Charles Schwab co-chairman's trust sells 11,675 shares

The 11,675-share transaction comprised trades priced from $89.115 to $89.30, with a $89.2149 weighted average.

Available on EDGAR 11/05/2026 - 06:59 PM EST Accepted by SEC EDGAR 11/05/2026 - 06:59 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

At Charles Schwab Corp. (SCHW), Co-Chairman Charles R. Schwab reported the sale of 11,675 common shares held indirectly by a trust on November 3, 2026. The weighted average sale price was $89.2149 per share; individual trades ranged from $89.115 to $89.30. The trust held 53,334,616 shares following the transaction. Other indirect holdings reported for that date included 30,021,463 shares held by a limited partnership, 44,025 by 188 Corp, and 10,624,797 by a spouse as trustee. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Seller: 11,675 shares

Net Sell 1 txn

Insider Schwab Charles R.

Role Co-Chairman

Sold 11,675 shs ($1.04M)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	11,675	$89.2149	$1.04M
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 53,334,616 shares (Indirect, by Trust); Common Stock — 30,021,463 shares (Indirect, by Limited Partnership); Common Stock — 44,025 shares (Indirect, by 188 Corp); Common Stock — 10,624,797.33 shares (Indirect, by Spouse as Trustee)

Footnotes (1)

1. F1. This transaction was executed in multiple trades at prices ranging from $89.115 to $89.30. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Key Figures

Shares sold: 11,675 shares Weighted average sale price: $89.2149 per share Trade price range: $89.115 to $89.30 per share +4 more

7 metrics

Shares sold 11,675 shares Common shares held indirectly by a trust; November 3, 2026

Weighted average sale price $89.2149 per share Sale on November 3, 2026

Trade price range $89.115 to $89.30 per share Trades for the reported sale

Trust shares following transaction 53,334,616 shares Indirect holding following the November 3, 2026 transaction

Limited partnership shares 30,021,463 shares Indirect holding reported November 3, 2026

188 Corp shares 44,025 shares Indirect holding reported November 3, 2026

Shares held by spouse as trustee 10,624,797 shares Indirect holding reported November 3, 2026

Key Terms

weighted average sale price, Rule 10b5-1 plan

2 terms

weighted average sale price financial

"The price reported reflects the weighted average sale price."

Rule 10b5-1 plan regulatory

"No Rule 10b5-1 plan is reported."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SCHW shares did Charles R. Schwab's trust sell, and at what price?

The trust sold 11,675 SCHW common shares on November 3, 2026, at a weighted average price of $89.2149 per share; individual trades ranged from $89.115 to $89.30.

How many SCHW shares did the trust hold after the sale?

The trust held 53,334,616 shares following the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schwab Charles R.

(Last) (First) (Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE TEXAS 76262

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-Chairman

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/03/2026		S		11,675	D	$89.2149(1)	53,334,616	I	by Trust
Common Stock								30,021,463	I	by Limited Partnership
Common Stock								44,025	I	by 188 Corp
Common Stock								10,624,797.33	I	by Spouse as Trustee

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was executed in multiple trades at prices ranging from $89.115 to $89.30. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Remarks:

	/s/ P. Blake Allen, Attorney-in-fact	11/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)