Charles Schwab (NYSE: SCHW) files Form 144 for insider sale

Rhea-AI Filing Summary

The Charles Schwab Corporation filed a Form 144 notice relating to the proposed sale of common stock in connection with a stock option exercise on 04/14/2026. The filing also reports that Jonathan M. Craig sold 14,481 shares on 03/03/2026 with an associated figure of $1,369,896.00. Shares outstanding are listed as 1,752,210,425 as of 04/14/2026.

Insights

Equity Capital Markets Analyst

Routine Rule 144 notice for an option-related sale; small and administrative in nature.

The filing documents a proposed sale tied to a stock option exercise and discloses a prior disposition of 14,481 shares on 03/03/2026. The reported dollar figure appears on the same line as that sale.

This is a standard liquidity/transfer disclosure under Rule 144; the filing does not by itself indicate a material change to company fundamentals or capital structure.

Key Figures

Shares sold (reported): 14,481 shares Associated figure: $1,369,896.00 Shares outstanding: 1,752,210,425

3 metrics

Shares sold (reported) 14,481 shares Securities sold during past 3 months on <date>03/03/2026</date>

Associated figure $1,369,896.00 Numeric value listed on the same line as the 03/03/2026 sale

Shares outstanding 1,752,210,425 Listed as of <date>04/14/2026</date>

Key Terms

Form 144, stock option exercise, Rule 144

3 terms

Form 144 regulatory

"filed a Form 144 notice relating to the proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

stock option exercise financial

"proposed sale of common stock in connection with a stock option exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Rule 144 regulatory

"Form 144 notice relates to resale under Rule 144 provisions"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way, Westlake TX 76262	87116	9126344.00	1752210425	04/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	04/14/2026	STOCK OPTION EX	ISSUER			87116	04/14/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JONATHAN M. CRAIG 3000 Schwab Way Westlake TX 76262	COMMON	03/03/2026	14481	1369896.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SCHW Form 144 filing disclose?

It discloses a proposed sale of common stock tied to a stock option exercise on 04/14/2026. It also reports that Jonathan M. Craig sold 14,481 shares on 03/03/2026 with a figure of $1,369,896.00 shown.

Who is the reporting person in the SCHW Form 144?

The filing lists Jonathan M. Craig with an address at 3000 Schwab Way, Westlake, TX. The notice shows his sale of 14,481 shares on 03/03/2026.

Does the Form 144 show company-wide dilution for SCHW?

No dilution is shown in the notice; the filing records an individual sale tied to a stock option exercise. The document lists 1,752,210,425 shares outstanding as of 04/14/2026

Is cash‑flow treatment or use of proceeds specified in the SCHW filing?

The filing lists a numeric figure alongside the past sale entry but does not specify corporate receipt or use of proceeds. The line shows $1,369,896.00 associated with the reported sale on 03/03/2026.