STOCK TITAN

Notifications

Limited Time Offer! Get Platinum at the Gold price until January 31, 2026!

Sign up now and unlock all premium features at an incredible discount.

Read more on the Pricing page

[Form 4] SCHWAB CHARLES CORP Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Charles Schwab Corporation (SCHW) officer (MD, Chief Banking Officer) reported Form 4 transactions dated 11/10/2025. The filing lists transfers coded “G” at $0: 1,089 shares of common stock were transferred out (disposition) from a trust, and 398 shares were added to each of Son 1 and Son 2 accounts.

Following these transactions, beneficial ownership is reported as: 29,866.4372 shares by Trust, 1,536.624 shares by Son 1, and 1,536.624 shares by Son 2, all indirect. Additional reported holdings include 25,153 shares held directly and 7,468 shares held indirectly via ESPP. The remarks note the activity reflects transfers of shares between trusts.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Woolway Paul V

(Last) (First) (Middle)
3000 SCHWAB WAY

(Street)
WESTLAKE TX 76262

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
MD, Chief Banking Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/10/2025 G 1,089 D $0 29,866.4372(1) I by Trust
Common Stock 11/10/2025 G 398 A $0 1,536.624 I by Son 1
Common Stock 11/10/2025 G 398 A $0 1,536.624 I by Son 2
Common Stock 25,153 D
Common Stock 7,468 I by ESPP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects transfers of shares between trusts.
Remarks:
/s/ P. Blake Allen, Attorney-in-fact 11/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SCHW’s officer report on Form 4?

Transfers coded “G” on 11/10/2025 at $0, including 1,089 shares moved from a trust and 398 shares added to each of Son 1 and Son 2.

What does the Form 4 say about the nature of the transactions?

The remarks state the activity reflects transfers of shares between trusts.

How many shares were transferred to family accounts?

The filing shows 398 shares credited to Son 1 and 398 shares to Son 2.

What is the officer’s role at SCHW?

The reporting person is an Officer, titled MD, Chief Banking Officer.

What are the reported post-transaction holdings by category?

Beneficially owned following: 29,866.4372 by Trust (indirect), 1,536.624 by Son 1 (indirect), 1,536.624 by Son 2 (indirect), plus 25,153 direct and 7,468 via ESPP.

What transaction code is shown for these entries?

Each listed transaction is reported with code G.

Which ticker and issuer does this filing relate to?

Issuer: Charles Schwab Corporation, Ticker: SCHW.
Schwab (CHARLES) Corp. (The)

NYSE:SCHW

SCHW Rankings

SCHW Latest News

SCHW Latest SEC Filings

SCHW Stock Data

169.84B
1.67B
6.07%
84.67%
1.21%
Capital Markets
Security Brokers, Dealers & Flotation Companies
Link
United States
WESTLAKE