STOCK TITAN

Socket Mobile director/10% owner reports open‑market share buys

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Socket Mobile (SCKT) director and 10% owner Charlie Bass reported open‑market purchases of the company’s common stock. He bought 3,801 shares on November 13, 2025 at a weighted average price of $1.167 and 5,000 shares on November 14, 2025 at a weighted average price of $1.237. Following these trades, his beneficial ownership was 1,646,952 shares after the first transaction and 1,651,952 shares after the second, held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BASS CHARLIE

(Last) (First) (Middle)
40675 ENCYCLOPEDIA CIR.

(Street)
FREMONT CA 94538

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOCKET MOBILE, INC. [ SCKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/13/2025 P 3,801(1) A $1.167(2) 1,646,952 D
Common Stock 11/14/2025 P 5,000(3) A $1.237(4) 1,651,952 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Open market purchase by the reporting person of 3,801 shares of common stock, par value $0.0001 per share (the "Common Stock").
2. Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 13, 2025 at prices ranging from $1.13 to $1.19 per share, inclusive.
3. Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").
4. Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 14, 2025 at prices ranging from $1.17 to $1.25 per share, inclusive.
/s/ Charlie Bass 11/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did SCKT insider Charlie Bass report in this Form 4?

He reported open‑market purchases of 3,801 shares on 11/13/2025 and 5,000 shares on 11/14/2025 of Socket Mobile common stock.

What prices were paid for the SCKT shares?

The weighted average price was $1.167 on 11/13/2025 and $1.237 on 11/14/2025.

How many SCKT shares does Charlie Bass own after these trades?

Beneficial ownership was 1,646,952 shares after the first purchase and 1,651,952 shares after the second, held directly.

What is Charlie Bass’s relationship to Socket Mobile (SCKT)?

He is a Director and a 10% Owner of Socket Mobile, Inc.

Were these SCKT trades open‑market purchases?

Yes. The filing states both transactions were open market purchases of common stock.

What were the trading ranges for the purchases?

On 11/13/2025, trades ranged from $1.13 to $1.19. On 11/14/2025, trades ranged from $1.17 to $1.25.
Socket Mobile

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Computer Hardware
Electronic Computers
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United States
FREMONT