Sale of 162,462 Schwab (NYSE: SCHW) shares planned under Rule 144

Rhea-AI Filing Summary

A shareholder of The Charles Schwab Corporation has filed a notice under Rule 144 to sell 162,462 shares of Schwab common stock on the NYSE. The filing lists an aggregate market value of about $16.86 million for this planned sale.

The shares were acquired on 02/03/2026 through a stock option exercise, with payment also dated 02/03/2026. Schwab common shares outstanding were 1,776,936,770 at the time referenced. The seller represents they are not aware of undisclosed material adverse information about Schwab’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	162462	16855433.00	1776936770	02/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	02/03/2026	STOCK OPTION EX	ISSUER			162462	02/03/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SCHW Rule 144 filing disclose about planned share sales?

The filing discloses a planned Rule 144 sale of 162,462 Charles Schwab common shares on the NYSE, with an aggregate market value of about $16.86 million. It outlines key details like acquisition method, dates, and broker information.

How many Charles Schwab (SCHW) shares are being registered for sale?

The notice covers a proposed sale of 162,462 common shares of The Charles Schwab Corporation. These shares were acquired via stock option exercise on 02/03/2026, and the filing lists an aggregate market value of approximately $16.86 million for the planned transaction.

How were the SCHW shares in this Rule 144 filing acquired?

The shares were acquired through a stock option exercise dated 02/03/2026. The filing shows both the acquisition date and the payment date as 02/03/2026, indicating the options were exercised and paid for on the same day before the planned Rule 144 sale.

What is the aggregate market value of the Schwab shares to be sold?

The Rule 144 notice lists an aggregate market value of $16,855,433.00 for the 162,462 Schwab common shares to be sold. This figure reflects the market value used for the filing and helps indicate the scale of the planned transaction.

How many Charles Schwab (SCHW) shares were outstanding at the time referenced?

The filing reports 1,776,936,770 Schwab common shares outstanding for the class referenced. This provides context for the planned Rule 144 sale of 162,462 shares, showing how the sale size compares with the total outstanding share count of the issuer.

When is the approximate date of sale for the SCHW Rule 144 transaction?

The notice states an approximate date of sale of 02/03/2026 for the Schwab common shares. This indicates when the filer expects to begin selling the 162,462 shares on the NYSE, subject to Rule 144 conditions and market execution.

What representation does the seller make about Schwab’s nonpublic information?

By signing the notice, the seller represents they do not know any material adverse information about Schwab’s current or prospective operations that has not been publicly disclosed. This representation is a standard part of the Rule 144 notice language.