market purchase or a stock award?

The transaction was a stock award, not an open-market purchase. The filing states the 3,672 shares were acquired pursuant to a grant of restricted stock units under SB Financial Group’s stock incentive plan, indicating equity-based compensation.
Sb Finl Group Inc

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