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SOCKET MOBILE, INC. (SCKT) SEC Filings

SCKT NASDAQ

Welcome to our dedicated page for SOCKET MOBILE SEC filings (Ticker: SCKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on SOCKET MOBILE's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into SOCKET MOBILE's regulatory disclosures and financial reporting.

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SOCKET MOBILE, INC. (SCKT) disclosed that Nasdaq notified the company on August 24, 2026 that it no longer complies with Nasdaq Listing Rule 5550(b)(1), which requires stockholders’ equity of at least $2.5 million. The notice was based on reported stockholders’ equity of $2,382,624 as of June 30, 2026.

The company also does not meet the alternative continued listing standards requiring a market value of listed securities of at least $35 million or net income from continuing operations of at least $500,000 in the specified periods. SCKT has 45 days, until October 8, 2026, to submit a compliance plan, and Nasdaq may grant up to a 180-day extension if the plan is accepted. The company intends to submit such a plan. The notice has no immediate effect on the listing or trading of SCKT, which continues on the Nasdaq Capital Market.

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SOCKET MOBILE, INC. (symbol: SCKT) is the issuer of record for a Form 4 filing submitted to the SEC.

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SOCKET MOBILE, INC. (symbol: SCKT) is the issuer of record for a Form 4 filing submitted to the SEC.

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SOCKET MOBILE, INC. (symbol: SCKT) is the issuer of record for a Form 4 filing submitted to the SEC.

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SOCKET MOBILE, INC. (SCKT) reported that Chief Technology Officer Eric Glaenzer received an equity grant of 21,244 shares of common stock on 2026-08-21 as a grant/award acquisition in lieu of voluntary compensation reductions for Q3 and Q4. The grant was made at a ratio of one share per $1.00 of reduced compensation, instead of using the closing market price of $0.67 per share. The shares vest 50% on January 1, 2027 and 50% on January 1, 2028, subject to continued service, bringing Glaenzer’s direct holdings to 95,359 shares after the award.

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Socket Mobile, Inc. reported weaker results for the quarter ended June 30, 2026. Quarterly revenue was $3.03 million, down 25% from $4.04 million a year earlier, with six‑month revenue of $6.73 million, down 16%. Gross margin was 46.4% in the quarter versus 49.9% a year ago, reflecting underutilized manufacturing capacity.

The company recorded a Q2 net loss of $1.35 million ($0.16 per share), widening from $0.79 million, and a six‑month net loss of $2.25 million. Operating expenses declined in research and development and sales and marketing, but general and administrative costs rose. Cash used in operating activities improved to $0.63 million in the first half versus $1.20 million in 2025.

Liquidity remains tight: cash was $1.61 million at June 30, 2026, while total liabilities were $9.99 million and stockholders’ equity declined to $2.38 million from $4.28 million at year‑end. Subordinated convertible notes outstanding totaled about $5.84 million at 10% interest. The company’s bank reduced its credit line to $1.0 million and has repeatedly waived covenant defaults, while imposing a $1.0 million minimum cash requirement. Nasdaq notified Socket Mobile on May 19, 2026 that its share price no longer meets the $1.00 minimum bid rule, granting until November 16, 2026 to regain compliance.

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SOCKET MOBILE, INC. director Kevin J. Mills reported a sale of 1,946 shares of Common Stock on 2026-08-10 in a sale in open market or private transaction at $1.80 per share. Following this transaction, Mills directly holds 49,571 shares of Socket Mobile common stock.

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MacDonald Brenton Earl reported acquisition or exercise transactions in this Form 4 filing.

SOCKET MOBILE, INC. director MacDonald Brenton Earl reported two stock awards on August 6, 2026. He received 7,000 shares of common stock in connection with his appointment to the Board of Directors, fully vested upon grant and valued at $0.39 per share. He also received a separate award of 1,600 shares at $1.00 per share under a newly approved Director Compensation Program that allows directors to take common stock in lieu of cash compensation; this grant price compares with a closing market price of $0.39 per share on the grant date.

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SOCKET MOBILE, INC. director MacDonald Brenton Earl reported his initial beneficial ownership on a Form 3. The filing lists six Non-Qualified Stock Options, each covering 7,000 shares of Common Stock, with exercise prices ranging from $1.08 to $5.00 and expiration dates between July 28, 2027 and June 15, 2032. A footnote states that each option is fully vested and exercisable. No purchases, sales, or exercises are reported in this filing.

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SOCKET MOBILE, INC. director and more-than-10% shareholder Charlie Bass reported an acquisition of 1,600 shares of common stock on August 6, 2026. The shares were granted under a Board-approved Director Compensation Program that allows directors to receive common stock in lieu of cash compensation at $1.00 per share, compared with a closing market price of $0.39 per share. Following this grant, Bass directly holds 1,722,802 shares of common stock.

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FAQ

How many SOCKET MOBILE (SCKT) SEC filings are available on StockTitan?

StockTitan tracks 71 SEC filings for SOCKET MOBILE (SCKT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for SOCKET MOBILE (SCKT)?

The most recent SEC filing for SOCKET MOBILE (SCKT) was filed on August 28, 2026.