STOCK TITAN

Schwab Charles Corp (NYSE: SCHW) exec sells 2,000 shares under plan

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Jonathan S. Beatty, MD and Head of Advisor Services at Schwab Charles Corp, reported the sale of 2,000 shares of common stock held indirectly through a trust on July 21, 2026 at a $104.2055 weighted average price, pursuant to a Rule 10b5-1 trading plan adopted on February 27, 2026.

After this transaction, the trust holds 11,738 shares, while Beatty also reports 32,459 shares held directly. The sale was executed in multiple trades at prices between $104.12 and $104.405 per share.

Positive

  • None.

Negative

  • None.
Insider Beatty Jonathan S
Role MD, Head of Advisor Services
Sold 2,000 shs ($208K)
Type Security Shares Price Value
Sale Common Stock F1, F2 2,000 $104.2055 $208K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 11,738 shares (Indirect, by Trust); Common Stock — 32,459 shares (Direct)
Footnotes (2)
  1. F1. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2026.
  2. F2. This transaction was executed in multiple trades at prices ranging from $104.12 to $104.405. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares sold 2,000 shares Common Stock sold on July 21, 2026 by trust associated with Jonathan S. Beatty
Weighted average sale price $104.2055 per share Weighted average price for the 2,000 shares sold on July 21, 2026
Sale price range $104.12-$104.405 per share Multiple trades executed within this range for the reported sale
Indirect holdings after sale 11,738 shares Common Stock held by trust after the July 21, 2026 transaction
Direct holdings 32,459 shares Common Stock held directly by Jonathan S. Beatty as of July 21, 2026
Net shares sold 2,000 shares Net change in Beatty’s reported SCHW holdings in this Form 4
Rule 10b5-1 trading plan financial
"These sales were effected pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average sale price financial
"The price reported reflects the weighted average sale price"
multiple trades financial
"This transaction was executed in multiple trades at prices ranging"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did SCHW executive Jonathan S. Beatty report?

Jonathan S. Beatty of SCHW reported selling 2,000 shares of Schwab Charles Corp common stock on July 21, 2026. The shares were held indirectly through a trust and sold at a $104.2055 weighted average price under a pre-established Rule 10b5-1 trading plan.

At what price range were Jonathan S. Beatty’s SCHW shares sold?

The 2,000 SCHW shares were sold at prices ranging from $104.12 to $104.405 per share. The reported transaction price of $104.2055 reflects the weighted average sale price across multiple trades executed within that price range.

How many SCHW shares does Jonathan S. Beatty hold after this transaction?

Following the sale, a trust associated with Jonathan S. Beatty holds 11,738 shares of SCHW common stock. He also reports 32,459 shares held directly, according to the ownership balances disclosed as of the July 21, 2026 reporting date.

Was Jonathan S. Beatty’s SCHW stock sale under a Rule 10b5-1 plan?

Yes. The sale of 2,000 SCHW shares was effected under a Rule 10b5-1 trading plan adopted by Jonathan S. Beatty on February 27, 2026. Such plans pre-schedule trades, reducing the informational content of transaction timing.

What is Jonathan S. Beatty’s role at SCHW mentioned in this filing?

Jonathan S. Beatty is identified as MD, Head of Advisor Services at Schwab Charles Corp (SCHW). His Form 4 reports both the 2,000-share sale from a trust and his resulting direct and indirect SCHW common stock holdings.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Beatty Jonathan S

(Last)(First)(Middle)
3000 SCHWAB WAY

(Street)
WESTLAKE TEXAS 76262

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
MD, Head of Advisor Services
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/21/2026S(1)2,000D$104.2055(2)11,738Iby Trust
Common Stock32,459D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2026.
2. This transaction was executed in multiple trades at prices ranging from $104.12 to $104.405. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks:
/s/ P. Blake Allen, Attorney-in-fact07/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)