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Director Tom R. Helberg receives 1,150 SB Financial (SBFG) shares in RSU grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SB Financial Group director Tom R. Helberg reported an equity grant under the company’s stock incentive plan. On February 5, 2026, he acquired 1,150 shares of common stock at $22.14 per share pursuant to a grant of restricted stock units. Following this grant, he beneficially owns 8,246 shares directly and an additional 7,340 shares indirectly through family holdings.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HELBERG TOM R

(Last) (First) (Middle)
30600 N. PIMA RD.
UNIT 50

(Street)
SCOTTSDALE AZ 85266

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SB FINANCIAL GROUP, INC. [ SBFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 02/05/2026 A 1,150(1) A $22.14 8,246 D
COMMON STOCK 7,340 I FAMILY HOLDINGS
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. THE SHARES WER ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN
TOM R HELBERG 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SB Financial Group (SBFG) director Tom R. Helberg report?

Tom R. Helberg reported acquiring 1,150 shares of SB Financial Group common stock. The shares were granted on February 5, 2026 under the company’s stock incentive plan as restricted stock units, reflecting an equity-based compensation award rather than an open-market purchase.

At what price were the 1,150 SB Financial Group (SBFG) shares granted to Tom R. Helberg?

The 1,150 shares granted to Tom R. Helberg were valued at $22.14 per share. This price is shown as the transaction price per share for the restricted stock unit grant reported on February 5, 2026 in the Form 4 filing.

How many SB Financial Group (SBFG) shares does Tom R. Helberg own after this Form 4 transaction?

After the reported grant, Tom R. Helberg beneficially owns 8,246 SB Financial Group common shares directly. The filing also shows 7,340 additional shares held indirectly through family holdings, indicating both personal and family-related ownership positions reported under insider ownership rules.

What is the nature of the indirect SB Financial Group (SBFG) holdings reported for Tom R. Helberg?

The Form 4 lists 7,340 SB Financial Group common shares as indirectly owned by Tom R. Helberg. These are labeled as “FAMILY HOLDINGS,” meaning the shares are held through family-related accounts or entities, rather than directly in his own name.

Was the SB Financial Group (SBFG) insider transaction a purchase on the open market?

No, the transaction reflects an equity grant, not an open-market buy. The 1,150 SB Financial Group shares were acquired through a grant of restricted stock units under the company’s stock incentive plan, as explained in the Form 4 footnote.

What role does Tom R. Helberg hold at SB Financial Group (SBFG) according to the Form 4?

According to the Form 4, Tom R. Helberg is a director of SB Financial Group. The filing’s relationship section indicates his status as a director, and the reported equity grant represents part of his stock-based compensation from the company.
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