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[Form 4] SCHWAB CHARLES CORP Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Charles Schwab Corp (SCHW) director reports a stock gift. A reporting person serving as a director transferred 8,680 shares of Charles Schwab common stock on 11/13/2025 in a transaction coded "G," which indicates a gift, at a stated price of $0 per share. After this transaction, the director reports beneficial ownership of 96,974.1605 shares held indirectly through a trust and an additional 8,073 shares held directly.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SNEED PAULA A

(Last) (First) (Middle)
3000 SCHWAB WAY

(Street)
WESTLAKE TX 76262

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/13/2025 G 8,680 D $0 96,974.1605 I by Trust
Common Stock 8,073 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ P. Blake Allen, Attorney-in-fact 11/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SCHW report on this Form 4?

The filing reports that a director of Charles Schwab Corp (SCHW) transferred 8,680 shares of common stock on 11/13/2025 in a transaction coded "G," indicating a gift at a stated price of $0 per share.

How many SCHW shares does the director beneficially own after the reported transaction?

Following the reported gift, the director reports beneficial ownership of 96,974.1605 Charles Schwab common shares held indirectly through a trust and 8,073 shares held directly.

What does transaction code "G" mean in the SCHW Form 4 filing?

In this Form 4 for Charles Schwab Corp (SCHW), transaction code "G" identifies the reported movement of 8,680 shares as a gift of common stock.

Is the SCHW director’s ownership reported as direct or indirect on this Form 4?

The director reports 96,974.1605 Charles Schwab common shares held indirectly through a trust and an additional 8,073 shares held directly.

On what date did the SCHW insider transaction occur?

The reported insider transaction for Charles Schwab Corp (SCHW) occurred on 11/13/2025, involving a gift of 8,680 shares of common stock.

What type of security was involved in the SCHW Form 4 transaction?

The transaction involved Charles Schwab Corp common stock, with 8,680 shares reported as gifted and total beneficial holdings of 96,974.1605 indirect and 8,073 direct shares after the transaction.

Schwab (CHARLES) Corp. (The)

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169.45B
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1.21%
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