[144] SCHWAB CHARLES CORP SEC Filing

Rhea-AI Filing Summary

Charles R. Schwab filed a notice of intent to sell 32,413 shares of The Charles Schwab Corporation common stock. The planned sale through The Charles Schwab Corporation as broker is listed with an aggregate market value of $3,422,080.27, on the NYSE around 02/10/2026.

The filing states that 32,413 common shares were originally acquired from the issuer on 03/31/1987 in a leveraged buyout. Shares of common stock outstanding were 1,776,936,770 as of the data shown, providing scale versus the company’s total equity base.

Over the prior three months, the notice lists several separate sales of the issuer’s common stock for the account of Charles R. Schwab, including 134,895 shares on 01/26/2026 for gross proceeds of $13,905,834.00 and 146,560 shares on 01/29/2026 for gross proceeds of $15,119,854.00. The signer represents he is not aware of undisclosed material adverse information about the issuer’s current or prospective operations.

Insights

Equity analyst – insider activity

Form 144 shows founder Charles R. Schwab planning and recently executing sizable share sales, but without context on his remaining stake.

The notice indicates an intent to sell 32,413 common shares of The Charles Schwab Corporation, with an aggregate market value of $3,422,080.27. These shares trace back to a leveraged buyout acquisition on 03/31/1987, highlighting how long-held founder or insider positions can be gradually monetized.

The document also lists multiple recent sales of common stock for Charles R. Schwab’s account over roughly three weeks, such as 134,895 shares sold on 01/26/2026 for gross proceeds of $13,905,834.00 and 96,625 shares on 02/03/2026 for $10,023,530.00. These transactions are sizable in dollar terms, but the excerpt does not state his total holdings, so the relative scale of selling versus his overall ownership is unclear.

The representation that he does not know any undisclosed material adverse information about the issuer’s operations aligns with standard language for such sales. Overall, this is concrete evidence of continued insider share sales, yet the ultimate impact depends on the proportion of his remaining stake and broader corporate developments, which are not detailed here.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	32413	3422080.27	1776936770	02/10/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/1987	LEVERAGED BUYOUT	Issuer			32413	03/31/1987	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	01/26/2026	134895	13905834.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	01/28/2026	71437	7372778.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	01/29/2026	146560	15119854.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	02/03/2026	96625	10023530.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	02/04/2026	67975	7056424.00
Charles R. Schwab 3000 Schwab Way Westlake TX 76262	COMMON	02/09/2026	126200	13446547.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for SCHW disclose about upcoming share sales?

The Form 144 shows Charles R. Schwab plans to sell 32,413 shares of The Charles Schwab Corporation common stock. The planned NYSE sale, through The Charles Schwab Corporation as broker, has an aggregate market value of about $3.42 million based on the figures disclosed.

How many Charles Schwab (SCHW) shares has Charles R. Schwab recently sold?

The filing lists several recent common stock sales for Charles R. Schwab’s account, including 134,895 shares on 01/26/2026 and 146,560 shares on 01/29/2026. Gross proceeds on those dates were $13.9 million and $15.1 million, respectively, among other transactions.

When and how were the SCHW shares in this Form 144 originally acquired?

The 32,413 The Charles Schwab Corporation common shares covered by this notice were acquired on 03/31/1987 in a leveraged buyout transaction from the issuer. The filing also records that payment for these securities occurred on the same 03/31/1987 date.

What is the scale of the planned SCHW share sale versus shares outstanding?

The notice covers a planned sale of 32,413 SCHW common shares, while shares outstanding are listed as 1,776,936,770. This comparison shows the sale is small relative to the total share count, offering context on its potential effect on the overall equity base.

What representations does Charles R. Schwab make in this SCHW Form 144?

By signing, the seller represents he does not know any material adverse information about The Charles Schwab Corporation’s current or prospective operations that has not been publicly disclosed. The language also addresses situations involving written trading plans or instructions under Rule 10b5-1.

On which exchange will the SCHW shares in this Form 144 be sold?

The filing states that the 32,413 The Charles Schwab Corporation common shares are to be sold through The Charles Schwab Corporation as broker on the NYSE. The approximate date of sale listed in the notice is 02/10/2026, subject to market and regulatory conditions.