Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation filings document the regulatory record of a financial services company with brokerage, banking, asset management, custody, wealth management, and advisory operations. Its 8-K reports cover quarterly results, Regulation FD disclosures, completed acquisition activity, executive appointments, senior note issuances, preferred stock offerings, and modifications to securityholder rights.
Schwab’s SEC materials also identify its listed common stock and preferred depositary shares, including series-specific preferred stock designations and dividend or redemption mechanics. Proxy filings describe annual meeting matters, board and governance practices, executive compensation, and stockholder voting items, while securities offering documents and related exhibits provide terms for debt and preferred capital instruments.
Charles R. Schwab, Co-Chairman of Charles Schwab Corp, reported an indirect open-market sale of 27,500 shares of common stock on May 19, 2026. The shares were sold by a Limited Partnership at a weighted average price of $92.2228 per share.
The filing notes that this transaction was executed in multiple trades at prices ranging from $91.95 to $92.54. Following the sale, the Limited Partnership held 30,209,768 shares indirectly.
Additional indirect holdings reported as of that date include 10,624,797.33 shares held by his spouse as trustee, 54,384,341 shares held by a trust, and 44,025 shares held by 188 Corp.
The Charles Schwab Corporation is offering $1,000,000,000 of 4.744% fixed-to-floating rate senior notes due 2030 and $1,250,000,000 of 5.493% fixed-to-floating rate senior notes due 2037.
The notes pay the stated fixed rates through their respective interest reset dates and thereafter pay interest quarterly based on compounded SOFR plus a spread (0.780% for the 2030 notes; 1.280% for the 2037 notes). The offering is senior, unsecured debt and proceeds (net approximately $2,236 million) are for general corporate purposes.
The Charles Schwab Corporation filed a Form 144 reporting insider sales by Charles R. Schwab. The filing lists multiple proposed dispositions of Common Stock and shows shares outstanding were 1,739,135,507 as of 05/19/2026.
The excerpt includes several sale entries by Charles R. Schwab, including 109,300 shares on 05/06/2026 for $10,057,043 and 50,000 shares on 04/30/2026 for $4,590,411. The filing lists additional sale dates and quantities between 04/23/2026 and 05/18/2026.
Charles Schwab Corp Co-Chairman Charles R. Schwab reported insider activity involving indirect holdings of the company’s common stock. On May 18, 2026, a limited partnership associated with him sold 27,500 shares in an open-market sale at a weighted-average price of $92.4003 per share, leaving 30,237,268 shares held by that partnership.
On May 15, 2026, a trust associated with him transferred 5,300 shares as a bona fide gift, with 54,384,341 shares remaining in that trust afterward. Additional indirect holdings are reported as 10,624,797.33 shares held by his spouse as trustee and 44,025 shares held by 188 Corp.
Charles R. Schwab reported multiple dispositions of Common stock under Rule 144, including 36,450 shares on 04/27/2026 and 109,300 shares on 05/06/2026.
The filings list several sale dates and share counts with corresponding cash amounts (for example, $3,280,563.00 for 36,450 shares on 04/27/2026). The transactions are reported on a Form 144 covering sales of common stock and do not state any additional qualifiers or proceeds treatment in the excerpt.
The Charles Schwab Corporation is offering multiple series of senior notes under a preliminary prospectus supplement dated May 18, 2026. The offering covers three note series: 2030 fixed-to-floating rate notes, 2030 floating rate notes and 2037 fixed-to-floating rate notes, all to be issued as senior unsecured debt.
The supplement describes interest mechanics linked to compounded SOFR, optional redemption features, ranking as senior unsecured obligations, and customary risk factors. Specific principal amounts, fixed coupon rates and exact payment dates are left as placeholders in the provided excerpt.
Schwab Charles Corp director Arun Sarin reported an option exercise and a related share sale. He exercised 7,866 shares of Common Stock at $28.96 per share, then contributed the shares received to a revocable trust. The trust later sold 2,500 shares of Common Stock in open-market transactions at a weighted average price of $91.164 per share. Following these transactions, Sarin held 10,666 shares directly and 23,983 shares indirectly through the trust.
The Charles Schwab Corporation reported strong results for the quarter ended March 31, 2026, driven by higher client activity and lending. Total net revenues rose 16% to $6.5B, while net income increased 30% to $2.5B. Diluted EPS grew 38% to $1.37, and adjusted diluted EPS reached $1.43. Client assets were $11.77T, up 19% year over year, with core net new assets of $140.0B and daily average trades of 9.9 million, a 34% increase.
Net interest revenue rose 16% to $3.1B on strong margin and bank lending and lower wholesale funding costs. Asset management and administration fees grew 15% to $1.8B, and trading revenue increased 20% to $1.1B. Expenses excluding interest rose only 5% to $3.3B, lifting the pre-tax profit margin to 49.2%. Return on average common equity improved to 23%, and return on tangible common equity reached 40%.
Schwab completed the $636M acquisition of Forge Global Holdings, Inc., adding a private markets platform. The company also repurchased $2.4B of common stock, increased its quarterly dividend by 19% to $0.32 per share, and maintained a consolidated Tier 1 leverage ratio of 8.9% with an adjusted Tier 1 leverage ratio of 6.8%.
Charles Schwab director Carolyn Schwab-Pomerantz reported an exercise-and-sale transaction involving company common stock. She exercised 9,910 shares under a nonqualified stock option at $31.65 per share, fully using this option grant under the company’s 2013 Stock Incentive Plan.
On the same date, a revocable trust associated with her indirectly sold 9,910 shares of common stock at a weighted average price of $92.2916 per share, executed in multiple trades. After these transactions, she reported 1,396,458.6599 shares held indirectly by a trust, 436,149 shares held indirectly with her spouse as trustee, 2,798 shares held indirectly by an LLC, and 9,624 shares held directly.