Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation (NYSE: SCHW) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed information about its financial condition, capital structure, and material events. This page aggregates Schwab’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in lengthy regulatory documents.
For Schwab, core filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its brokerage, banking, asset management, custody, and financial advisory operations, along with risk factors, management’s discussion and analysis, and segment information. Current reports on Form 8-K disclose specific events, such as quarterly earnings releases, the issuance of senior notes under a shelf registration statement, and definitive agreements for acquisitions like the announced agreement to acquire Forge Global Holdings, Inc.
Schwab also maintains registration statements, such as its Form S-3 shelf registration used for offerings of senior notes and other securities, and exhibits that include underwriting agreements, indentures, supplemental indentures, and legal opinions. Filings related to its listed securities cover its common stock and depositary shares representing interests in preferred stock series that trade on the New York Stock Exchange.
On this page, users can quickly access new and historical filings, including 10-K and 10-Q reports, 8-K current reports, and other registration and exhibit documents. AI-generated overviews highlight important disclosures, summarize complex capital markets transactions, and clarify technical language, while links to Form 4 and other ownership reports make it easier to review insider transactions and equity awards. Real-time updates from EDGAR ensure that investors, analysts, and researchers can review Schwab’s regulatory history and recent disclosures in one organized location.
SCHWAB CHARLES CORP executive Dennis Howard, MD and Chief Technology, Operations & Data Officer, exercised stock options and sold shares in a planned transaction. On February 25, 2026, he exercised 27,903 nonqualified stock options at $64.10 per share, receiving the same number of common shares.
That same day, he sold 27,903 common shares at a weighted average price of $95.02 per share in open-market trades executed between $95.00 and $95.09. The sale was made under a Rule 10b5-1 trading plan adopted on November 25, 2025. After these transactions, he directly owned 10,470 common shares and 84,000 options.
The Charles Schwab Corporation filing reports insider sales by Jonathan Beatty. The filing lists two dispositions: 2,000 common shares sold on 12/23/2025 and 2,000 common shares sold on 01/22/2026. The record also notes RSUs acquired on 3/1/24 and 11/2/24.
The issuer is identified as The Charles Schwab Corporation and the form type is a Form 144 reporting sales of common stock.
The Charles Schwab Corporation files its annual report describing a large, diversified wealth management, brokerage, banking, and asset-management business. At December 31, 2025, Schwab served $11.90 trillion in client assets, 38.5 million active brokerage accounts, 5.7 million workplace plan participant accounts, and 2.2 million banking accounts.
Management highlights a “Through Clients’ Eyes” strategy focused on scale, operating efficiency, broad product breadth, and low costs. Schwab operates two main segments, Investor Services and Advisor Services, each offering extensive trading, advisory, banking, retirement, and custody solutions.
Schwab also discloses a definitive agreement to acquire Forge Global Holdings, Inc., a private-markets platform, in a transaction valued at approximately $660 million, expected to close in March 2026 following stockholder approval and customary regulatory clearances.
Charles R. Schwab, Co‑Chairman and director of Charles Schwab Corp, reported indirect sales and a gift of company common stock. On February 9, 2026, a trust associated with him made a bona fide gift of 60,000 shares at $0, leaving 55,722,729 shares held indirectly by that trust.
Also on February 9, a limited partnership associated with him sold 126,200 shares at a weighted average price of $106.5495, with 30,515,781 shares remaining indirectly held by the partnership. On February 10, 2026, the same partnership sold an additional 32,413 shares at a weighted average price of $105.5774, leaving 30,483,368 shares indirectly held.
The filing also reports indirect holdings of 44,025 shares through 188 Corp and 9,509,797.33 shares held by his spouse as trustee, with no transaction codes indicated for these positions.
Charles Schwab Co-Chairman Walter W. Bettinger reported option exercises and related share sales on February 6, 2026. A nonqualified stock option to buy 67,514 shares at $42.99 per share was exercised and fully exhausted.
The same 67,514 shares of common stock, held indirectly through a family trust, were sold at a weighted average price of $104.2521, leaving the trust with 529,346 shares. Additional indirect holdings include shares held through an ESPP, ESOP, and by the spouse, including as trustee.
Charles Schwab director Christopher V. Dodds, through a trust, reported option exercises and a share sale in Charles Schwab Corp. common stock. On February 6, 2026, a trust associated with him acquired 4,390 shares at $73, 4,703 shares at $62.66, and 2,732 shares at $51.97 upon exercising nonqualified stock options.
The trust then sold 11,825 common shares at a weighted average price of $104.5509, with individual trades ranging from $104.38 to $104.67. After these transactions, the trust held 449,406 indirect shares, while Dodds also reported 4,067 directly held shares and 2,732 remaining options under the 2022 stock incentive plan.
Charles R. Schwab filed a notice of intent to sell 32,413 shares of The Charles Schwab Corporation common stock. The planned sale through The Charles Schwab Corporation as broker is listed with an aggregate market value of $3,422,080.27, on the NYSE around 02/10/2026.
The filing states that 32,413 common shares were originally acquired from the issuer on 03/31/1987 in a leveraged buyout. Shares of common stock outstanding were 1,776,936,770 as of the data shown, providing scale versus the company’s total equity base.
Over the prior three months, the notice lists several separate sales of the issuer’s common stock for the account of Charles R. Schwab, including 134,895 shares on 01/26/2026 for gross proceeds of $13,905,834.00 and 146,560 shares on 01/29/2026 for gross proceeds of $15,119,854.00. The signer represents he is not aware of undisclosed material adverse information about the issuer’s current or prospective operations.
Schwab executive Howard Dennis, MD and Chief Technology, Operations & Data Officer, filed an initial ownership report as of January 29, 2026. He beneficially owns restricted stock units representing 10,470 shares of common stock granted under the 2022 Stock Incentive Plan, vesting in three equal annual installments beginning August 1, 2026.
The filing also lists several nonqualified stock options to buy Schwab common stock, including grants for 111,903 shares at $64.10 per share expiring March 1, 2031, and additional options for 35,779–54,720 shares with exercise prices between $66.47 and $78.12, expiring from 2032 through 2035, all held directly.