STOCK TITAN

SCHWAB CHARLES CORP (SCHW) insider Charles R. Schwab gifts 37,200 shares via trust

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Schwab Charles R., Co-Chairman of SCHWAB CHARLES CORP, reported a bona fide gift transfer of 37,200 shares of common stock on 2026-08-06, made through an entity reported as held indirectly by Trust. A footnote states this change reflects his resignation as trustee of two trusts established for the benefit of his relatives.

Following this activity, the filing lists indirect holdings of 53,775,791 shares by Trust, 30,114,318 shares by a Limited Partnership, 44,025 shares by 188 Corp, and 10,624,797.33 shares by his spouse as trustee.

Positive

  • None.

Negative

  • None.
Insider Schwab Charles R.
Role Co-Chairman
Type Security Shares Price Value
Gift Common Stock F1 37,200 $0.00 $0.00
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 53,775,791 shares (Indirect, by Trust); Common Stock — 30,114,318 shares (Indirect, by Limited Partnership); Common Stock — 44,025 shares (Indirect, by 188 Corp); Common Stock — 10,624,797.33 shares (Indirect, by Spouse as Trustee)
Footnotes (1)
  1. F1. Reflects resignation of Mr. Schwab as Trustee of two trusts established for the benefit of his relatives.
Gifted shares 37,200 shares Bona fide gift of common stock on 2026-08-06
Price per share for gift $0.0000 Reported transaction price per share for gifted shares
Indirect holdings by Trust 53,775,791 shares Total indirect common shares reported as held by Trust after transaction
Indirect holdings by Limited Partnership 30,114,318 shares Total indirect common shares reported as held by Limited Partnership
Indirect holdings by 188 Corp 44,025 shares Total indirect common shares reported as held by 188 Corp
Indirect holdings by spouse as trustee 10,624,797.33 shares Total indirect common shares reported as held by spouse as trustee
bona fide gift regulatory
"The transaction code G is described as a bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
indirect ownership financial
"Shares are reported under indirect ownership through entities such as trusts"
trustee financial
"Reflects resignation of Mr. Schwab as Trustee of two trusts"
A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.
Rule 10b5-1 regulatory
"The document-level Rule 10b5-1 checkbox is considered for plan status"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did SCHW Co-Chairman Charles R. Schwab report?

Charles R. Schwab reported a bona fide gift of 37,200 SCHW common shares on 2026-08-06. The transfer was reported as indirect ownership by Trust and carried no stated price per share.

How many SCHW shares did Charles R. Schwab gift in this Form 4?

The Form 4 reports a gift transfer of 37,200 SCHW shares of common stock. The transaction code was G (bona fide gift) and the disposition was recorded at a $0.0000 per-share price.

What are Charles R. Schwab’s indirect SCHW holdings after the reported gift?

After the reported activity, the filing lists 53,775,791 shares by Trust, 30,114,318 shares by Limited Partnership, 44,025 shares by 188 Corp, and 10,624,797.33 shares held by his spouse as trustee.

Were Charles R. Schwab’s SCHW transactions under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a plan. The reported transaction is a bona fide gift, and there is no indication in this filing that it was executed under a trading plan.

Did Charles R. Schwab sell any SCHW shares in this Form 4?

No market sale is reported. The Form 4 shows a disposition of 37,200 shares coded as a bona fide gift (G), recorded at $0.0000 per share, rather than a sale transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schwab Charles R.

(Last)(First)(Middle)
3000 SCHWAB WAY

(Street)
WESTLAKE TEXAS 76262

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Co-Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/06/2026G37,200D$053,775,791(1)Iby Trust
Common Stock30,114,318Iby Limited Partnership
Common Stock44,025Iby 188 Corp
Common Stock10,624,797.33Iby Spouse as Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects resignation of Mr. Schwab as Trustee of two trusts established for the benefit of his relatives.
Remarks:
/s/ P. Blake Allen, Attorney-in-fact08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)