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SB Financial Group (SBFG) CEO adds 7,348 shares via restricted stock grant

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SB Financial Group’s chairman, president and CEO Mark A. Klein reported receiving 7,348 shares of common stock on February 5, 2026, coded as an acquisition at $22.14 per share. Following this equity grant under the company’s stock incentive plan, he directly holds 11,134 common shares.

He also reports indirect ownership of 988 common shares through an ESOP and 110,074 common shares through a trust, reflecting additional beneficial interests separate from his direct holdings.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KLEIN MARK A

(Last) (First) (Middle)
225 KETTENRING DRIVE

(Street)
DEFIANCE OH 43512

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SB FINANCIAL GROUP, INC. [ SBFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHAIRMAN, PRESIDENT, CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 02/05/2026 A 7,348(1) A $22.14 11,134 D
COMMON STOCK 988 I ESOP
COMMON STOCK 110,074 I TRUST
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN
MARK A. KLEIN 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SBFG’s CEO report on February 5, 2026?

SB Financial Group CEO Mark A. Klein reported acquiring 7,348 shares of common stock on February 5, 2026 at $22.14 per share. The acquisition came through a restricted stock unit grant under the company’s stock incentive plan, increasing his directly held common shares.

How many SBFG shares does Mark A. Klein directly own after this Form 4?

After the reported transaction, Mark A. Klein directly owns 11,134 shares of SB Financial Group common stock. These shares reflect his direct beneficial ownership following the February 5, 2026 restricted stock unit grant reported as an acquisition at a price of $22.14 per share.

What is the nature of the 7,348 SBFG shares acquired by the CEO?

The 7,348 SB Financial Group shares were acquired through a grant of restricted stock units under the company’s stock incentive plan. This equity award, reported as an acquisition at $22.14 per share, represents compensation in stock rather than an open-market purchase by the CEO.

What indirect SBFG shareholdings are reported for Mark A. Klein?

Mark A. Klein reports indirect ownership of 988 SB Financial Group common shares through an ESOP and 110,074 common shares through a trust. These positions are separate from his 11,134 directly held shares and reflect additional beneficial interests associated with his role at the company.

What role does Mark A. Klein hold at SB Financial Group (SBFG)?

Mark A. Klein serves as chairman, president and CEO of SB Financial Group. His leadership roles are disclosed alongside this Form 4, which reports a restricted stock unit grant and details his direct and indirect beneficial ownership of the company’s common stock as of February 2026.

Was the SBFG CEO’s Form 4 transaction a purchase or an award?

The reported Form 4 transaction for SB Financial Group’s CEO reflects an equity award, not an open-market purchase. The 7,348 common shares were acquired pursuant to a grant of restricted stock units under the company’s stock incentive plan, with a reported price of $22.14 per share.
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