Schwab director granted stock and options

Schwab Charles Corp director Christopher V. Dodds reported equity awards, not open-market trades.

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Form Type

Rhea-AI Filing Summary

Schwab Charles Corp director Christopher V. Dodds reported equity awards, not open-market trades. He received 1,602 shares of Common Stock as a grant with no cash paid, increasing his directly held shares to 5,669.

He was also granted a Nonqualified Stock Option for 3,977 shares of Common Stock at an exercise price of $89.40 per share. Both the restricted stock units and the option were granted under the company’s 2022 Stock Incentive Plan and vest 25% on the first and second anniversaries of the grant date and 50% on the third anniversary.

Separately, an indirect holding entry shows 450,654 shares of Common Stock held by a trust, reflecting existing ownership reported as indirect, rather than a new transaction.

Insider Trade Summary

Grant/Award: 5,579 shares

Grant/Award 3 txns

Insider DODDS CHRISTOPHER V

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Nonqualified Stock Option (right to buy)	3,977	$0.00	$0.00
Grant/Award	Common Stock	1,602	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Nonqualified Stock Option (right to buy) — 3,977 contracts (Direct); Common Stock — 5,669 shares (Direct); Common Stock — 450,654 shares (Indirect, by Trust)

Footnotes (2)

F1. The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2. The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Key Figures

Restricted stock grant: 1,602 shares Direct holdings after grant: 5,669 shares Nonqualified Stock Option size: 3,977 shares +3 more

6 metrics

Restricted stock grant 1,602 shares Common Stock grant at $0.00 per share on May 26, 2026

Direct holdings after grant 5,669 shares Common Stock directly owned after award on May 26, 2026

Nonqualified Stock Option size 3,977 shares Right to buy Common Stock granted May 26, 2026

Option exercise price $89.40 per share Nonqualified Stock Option on 3,977 shares

Option expiration May 26, 2036 Expiration date for Nonqualified Stock Option

Indirect trust holdings 450,654 shares Common Stock held indirectly by trust as of May 26, 2026

Key Terms

restricted stock units, Nonqualified Stock Option, 2022 Stock Incentive Plan, indirect ownership, +1 more

5 terms

restricted stock units financial

"The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Nonqualified Stock Option financial

"The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary"

A nonqualified stock option (NQSO) is a company grant that gives an individual the right to buy shares at a set price but does not meet special tax rules for incentive stock options; when exercised the difference between the market price and the exercise price is treated as ordinary income for the recipient and as a tax-deductible expense for the company. It matters to investors because NQSOs affect an employee’s after-tax proceeds, the company’s reported expenses, and potential share dilution—think of it like a cash bonus that converts into stock but is taxed as regular pay when you take it.

2022 Stock Incentive Plan financial

"were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary"

indirect ownership financial

"total_shares_following_transaction 450654.0000, direct_or_indirect I, nature_of_ownership by Trust"

grant, award, or other acquisition financial

"transaction_code_description Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did SCHW director Christopher V. Dodds report on this Form 4?

Christopher V. Dodds reported receiving stock-based compensation awards, not market trades. He was granted 1,602 shares of Common Stock and a Nonqualified Stock Option for 3,977 shares, both under Schwab’s 2022 Stock Incentive Plan with multi-year vesting schedules.

How many SCHW shares did Christopher V. Dodds acquire directly in this filing?

He acquired 1,602 shares of Charles Schwab Common Stock as a stock grant. These shares were awarded at a price of $0.00 per share, bringing his directly held Common Stock position to 5,669 shares after the grant, subject to the plan’s vesting conditions.

What are the details of the stock options granted to Christopher V. Dodds by Schwab (SCHW)?

Dodds received a Nonqualified Stock Option covering 3,977 shares of Schwab Common Stock with a $89.40 exercise price. The option vests 25% on the first and second anniversaries of the grant date and 50% on the third anniversary, expiring on May 26, 2036.

How do the new SCHW equity awards to Christopher V. Dodds vest over time?

Both the restricted stock units and the stock option grants vest identically over three years. They vest 25% on the first anniversary of the grant date, 25% on the second anniversary, and 50% on the third anniversary, assuming the award conditions continue to be met.

What indirect SCHW shareholdings are reported for Christopher V. Dodds on this Form 4?

The filing reports 450,654 shares of Schwab Common Stock held indirectly by a trust. This entry is labeled as indirect ownership "by Trust" and reflects holdings after the reported date, rather than a new purchase or sale transaction in the open market.

Did this SCHW Form 4 show any insider buying or selling in the open market?

No open-market purchases or sales were reported in this Form 4. The transactions consist of stock and option grants classified as acquisitions under the company’s 2022 Stock Incentive Plan, plus a holding entry for trust-owned shares, with no reported buy or sell codes.

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Accepted by SEC EDGAR 05/27/2026 - 09:13 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DODDS CHRISTOPHER V

(Last)

(First)

(Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE

TEXAS

76262

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/26/2026		A		1,602⁽¹⁾	A	$0	5,669	D
Common Stock								450,654	I	by Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Nonqualified Stock Option (right to buy)	$89.4	05/26/2026		A		3,977		⁽²⁾	05/26/2036	Common Stock	3,977	$0	3,977	D

Explanation of Responses:

1. The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

2. The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Remarks:

	/s/ P. Blake Allen, Attorney-in-fact	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR