Charles Schwab: Charles R. Schwab proposes $1.04M sale

The notice also lists sales during the prior three months, including transactions dated August 11 through October 29, 2026.

Available on EDGAR 11/03/2026 - 12:46 PM EST Accepted by SEC EDGAR 11/03/2026 - 12:45 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

SCHW (Schwab Charles Corp) is named as issuer in a Form 144 notice identifying Charles R. Schwab, an officer and director, as the person for whose account 11,675 common shares are to be sold, at an aggregate market value of $1,039,075.00. The approximate sale date is November 3, 2026. Remarks give the account title as C Schwab TTEE, The Helen Schwab 2016 GRAT II Trust FBO Matthew C. Paige.

Key Figures

Shares proposed for sale: 11,675 shares Aggregate market value of proposed sale: $1,039,075.00 Shares sold: 117,000 shares +3 more

6 metrics

Shares proposed for sale 11,675 shares Approximate sale date November 3, 2026

Aggregate market value of proposed sale $1,039,075.00 Proposed sale

Shares sold 117,000 shares August 24, 2026

Aggregate market value $13,244,412.00 Sale on August 24, 2026

Shares sold 136,400 shares October 29, 2026

Aggregate market value $12,207,871.00 Sale on October 29, 2026

Key Terms

Rule 144, LEVERAGED BUYOUT, GRAT

3 terms

Rule 144 regulatory

"the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

LEVERAGED BUYOUT financial

"LEVERAGED BUYOUT"

A leveraged buyout is when a buyer buys a company mostly with borrowed money, using the company’s assets and future cash flow as collateral — like buying a house with a big mortgage and using the house as security. It matters to investors because this heavy debt can raise returns if the buyer improves the business, but it also increases the risk of default and cash‑flow pressure, which can affect shareholders, creditors and bond prices.

GRAT financial

"The Helen Schwab 2016 GRAT II Trust"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SCHW shares does Charles R. Schwab propose to sell?

The notice lists 11,675 common shares for sale, with an aggregate market value of $1,039,075.00 and an approximate sale date of November 3, 2026.

What prior share sales does Charles R. Schwab's SCHW notice list?

The notice lists prior sales during the past three months: 46,445 shares on August 11, 46,410 shares on August 12, 91,325 shares on August 13, 90,500 shares on August 14, 117,000 shares on August 24, 66,750 shares on October 28, and 136,400 shares on October 29, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0000923738
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SCHWAB CHARLES CORP
SEC File Number	001-09700
Address of Issuer	3000 SCHWAB WAY WESTLAKE TEXAS 76262
Phone	817-859-5000
Name of Person for Whose Account the Securities are To Be Sold	Schwab Charles R.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	11675	1039075.00	1729335714	11/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/1987	LEVERAGED BUYOUT	Issuer			11675	03/31/1987	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/11/2026	46445	5005719.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/12/2026	46410	5020448.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/13/2026	91325	10004360.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/14/2026	90500	10055311.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	08/24/2026	117000	13244412.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	10/28/2026	66750	5897759.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	10/29/2026	136400	12207871.00

144: Remarks and Signature

Remarks	FULL ACCT TITLE: C SCHWAB TTEE, THE HELEN SCHWAB 2016 GRAT II TRUST FBO MATTHEW C. PAIGE
Date of Notice	11/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Charles R. Schwab
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)