Welcome to our dedicated page for Schwab (CHARLES) (The) SEC filings (Ticker: SCHW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Charles Schwab Corporation (NYSE: SCHW) files a range of documents with the U.S. Securities and Exchange Commission that provide detailed information about its financial condition, capital structure, and material events. This page aggregates Schwab’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in lengthy regulatory documents.
For Schwab, core filings include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe its brokerage, banking, asset management, custody, and financial advisory operations, along with risk factors, management’s discussion and analysis, and segment information. Current reports on Form 8-K disclose specific events, such as quarterly earnings releases, the issuance of senior notes under a shelf registration statement, and definitive agreements for acquisitions like the announced agreement to acquire Forge Global Holdings, Inc.
Schwab also maintains registration statements, such as its Form S-3 shelf registration used for offerings of senior notes and other securities, and exhibits that include underwriting agreements, indentures, supplemental indentures, and legal opinions. Filings related to its listed securities cover its common stock and depositary shares representing interests in preferred stock series that trade on the New York Stock Exchange.
On this page, users can quickly access new and historical filings, including 10-K and 10-Q reports, 8-K current reports, and other registration and exhibit documents. AI-generated overviews highlight important disclosures, summarize complex capital markets transactions, and clarify technical language, while links to Form 4 and other ownership reports make it easier to review insider transactions and equity awards. Real-time updates from EDGAR ensure that investors, analysts, and researchers can review Schwab’s regulatory history and recent disclosures in one organized location.
Charles R. Schwab filed a Rule 144 notice to sell 126,200 shares of The Charles Schwab Corporation common stock, with an aggregate market value of $13,446,547.00. The planned sale is through The Charles Schwab Corporation as broker on or about February 9, 2026 on the NYSE.
The filing also lists prior sales of common shares over the past three months by Charles R. Schwab, including 134,895 shares on January 26, 2026 for gross proceeds of $13,905,834.00 and 146,560 shares on January 29, 2026 for $15,119,854.00.
A person associated with The Charles Schwab Corporation has filed a notice of proposed sale under Rule 144 for 11,825 shares of the company’s common stock. The sale is to be executed through The Charles Schwab Corporation as broker on or about 02/06/2026 on the NYSE, with an aggregate market value of $1,236,314.00. These 11,825 shares of common stock were acquired from the issuer on 02/06/2026 via a stock option transaction. The notice also reports that 1,776,936,770 shares of the issuer’s common stock were outstanding.
Charles Schwab Co-Chairman Charles R. Schwab reported indirect share sales in Charles Schwab Corporation common stock through a trust. On 02/03/2026, a trust associated with him sold 96,625 shares at a weighted average price of $103.7364 per share. On 02/04/2026, the same trust sold 67,975 shares at a weighted average price of $103.8091 per share.
After these sales, the trust held 55,782,729 shares. The filing also lists additional indirect holdings, including 30,641,981 shares held by a limited partnership, 44,025 shares held by 188 Corp, and 9,509,797.33 shares held by his spouse as trustee.
Charles Schwab Co-Chairman Walter W. Bettinger reported option exercises and related stock sales through a family trust. On February 3, 2026, nonqualified stock options with a $42.99 exercise price for 162,462 shares were exercised, followed by family trust sales of 141,033 and 21,429 common shares at weighted average prices of $103.8485 and $104.2429.
On February 4, 2026, additional options for 94,948 shares at $42.99 were exercised and the same number of shares were sold by the family trust at a weighted average price of $104.252. After these transactions, the family trust held 529,346 Schwab common shares, with further indirect holdings reported through an ESPP, ESOP, and spouse-related accounts.
The Charles Schwab Corporation shareholder Charles R. Schwab has filed a Rule 144 notice to sell common stock. The filing covers 71,975 common shares to be sold through The Charles Schwab Corporation as broker on the NYSE, with an aggregate market value of 7,485,400.00. The issuer had 1,776,936,770 common shares outstanding as of the notice.
The shares to be sold were originally acquired in a leveraged buyout transaction from the issuer on 03/31/1987. Over the past three months, Charles R. Schwab has already sold additional common shares in multiple transactions, including 146,560 shares on 01/29/2026 for gross proceeds of 15,119,854.00. By signing, the seller represents that he is not aware of undisclosed material adverse information about the issuer’s operations.
Walter W Bettinger has filed a notice to sell 162,462 shares of The Charles Schwab Corporation common stock. The planned sale is through The Charles Schwab Corporation as broker on the NYSE, with an approximate sale date of 02/04/2026 and an aggregate market value of 16,936,664.00.
The shares were acquired on 02/04/2026 via a stock option exercise from the issuer, for 162,462 shares. The filing reports that 1,776,936,770 shares of Charles Schwab common stock are outstanding, providing context for the size of this transaction.
The notice also discloses that Walter W Bettinger sold 162,462 Charles Schwab common shares on 02/03/2026, with gross proceeds of 16,879,880.00, during the prior three months.
Charles Schwab Corp’s General Counsel, Morgan Peter J. III, reported an option exercise and share sale. On February 2, 2026, he exercised 7,595 nonqualified stock options for common stock at an exercise price of $66.47 per share and acquired an equal number of shares.
On the same day, he sold 7,595 common shares at a weighted average price of $104.384 per share in multiple trades between $104.32 and $104.44, leaving 0 directly held common shares after the reported sale. He continues to hold 22,788 stock options directly, plus indirect holdings of 549 common shares through an ESPP and 151.331 common shares through an ESOP.
A shareholder of The Charles Schwab Corporation has filed a notice under Rule 144 to sell 162,462 shares of Schwab common stock on the NYSE. The filing lists an aggregate market value of about $16.86 million for this planned sale.
The shares were acquired on 02/03/2026 through a stock option exercise, with payment also dated 02/03/2026. Schwab common shares outstanding were 1,776,936,770 at the time referenced. The seller represents they are not aware of undisclosed material adverse information about Schwab’s current or prospective operations.
The Charles Schwab Corporation stockholder Charles R. Schwab has filed a notice to sell 96,625 shares of common stock, with an aggregate market value of $10,000,688, through The Charles Schwab Corporation as broker on or about February 3, 2026 on the NYSE.
The shares to be sold were originally acquired on March 31, 1987 in a leveraged buyout from the issuer. In the past three months, Charles R. Schwab has already sold additional common shares, including 134,895 shares on January 26, 2026, 71,437 shares on January 28, 2026, and 146,560 shares on January 29, 2026, for total disclosed gross proceeds of more than $36 million.
By signing the notice, the seller represents that he is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Charles R. Schwab, Co-Chairman and director of Charles Schwab Corp, reported an indirect sale of common stock through a trust. On January 29, 2026, a trust associated with him sold 145,650 shares of Charles Schwab common stock at a weighted average price of $103.1649, with individual trade prices ranging from $103.00 to $103.46.
Following this transaction, the Form 4 shows indirect beneficial ownership of 55,947,329 shares by the trust, 30,641,981 shares by a limited partnership, 44,025 shares by 188 Corp, and 9,509,797.33 shares by his spouse as trustee.