Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation filings document the regulatory record of a financial services company with brokerage, banking, asset management, custody, wealth management, and advisory operations. Its 8-K reports cover quarterly results, Regulation FD disclosures, completed acquisition activity, executive appointments, senior note issuances, preferred stock offerings, and modifications to securityholder rights.
Schwab’s SEC materials also identify its listed common stock and preferred depositary shares, including series-specific preferred stock designations and dividend or redemption mechanics. Proxy filings describe annual meeting matters, board and governance practices, executive compensation, and stockholder voting items, while securities offering documents and related exhibits provide terms for debt and preferred capital instruments.
Schwab Charles Corp President & CEO Richard A. Wurster purchased 21,959 shares of common stock in an open-market transaction. The shares were bought on May 28, 2026 at a weighted average price of $84.2257 per share.
Following this purchase, Wurster directly holds 218,409 common shares. A separate entry shows indirect ownership of 4,595 shares held by ESPP, reflecting shares acquired through an employee stock purchase arrangement. The filing notes the buy was executed in multiple trades between $84.04 and $84.51 per share.
Charles Schwab director Marianne Catherine Brown received new equity awards as part of her compensation. She acquired 1,602 shares of common stock through a grant of restricted stock units under the company’s 2022 Stock Incentive Plan, bringing her direct holdings to 17,353 shares after the grant.
She was also granted a nonqualified stock option covering 3,977 shares of common stock at an exercise price of $89.40 per share, expiring on May 26, 2036. Both the restricted stock units and the option vest 25% on the first and second anniversaries of the grant date and 50% on the third anniversary.
Schwab Charles Corp director Christopher V. Dodds reported equity awards, not open-market trades. He received 1,602 shares of Common Stock as a grant with no cash paid, increasing his directly held shares to 5,669.
He was also granted a Nonqualified Stock Option for 3,977 shares of Common Stock at an exercise price of $89.40 per share. Both the restricted stock units and the option were granted under the company’s 2022 Stock Incentive Plan and vest 25% on the first and second anniversaries of the grant date and 50% on the third anniversary.
Separately, an indirect holding entry shows 450,654 shares of Common Stock held by a trust, reflecting existing ownership reported as indirect, rather than a new transaction.
SCHWAB CHARLES CORP director Frank C. Herringer reported new equity awards and updated holdings. On May 26, 2026, he received 1,602 shares of Common Stock as a grant under the company’s 2022 Stock Incentive Plan, increasing his directly held shares to 12,268. He was also granted a nonqualified stock option for 3,977 shares of Common Stock at an exercise price of $89.40 per share, expiring on May 26, 2036. Both the restricted stock units and the option vest 25% on the first and second anniversaries of the grant date and 50% on the third anniversary. Separately, indirect holdings are shown as 50,625 shares held by a spouse’s IRA and 177,508 shares held by a trust. These entries reflect compensation-related grants and existing indirect ownership rather than open-market buying or selling.
Schwab Charles Corp director Paula A. Sneed reported new equity awards in company stock. She received a grant of 1,602 shares of Common Stock in the form of restricted stock units under the company’s 2022 Stock Incentive Plan. These units vest 25% on the first and second anniversaries of the grant date and 50% on the third anniversary.
She was also granted a nonqualified stock option covering 3,977 shares of Common Stock at an exercise price of $89.40 per share, expiring on May 26, 2036, with the same 25/25/50 vesting schedule. After these awards, she directly holds 9,675 shares of Common Stock and indirectly holds 96,974.1605 shares through a trust. These transactions are compensation-related grants rather than open-market purchases or sales.
Stephen A. Ellis, a director of Charles Schwab, received new equity awards. He was granted 1,602 shares of Common Stock as restricted stock units at no cash cost and options on 3,977 shares with a $89.40 exercise price. Both awards were granted under the company’s 2022 Stock Incentive Plan and vest 25% on the first and second anniversaries of the grant date and 50% on the third. After these grants, Ellis directly holds 8,262 Common shares and indirectly holds 98,917.6963 shares through a trust, which includes shares acquired through dividend reinvestment.
Schwab Charles Corp director Arun Sarin reported new equity awards. He received 1,602 shares of common stock as a grant with no cash purchase price, increasing his directly held shares to 12,268. He also received a nonqualified stock option for 3,977 shares at an exercise price of $89.40 per share, all held directly.
Both the restricted stock units and the option were granted under the company’s 2022 Stock Incentive Plan and vest 25% on the first and second anniversaries of the grant date and 50% on the third anniversary. In addition, 23,983 shares are reported as held indirectly by a trust.
Charles Schwab’s latest insider report shows a large stock gift, not a market sale. A trust associated with Charles R. Schwab made a bona fide gift of 210,000 shares of Charles Schwab common stock at a reported price of $0.0000 per share. After this gift, the trust still indirectly holds 54,174,341 shares. Other indirect holdings reported as of the same date include 10,624,797.33 shares held by his spouse as trustee, 44,025 shares held by 188 Corp, and 30,209,768 shares held through a limited partnership.
Charles Schwab Corp director Joan Dea reported a bona fide gift of 835 shares of Common Stock. The shares were transferred at no stated price and are classified as a gift disposition, not a market sale. After the transaction, Dea directly holds 26,838 shares of Charles Schwab common stock.
The Charles Schwab Corporation reported results from its 2026 Annual Meeting of Stockholders held on May 21, 2026. All director nominees, including Marianne C. Brown and Richard A. Wurster, were elected with more votes cast "for" than "against."
Stockholders approved the ratification of Deloitte & Touche LLP as independent auditors for the 2026 fiscal year and gave advisory approval to named executive officer compensation. A proposal to amend the Certificate of Incorporation and Bylaws to declassify the Board received majority support but did not achieve the required 80% of all outstanding common shares, so it was not approved.