STOCK TITAN

Schwab (SCHW) banking chief Tyler Woulfe discloses RSU and stock option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

SCHWAB CHARLES CORP reports initial holdings for MD, Chief Banking Officer Tyler A. Woulfe. The position includes 4,018 shares of common stock in the form of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the grant date. Woulfe also holds a nonqualified stock option for 9,666 underlying shares of common stock at an exercise price of $95.49 per share, vesting in four equal annual installments and expiring on March 2, 2036.

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Insider Woulfe Tyler A.
Role MD, Chief Banking Officer
Type Security Shares Price Value
holding Nonqualified Stock Option (right to buy) -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Nonqualified Stock Option (right to buy) — 9,666 shares (Direct); Common Stock — 4,018 shares (Direct)
Footnotes (1)
  1. The reported holding comprises 4,018 restricted stock units granted under the company's 2022 Stock Incentive Plan, all of which vest in four equal annual installments beginning on the first anniversary of the grant date. The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
Restricted Stock Units 4,018 shares Restricted stock units granted under the 2022 Stock Incentive Plan, vesting in four equal annual installments
Stock Option Underlying Shares 9,666 shares Underlying common stock for nonqualified stock option held directly
Stock Option Exercise Price $95.49 per share Exercise price for nonqualified stock option on 9,666 underlying shares
Stock Option Expiration March 2, 2036 Expiration date of nonqualified stock option granted under the 2022 Stock Incentive Plan
Common Stock RSU Holding 4,018.0000 shares Total shares following transaction for restricted stock units classified as common stock
Option Position Size 9,666.0000 options Total shares following transaction for nonqualified stock option position
Restricted stock units financial
"The reported holding comprises 4,018 restricted stock units granted under the company's 2022 Stock Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Nonqualified Stock Option financial
"The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments"
2022 Stock Incentive Plan financial
"granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments"
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FAQ

What insider position is reported for SCHW MD, Chief Banking Officer Tyler A. Woulfe?

Tyler A. Woulfe holds 4,018 restricted stock units of SCHWAB CHARLES CORP common stock and a nonqualified stock option

How many SCHW restricted stock units does Tyler A. Woulfe hold and how do they vest?

Tyler A. Woulfe holds 4,018 restricted stock units. These RSUs vest in four equal annual installments, beginning on the first anniversary of the grant date, under the 2022 Stock Incentive Plan.

What are the key terms of Tyler A. Woulfe’s SCHW nonqualified stock option?

Woulfe’s nonqualified stock option covers 9,666 underlying shares of SCHW common stock, with an exercise price of $95.49 per share and an expiration date of March 2, 2036.

Does the SCHW Form 3 for Tyler A. Woulfe show any insider buying or selling?

No insider buying or selling is reported. The Form 3 lists holdings only: 4,018 restricted stock units and a nonqualified stock option over 9,666 underlying shares, with no buy or sell transactions.

Under which plan were Tyler A. Woulfe’s SCHW equity awards granted?

Both the 4,018 restricted stock units and the nonqualified stock option over 9,666 shares were granted under SCHWAB CHARLES CORP’s 2022 Stock Incentive Plan, with vesting in four equal annual installments.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Woulfe Tyler A.

(Last)(First)(Middle)
3000 SCHWAB WAY

(Street)
WESTLAKE TEXAS 76262

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
MD, Chief Banking Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock4,018(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (right to buy)03/02/2026(2)03/02/2036Common Stock9,666$95.49D
Explanation of Responses:
1. The reported holding comprises 4,018 restricted stock units granted under the company's 2022 Stock Incentive Plan, all of which vest in four equal annual installments beginning on the first anniversary of the grant date.
2. The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
Remarks:
Exhibit 24 - Power of Attorney
/s/ P. Blake Allen, Attorney-in-fact07/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)