Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation (NYSE: SCHW) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed information about its financial condition, capital structure, and material events. This page aggregates Schwab’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in lengthy regulatory documents.
For Schwab, core filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its brokerage, banking, asset management, custody, and financial advisory operations, along with risk factors, management’s discussion and analysis, and segment information. Current reports on Form 8-K disclose specific events, such as quarterly earnings releases, the issuance of senior notes under a shelf registration statement, and definitive agreements for acquisitions like the announced agreement to acquire Forge Global Holdings, Inc.
Schwab also maintains registration statements, such as its Form S-3 shelf registration used for offerings of senior notes and other securities, and exhibits that include underwriting agreements, indentures, supplemental indentures, and legal opinions. Filings related to its listed securities cover its common stock and depositary shares representing interests in preferred stock series that trade on the New York Stock Exchange.
On this page, users can quickly access new and historical filings, including 10-K and 10-Q reports, 8-K current reports, and other registration and exhibit documents. AI-generated overviews highlight important disclosures, summarize complex capital markets transactions, and clarify technical language, while links to Form 4 and other ownership reports make it easier to review insider transactions and equity awards. Real-time updates from EDGAR ensure that investors, analysts, and researchers can review Schwab’s regulatory history and recent disclosures in one organized location.
Charles Schwab executive Jonathan S. Beatty, Managing Director and Head of Advisor Services, reported an open-market sale of 2,030 shares of common stock on February 27, 2026. The shares were sold indirectly by a trust at a weighted average price of $95.2974 per share, across multiple trades between $95.20 and $95.36.
After this transaction, the trust held 19,738 shares, and Beatty also reported 33,495 shares held directly. The filing notes that full trade details are available on request.
Charles Schwab director-linked trust reports stock sale. A trust associated with director Stephen A. Ellis sold 10,725 shares of Schwab common stock in an open-market transaction on February 26, 2026 at a weighted average price of $96.5682 per share. After this indirect sale, the trust holds 87,562.5296 shares, including 327.7634 shares acquired through dividend reinvestment.
The Charles Schwab Corporation submitted a Form 144 disclosing an insider sale and related RSU vesting. The filing shows an RSU vesting on 03/01/2026 reported as an issuer transaction and a sale by Dennis Howard of 27,903 common shares on 02/25/2026.
The notice lists issuer details and trading venue as NYSE. Timing and cash‑flow specifics beyond the sale date and the vesting date are not included in the provided excerpt.
The Charles Schwab Corporation: a Form 144 notice shows an insider sale activity by Paul Woolway. The filing lists 6,126 common shares tied to RSU vesting (issuer) with a 03/03/2026 date for the securities to be sold. The filing also reports prior sales during the past three months of 15,884 common shares on 03/02/2026 for an aggregate amount of $1,510,816.00.
The Charles Schwab Corporation filed an 8-K announcing it has completed its acquisition of Forge Global Holdings, Inc., a platform that provides eligible investors access to shares of pre-IPO companies through direct private share purchases and single- and multi-company funds.
Schwab describes the deal as combining leaders in public and private market transactions, positioning it to offer a more comprehensive experience in both markets for individual investors and Registered Investment Advisors. Integration work is underway, and Forge will continue operating its business and relationships with issuers while Schwab gradually introduces Forge’s products and capabilities to more clients.
Under the agreement announced earlier, Forge shareholders received $45 in cash per outstanding common share, and the transaction was unanimously approved by the boards of both Schwab and Forge.
SCHWAB CHARLES CORP executive Dennis Howard, MD and Chief Technology, Operations & Data Officer, exercised stock options and sold shares in a planned transaction. On February 25, 2026, he exercised 27,903 nonqualified stock options at $64.10 per share, receiving the same number of common shares.
That same day, he sold 27,903 common shares at a weighted average price of $95.02 per share in open-market trades executed between $95.00 and $95.09. The sale was made under a Rule 10b5-1 trading plan adopted on November 25, 2025. After these transactions, he directly owned 10,470 common shares and 84,000 options.
The Charles Schwab Corporation filing reports insider sales by Jonathan Beatty. The filing lists two dispositions: 2,000 common shares sold on 12/23/2025 and 2,000 common shares sold on 01/22/2026. The record also notes RSUs acquired on 3/1/24 and 11/2/24.
The issuer is identified as The Charles Schwab Corporation and the form type is a Form 144 reporting sales of common stock.