Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation (NYSE: SCHW) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed information about its financial condition, capital structure, and material events. This page aggregates Schwab’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in lengthy regulatory documents.
For Schwab, core filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its brokerage, banking, asset management, custody, and financial advisory operations, along with risk factors, management’s discussion and analysis, and segment information. Current reports on Form 8-K disclose specific events, such as quarterly earnings releases, the issuance of senior notes under a shelf registration statement, and definitive agreements for acquisitions like the announced agreement to acquire Forge Global Holdings, Inc.
Schwab also maintains registration statements, such as its Form S-3 shelf registration used for offerings of senior notes and other securities, and exhibits that include underwriting agreements, indentures, supplemental indentures, and legal opinions. Filings related to its listed securities cover its common stock and depositary shares representing interests in preferred stock series that trade on the New York Stock Exchange.
On this page, users can quickly access new and historical filings, including 10-K and 10-Q reports, 8-K current reports, and other registration and exhibit documents. AI-generated overviews highlight important disclosures, summarize complex capital markets transactions, and clarify technical language, while links to Form 4 and other ownership reports make it easier to review insider transactions and equity awards. Real-time updates from EDGAR ensure that investors, analysts, and researchers can review Schwab’s regulatory history and recent disclosures in one organized location.
SCHWAB CHARLES CORP reported that executive Jonathan S. Beatty, Managing Director and Head of Advisor Services, received a grant of 24,509 nonqualified stock options on March 2, 2026. The options were granted at an exercise price of $0.00 per share under the company’s 2022 Stock Incentive Plan and vest in four equal annual installments starting on the first anniversary of the grant date.
Verdeschi Michael D reported acquisition or exercise transactions in this Form 4 filing.
Charles Schwab Corporation reported that its CFO, Michael D. Verdeschi, received a grant of nonqualified stock options covering 62,134 shares on March 2, 2026. The options were granted at no cost to him on the grant date.
The award was issued under the company’s 2022 Stock Incentive Plan and vests in four equal annual installments, beginning on the first anniversary of the grant date. This is a compensation-related equity grant rather than an open-market stock purchase or sale.
Charles Schwab’s MD and Chief Banking Officer Paul V. Woolway reported a mix of equity awards, option activity, and insider sales in company stock. Across several open-market transactions executed through a trust, he sold 22,010 shares of common stock, with prices in the mid‑$90s, under a pre‑arranged Rule 10b5‑1 trading plan. The filing also shows shares acquired from vesting of performance-based restricted stock units tied to a three-year goal period ending December 31, 2025, the exercise of a nonqualified stock option, a new stock option grant, and shares withheld to cover related tax obligations.
Charles Schwab executive Jonathan M. Craig, Managing Director and Head of Investor Services, reported equity compensation activity. He received 25,633 shares of common stock on the vesting of performance-based restricted stock units tied to a three-year performance period ending December 31, 2025, all under the company’s 2022 Stock Incentive Plan. To cover related tax withholding on this vesting, the company withheld 11,152 shares of common stock at $95.305 per share, leaving Craig with 14,481 shares of common stock held directly after these transactions. Separately, on March 2, 2026, he was granted a nonqualified stock option for 50,052 shares, which vests in four equal annual installments beginning on the first anniversary of the grant date.
Charles Schwab’s Chief Risk Officer Nigel J. Murtagh reported equity compensation activity. He was granted 30,377 nonqualified stock options on March 2, 2026, at an exercise price of $0.0000 as a grant under the 2022 Stock Incentive Plan, vesting in four equal annual installments beginning on the first anniversary of the grant date.
On March 1, 2026, he acquired 16,312 shares of common stock upon the vesting of performance-based restricted stock units tied to a three-year performance period ended December 31, 2025. The company withheld 9,109 shares at $95.3050 per share to cover related tax obligations. After these transactions, he directly owned 65,175.4846 common shares and indirectly held 2,374 common shares through an employee stock purchase plan.
Charles Schwab Corporation executive Dennis Howard reported equity awards and related tax withholding. He received 42,458 nonqualified stock options on March 2, 2026 at an exercise price of $0.00, which vest in four equal annual installments starting one year after the grant date.
On March 1, 2026, he acquired 16,312 shares of common stock upon vesting of performance-based restricted stock units tied to a three-year performance period ending December 31, 2025. The company withheld 6,204 shares at $95.305 per share to cover tax obligations, leaving him with 20,578 common shares held directly after these transactions.
Charles Schwab Corp director and Co-Chairman Charles R. Schwab reported equity compensation activity. He acquired 38,838 shares of common stock upon vesting of performance-based restricted stock units tied to a three-year performance period ending December 31, 2025.
The company withheld 15,283 shares at $95.305 per share to cover tax obligations related to this vesting. Schwab also received a grant of 72,489 nonqualified stock options, which vest in four equal annual installments starting on the first anniversary of the grant date. The filing also lists large indirect common stock holdings through a trust, a limited partnership, a corporation, and a trust where his spouse serves as trustee.
Charles Schwab Co-Chairman Walter W. Bettinger reported equity compensation transactions involving common stock and options. On March 1, 2026, he acquired 141,757 shares of common stock at $0.0000 per share through the vesting of performance-based restricted stock units tied to a three-year performance period ending December 31, 2025. On the same date, the company withheld 60,743 shares of common stock at $95.3050 per share to cover related tax obligations, a tax-withholding disposition rather than an open-market sale, leaving 81,014 shares of this award directly owned afterward. On March 2, 2026, he received a nonqualified stock option for 42,113 shares at an exercise price of $0.0000, scheduled to vest in four equal annual installments beginning on the first anniversary of the grant date. The filing also lists indirect common stock holdings through a family trust, ESOP, ESPP, and a trust where his spouse serves as trustee.
SCHWAB CHARLES CORP President & CEO Richard A. Wurster reported equity compensation changes. He received a grant of 230,411 nonqualified stock options with an exercise right to buy common shares, which vest in four equal annual installments beginning on the first anniversary of the grant date.
He also acquired 62,140 shares of common stock at no cost upon vesting of performance-based restricted stock units tied to a three-year performance period ended December 31, 2025. To cover related tax withholding, the company withheld 22,879 shares of common stock at a price of $95.305 per share. Following these transactions, he held 196,450 shares of common stock directly and 4,334 shares indirectly through an employee stock purchase plan.
Charles Schwab’s General Counsel Peter J. Morgan III reported equity compensation activity. He received a grant of 21,057 nonqualified stock options that vest in four equal annual installments and 11,263 shares of common stock from performance-based restricted stock units that vested after a three-year performance period. To cover related tax obligations, 4,311 shares of common stock were withheld by the company at $95.305 per share, resulting in updated direct and indirect share holdings.