Charles A. Ruffel, a director of SCHW, received 1,222 nonqualified stock options on October 1, 2026, in lieu of cash compensation otherwise payable as director fees. The options vested immediately, have an exercise price of $98.37 per share and were reported as a directly held position of 1,222 options after the award.
Charles Schwab Corp. (SCHW) director Frank C. Herringer acquired 445 restricted stock units on October 1, 2026, in lieu of cash compensation otherwise payable as director fees. Each RSU represents a right to receive one share of company stock. The RSUs are held in a rabbi trust for his benefit and are distributed when he leaves the Board of Directors. His reported resulting position was 153,636.78 RSUs, including 440.52 RSUs acquired through dividend reinvestment.
Charles Schwab Corporation (SCHW) director Stephen A. Ellis acquired 369 restricted stock units on October 1, 2026, in lieu of cash compensation otherwise payable as director fees. The units were received under the Directors’ Deferred Compensation Plan II and are held in a rabbi trust for Ellis’s benefit, with distribution when he leaves the Board. His resulting position was 13,683.75 RSUs, including 38.29 acquired through dividend reinvestment.
Charles Schwab Corp. (SCHW) director Marianne Catherine Brown acquired 407 restricted stock units on October 1, 2026, in lieu of cash compensation otherwise payable as director fees. Each unit represents a right to receive one share of company stock. The units were received under Directors' Deferred Compensation Plan II, are held in a rabbi trust for her benefit, and are distributed when she leaves the Board. Her reported position following the award was 8,700.21 RSUs, including 23.85 RSUs acquired through dividend reinvestment.
SCHW officer Neesha Hathi, MD, Head Wealth Adv, Bnk, Tst, exercised 5,000 nonqualified stock options at an exercise price of $41.98 per share on October 1, 2026. The shares received were contributed to a trust, which sold 5,000 shares that day at a weighted average price of $97.8014 per share under a Rule 10b5-1 trading plan adopted by Hathi on May 29, 2026. After the exercise, 13,950 options remained; the trust held 5,770 shares after the sale.
Stephen A. Ellis, a director of SCHWAB CHARLES CORP (SCHW), exercised 1,918 nonqualified stock options on September 23, 2026, at a $31.48 exercise price, acquiring 1,918 common shares. The options were received under the Directors' Deferred Compensation Plan II and vested immediately; the shares received upon exercise were contributed to a trust. Reported positions after the transactions were 7,445 common shares held directly and 104,210.453 shares held indirectly by trust, including 299.7567 shares acquired through dividend reinvestment. No Rule 10b5-1 plan is reported.
SCHWAB CHARLES CORP (SCHW) executive Neesha Hathi, MD and Head of Wealth Advisory, Banking and Trust, exercised a nonqualified stock option for 3,177 shares of common stock at an exercise price of $52.05 per share on September 1, 2026. The shares received were contributed to a trust, which then sold 3,177 shares at a weighted average price of $109.04 per share pursuant to a Rule 10b5-1 trading plan, leaving 5,770 shares of SCHW common stock held indirectly by the trust.
SCHWAB CHARLES CORP (SCHW) reported that Co-Chairman Walter W. Bettinger II exercised a nonqualified stock option for 74,388 shares of common stock at an exercise price of $46.81 per share, originally granted under the 2013 Stock Incentive Plan. The same number of shares was acquired indirectly by a family trust and then sold by that trust in multiple trades totaling 74,388 shares at a weighted average price of $110.9137 per share. Following the option exercise, 154,589 option shares remain directly held, and indirect holdings include shares held through an ESOP, ESPP and by the reporting person's spouse and related accounts.
SCHWAB CHARLES CORP (SCHW) reported that officer Neesha Hathi, MD, Head Wealth Adv, Bnk, Tst, exercised a nonqualified stock option for 3,177 shares of common stock at an exercise price of $52.05 per share, originally granted under the company’s 2013 Stock Incentive Plan. The acquired shares were contributed to a trust and, on the same date, that trust sold 3,177 shares of common stock at a weighted average price of $108.1201 per share in multiple trades between $107.805 and $108.725. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026.
SCHWAB CHARLES CORP (SCHW) reported an insider ownership change by Co-Chairman Charles R. Schwab. On 2026-08-27, an entity described as a trust made a bona fide gift transfer of 9,300 shares of Common Stock, reported as an indirect disposition. Following this gift, the trust holds 53,549,441 shares indirectly. Additional reported indirect holdings are 30,021,463 shares held by a limited partnership, 44,025 shares held by 188 Corp, and 10,624,797.33 shares held by the spouse as trustee.