Schwab director granted stock and option awards

Schwab Charles Corp director Arun Sarin reported new equity awards.

Rhea-AI Filing Summary

Schwab Charles Corp director Arun Sarin reported new equity awards. He received 1,602 shares of common stock as a grant with no cash purchase price, increasing his directly held shares to 12,268. He also received a nonqualified stock option for 3,977 shares at an exercise price of $89.40 per share, all held directly.

Both the restricted stock units and the option were granted under the company’s 2022 Stock Incentive Plan and vest 25% on the first and second anniversaries of the grant date and 50% on the third anniversary. In addition, 23,983 shares are reported as held indirectly by a trust.

Insider Trade Summary

Grant/Award: 5,579 shares

Grant/Award 3 txns

Insider Sarin Arun

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Nonqualified Stock Option (right to buy)	3,977	$0.00	$0.00
Grant/Award	Common Stock	1,602	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Nonqualified Stock Option (right to buy) — 3,977 contracts (Direct); Common Stock — 12,268 shares (Direct); Common Stock — 23,983 shares (Indirect, by Trust)

Footnotes (2)

1. F1. The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
2. F2. The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Key Figures

RSU share grant: 1,602 shares Option grant size: 3,977 options Option exercise price: $89.40 per share +3 more

6 metrics

RSU share grant 1,602 shares Restricted stock units of common stock granted to director

Option grant size 3,977 options Nonqualified stock options for common stock granted

Option exercise price $89.40 per share Strike price for nonqualified stock option

Direct common shares after grant 12,268 shares Total directly owned common stock following transactions

Indirect common shares by trust 23,983 shares Common stock held indirectly through a trust

Option expiration May 26, 2036 Expiration date of nonqualified stock option grant

Key Terms

restricted stock units, Nonqualified Stock Option, 2022 Stock Incentive Plan, grant, award, or other acquisition, +1 more

5 terms

restricted stock units financial

"The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Nonqualified Stock Option financial

"Nonqualified Stock Option (right to buy)"

A nonqualified stock option (NQSO) is a company grant that gives an individual the right to buy shares at a set price but does not meet special tax rules for incentive stock options; when exercised the difference between the market price and the exercise price is treated as ordinary income for the recipient and as a tax-deductible expense for the company. It matters to investors because NQSOs affect an employee’s after-tax proceeds, the company’s reported expenses, and potential share dilution—think of it like a cash bonus that converts into stock but is taxed as regular pay when you take it.

2022 Stock Incentive Plan financial

"were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary"

grant, award, or other acquisition regulatory

"transaction_code_description": "Grant, award, or other acquisition""

indirect ownership financial

"total_shares_following_transaction": "23983.0000", "direct_or_indirect": "I""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did Arun Sarin report in this SCHW Form 4 filing?

Arun Sarin reported a grant of 1,602 shares of Schwab common stock and a nonqualified stock option for 3,977 shares at an exercise price of $89.40 per share, both awarded as compensation rather than open-market purchases.

How many Charles Schwab (SCHW) shares does Arun Sarin hold after these grants?

After these grants, Arun Sarin holds 12,268 Schwab common shares directly and 23,983 shares indirectly through a trust. The filing distinguishes between direct ownership in his name and indirect ownership held by the trust structure.

Are Arun Sarin’s SCHW equity awards open-market purchases or compensation grants?

The awards are compensation grants, not open-market purchases. The Form 4 identifies transaction code “A” for grant or award acquisition, with a zero purchase price for the 1,602 shares and options granted under Schwab’s 2022 Stock Incentive Plan.

What is the vesting schedule for Arun Sarin’s SCHW restricted stock units and options?

Both the restricted stock units and the stock options vest 25% on the first anniversary, 25% on the second anniversary, and 50% on the third anniversary of the grant date, according to the footnotes describing Schwab’s 2022 Stock Incentive Plan awards.

What is the exercise price and expiration date of Arun Sarin’s SCHW stock options?

The nonqualified stock option covers 3,977 Schwab common shares at an exercise price of $89.40 per share. The option expires on May 26, 2036, giving a long window for potential exercise under the company’s 2022 Stock Incentive Plan.

How many SCHW derivative securities does Arun Sarin hold after this Form 4?

Following this Form 4, Arun Sarin holds 3,977 nonqualified stock options directly, each relating to one Schwab common share. The filing shows these options as newly granted derivative securities with the full 3,977 options outstanding after the transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/27/2026 - 08:35 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sarin Arun

(Last) (First) (Middle)

3000 SCHWAB WAY

(Street)

WESTLAKE TEXAS 76262

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SCHWAB CHARLES CORP [ SCHW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/26/2026		A		1,602(1)	A	$0	12,268	D
Common Stock								23,983	I	by Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Nonqualified Stock Option (right to buy)	$89.4	05/26/2026		A		3,977		(2)	05/26/2036	Common Stock	3,977	$0	3,977	D

Explanation of Responses:

1. The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

2. The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date

Remarks:

	/s/ P. Blake Allen, Attorney-in-fact	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)