Every Form 4 that Socket Mobile, Inc. New (SCKT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SCKT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SCKT filings page.
SOCKET MOBILE, INC. (symbol: SCKT) is the issuer of record for a Form 4 filing submitted to the SEC.
SOCKET MOBILE, INC. (symbol: SCKT) is the issuer of record for a Form 4 filing submitted to the SEC.
SOCKET MOBILE, INC. (symbol: SCKT) is the issuer of record for a Form 4 filing submitted to the SEC.
SOCKET MOBILE, INC. (SCKT) reported that Chief Technology Officer Eric Glaenzer received an equity grant of 21,244 shares of common stock on 2026-08-21 as a grant/award acquisition in lieu of voluntary compensation reductions for Q3 and Q4. The grant was made at a ratio of one share per $1.00 of reduced compensation, instead of using the closing market price of $0.67 per share. The shares vest 50% on January 1, 2027 and 50% on January 1, 2028, subject to continued service, bringing Glaenzer’s direct holdings to 95,359 shares after the award.
SOCKET MOBILE, INC. director Kevin J. Mills reported a sale of 1,946 shares of Common Stock on 2026-08-10 in a sale in open market or private transaction at $1.80 per share. Following this transaction, Mills directly holds 49,571 shares of Socket Mobile common stock.
MacDonald Brenton Earl reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director MacDonald Brenton Earl reported two stock awards on August 6, 2026. He received 7,000 shares of common stock in connection with his appointment to the Board of Directors, fully vested upon grant and valued at $0.39 per share. He also received a separate award of 1,600 shares at $1.00 per share under a newly approved Director Compensation Program that allows directors to take common stock in lieu of cash compensation; this grant price compares with a closing market price of $0.39 per share on the grant date.
SOCKET MOBILE, INC. director and more-than-10% shareholder Charlie Bass reported an acquisition of 1,600 shares of common stock on August 6, 2026. The shares were granted under a Board-approved Director Compensation Program that allows directors to receive common stock in lieu of cash compensation at $1.00 per share, compared with a closing market price of $0.39 per share. Following this grant, Bass directly holds 1,722,802 shares of common stock.
PARNELL WILLIAM L. JR reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director William L. Parnell Jr. received a grant of 2,000 shares of common stock on August 6, 2026 under a Board-approved Director Compensation Program allowing directors to take stock instead of cash fees. The shares were valued at $1.00 per share for compensation purposes, compared with a $0.39 closing market price, bringing his direct holdings to 108,600 shares.
Lazarev Ivan reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director Ivan Lazarev reported two stock award transactions involving common stock on August 6, 2026. The Board approved a Director Compensation Program allowing directors to receive common stock instead of cash fees, under which Lazarev received 2,000 shares at $1.00 per share, compared with a closing market price of $0.39 per share.
On the same date, 1,000 additional shares of common stock were granted to the new Audit Committee Chair and valued at the $0.39 per share closing market price. Both transactions are classified as grants or awards and are reported as direct ownership.
BASS CHARLIE reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director and 10% owner Charlie Bass received a grant of 13,000 shares of Common Stock on June 12, 2026 as board compensation. The shares were valued at the market closing price of $0.91 per share and increased his direct holdings to 1,721,202 shares. This was a stock grant, not an open-market purchase.
PARNELL WILLIAM L. JR reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director William L. Parnell Jr. received a grant of 10,000 shares of Common Stock on June 12, 2026. The award was made to the newly elected Board of Directors and was valued at the market closing price of $0.91 per share. Following this grant, Parnell directly holds 106,600 shares of the company.
Lazarev Ivan reported acquisition or exercise transactions in this Form 4 filing.
Socket Mobile, Inc. director Ivan Lazarev received a stock grant of 9,000 shares of Common Stock on June 12, 2026 as compensation. The grant carried no purchase price to him and was valued at the market closing price of $0.91 per share. After this award, he directly holds 114,560 shares.
SOCKET MOBILE, INC. Chief Executive Officer Kevin J. Mills reported a bona fide gift of 128,981 shares of Common Stock on May 27, 2026. The shares were transferred at a stated price of $0.00 per share, indicating no sale proceeds. Following this gift, Mills directly holds 53,463 shares of Socket Mobile common stock.
BASS CHARLIE reported acquisition or exercise transactions in this Form 4 filing.
Socket Mobile director Charlie Bass received a grant of 5,000 shares of common stock on April 29, 2026 as part of director compensation. The shares were issued in lieu of a portion of his annual cash retainer fee and valued at the market closing price of $0.8668 per share. Following this award, Bass directly holds 1,708,202 shares of common stock.
PARNELL WILLIAM L. JR reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director William L. Parnell Jr. received a grant of 5,000 shares of common stock on April 29, 2026. The shares were awarded under a Director Compensation Program that lets directors take stock instead of part of their cash retainer, valued at the market closing price of $0.8668 per share. Following this grant, he directly holds 96,600 common shares.
Lazarev Ivan reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director Ivan Lazarev received a grant of 4,000 shares of common stock on April 29, 2026. The shares were awarded at a value of $0.8668 per share under a Director Compensation Program that lets directors take stock instead of cash fees.
After this grant, Lazarev directly holds 105,560 common shares. The award represents a portion of his annual cash retainer fee, paid quarterly, and is compensation rather than an open‑market stock purchase.
Marx Felix reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director Felix Marx received a grant of 4,000 shares of common stock on April 29, 2026 as part of director compensation. The shares were issued in lieu of a portion of his annual cash retainer fee and valued at $0.8668 per share, based on the market closing price. Following this award, he holds 12,643 common shares directly. This reflects compensation-related share issuance rather than an open-market purchase.
SOCKET MOBILE, INC. director and more than 10% owner Charlie Bass reported an open-market or private purchase of a Subordinated Convertible Note on March 27, 2026. The note is currently convertible into 444,444 shares of common stock at a conversion price of $0.90 per share.
Following this transaction, Bass’s reported beneficial holdings tied to this instrument and related securities total 3,267,826 shares. The note can be converted at any time on or prior to March 27, 2029, and on or after March 27, 2027, the holder may instead choose prepayment of principal and accrued interest in cash.
SOCKET MOBILE, INC. director and 10% owner Charlie Bass received a grant of stock options covering 16,000 shares of common stock as repayment of 2025 voluntary compensation deductions. The options have an exercise price of $1.00 per share and vest in equal monthly installments over four years starting February 27, 2026. Following this grant, Bass holds options on 159,000 shares.
SOCKET MOBILE, INC. director William L. Parnell Jr. reported receiving a grant of options to acquire 16,000 shares of common stock. The options have an exercise price of $1.00 per share and were granted as repayment of 2025 voluntary compensation deductions. Following this award, he holds options on 62,000 shares. The options vest in equal monthly installments over four years, beginning on February 27, 2026, which spreads the potential share acquisition over time.
SOCKET MOBILE, INC. director Ivan Lazarev reported receiving a grant of stock options, rather than buying shares on the open market. He was awarded options for 12,400 shares of common stock with an exercise price of $1.00 per share, issued as repayment of 2025 voluntary compensation deductions. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. Following this grant, Lazarev holds stock options covering 33,400 shares of Socket Mobile common stock.
Socket Mobile, Inc. Chief Executive Officer Kevin J. Mills reported an acquisition of derivative securities through a stock option grant. He received 54,750 common stock options as repayment of 2025 voluntary compensation deductions, with an exercise price of $1.00 per share. These options vest in equal monthly installments over a four-year period commencing February 27, 2026. Following this grant, Mills holds 211,950 stock options in total.
SOCKET MOBILE, INC. reported that Chief Business Officer David A. Holmes acquired a grant of stock options for 48,300 shares of common stock. These options have an exercise price of $1.00 per share and were granted in repayment of 2025 voluntary compensation deductions.
The options vest in equal monthly installments over a four-year period commencing February 27, 2026, aligning part of his compensation with the company’s long-term performance. Following this grant, Holmes holds a total of 173,300 stock options.
SOCKET MOBILE, INC. Chief Information Officer Leonard L. Ott received a grant of 21,900 common stock options on February 27, 2026 as a form of repayment for 2025 voluntary compensation deductions. The options have a $1.00 exercise price and will vest in equal monthly installments over four years starting February 27, 2026, bringing his directly held option total to 110,850.
SOCKET MOBILE, INC. reported that Chief Financial Officer Lynn Zhao acquired a grant of 23,800 common stock options as compensation. The grant repays 2025 voluntary compensation deductions and carries an exercise price of $1.00 per share. The options vest in equal monthly installments over four years starting on February 27, 2026, bringing Zhao’s directly held options to 91,060.
SOCKET MOBILE, INC. director Felix Marx reported an open-market sale of common stock. On February 24, 2026, he sold 3,000 shares at $1.00 per share and held 8,643 shares afterward. The trade was pre-cleared in line with the company’s internal trading policy.
Socket Mobile, Inc. reported that director and 10% owner Charlie Bass acquired 6,250 shares of common stock on February 4, 2026 as a grant/award under a director compensation program that permits stock instead of cash fees, valued at $1.12 per share.
After this stock-based fee payment, Bass directly holds 1,703,202 shares of Socket Mobile common stock.
PARNELL WILLIAM L. JR reported acquisition or exercise transactions in this Form 4 filing.
Socket Mobile, Inc. director William L. Parnell Jr. reported an award of 6,250 shares of common stock on February 4, 2026, valued at $1.12 per share. This stock grant was received under a Board-approved Director Compensation Program that allows directors to take stock instead of cash fees. Following this award, he directly owns 91,600 common shares.
Lazarev Ivan reported acquisition or exercise transactions in a Form 4 filing for SCKT. The filing lists transactions totaling 4,643 shares at a weighted average price of $1.12 per share. Following the reported transactions, holdings were 92,560 shares.
Marx Felix reported acquisition or exercise transactions in this Form 4 filing.
Socket Mobile, Inc. director Felix Marx received a grant of 4,643 shares of common stock on February 4, 2026. The shares were awarded at a value of $1.12 per share under a Director Compensation Program that lets directors take stock instead of cash fees. After this stock award, Marx directly beneficially owns 11,643 common shares.
Socket Mobile, Inc. (SCKT) director and 10% owner reports stock purchases. A reporting person filed a Form 4 showing three open market purchases of common stock. On November 21, 2025, the insider bought 5,000 shares of common stock at a weighted average price of $1.2386 per share. On November 24, 2025, the insider bought another 5,000 shares at a weighted average price of $1.2551 per share. On November 25, 2025, the insider bought an additional 5,000 shares at a weighted average price of $1.2953 per share. After these transactions, the reporting person beneficially owned 1,686,952 shares of Socket Mobile common stock, held directly.
Socket Mobile, Inc. (SCKT) director Ivan Lazarev reported multiple open-market purchases of the company's common stock in November 2025. He bought 10,067 shares on November 5 at a weighted average price of $1.0301 per share, 4,500 shares on November 12 at $1.0929, and 30,005 shares on November 13 at $1.1367 per share. He then purchased 96 shares on November 19 at $1.20 and 5,428 shares on November 20 at $1.20 per share. Following these transactions, Lazarev directly beneficially owned 71,638 shares of Socket Mobile common stock.
Socket Mobile, Inc. (SCKT) director and 10% owner Charlie Bass reported buying additional common stock in two open-market transactions. On November 19, 2025, he purchased 5,000 shares of common stock at a weighted average price of $1.2427 per share, with trades executed between $1.22 and $1.26. On November 20, 2025, he bought another 5,000 shares at a weighted average price of $1.21 per share, with trades between $1.15 and $1.23. Following these purchases, he beneficially owned 1,671,952 shares of Socket Mobile common stock directly.
Socket Mobile director and 10% owner Charlie Bass reported open-market purchases of the company’s common stock. On 11/17/2025 he bought 5,000 shares at a weighted average price of $1.2519 per share, and on 11/18/2025 he bought another 5,000 shares at a weighted average price of $1.241 per share. Following these transactions, he beneficially owns 1,661,952 shares of Socket Mobile common stock directly.
Socket Mobile (SCKT) director and 10% owner Charlie Bass reported open‑market purchases of the company’s common stock. He bought 3,801 shares on November 13, 2025 at a weighted average price of $1.167 and 5,000 shares on November 14, 2025 at a weighted average price of $1.237. Following these trades, his beneficial ownership was 1,646,952 shares after the first transaction and 1,651,952 shares after the second, held directly.
Socket Mobile (SCKT) director and 10% owner Charlie Bass reported open‑market purchases of 10,000 shares of common stock. He bought 5,000 shares on 11/11/2025 at a weighted average price of $1.0955 (trades from $1.08 to $1.13) and 5,000 shares on 11/12/2025 at a weighted average price of $1.1115 (trades from $1.09 to $1.12). Following these transactions, Bass beneficially owned 1,643,151 shares directly.
Socket Mobile (SCKT) reported insider purchases by Director and 10% Owner Charlie Bass. He bought 5,000 shares of common stock on 11/07/2025 at a weighted average price of $1.0938, and another 5,000 shares on 11/10/2025 at a weighted average price of $1.0925.
Following these transactions, beneficial ownership was 1,628,151 shares after the first trade and 1,633,151 shares after the second, reported as direct holdings. The prices reflect multiple open‑market trades within disclosed ranges: $1.09–$1.10 on November 7 and $1.07–$1.10 on November 10.
Socket Mobile, Inc. (SCKT) reported insider open‑market purchases on a Form 4. A director and 10% owner bought 5,000 shares of common stock on November 5, 2025 at a weighted average price of $1.0434 per share and 5,000 shares on November 6, 2025 at a weighted average price of $1.0758 per share.
Following these transactions, the reporting person beneficially owned 1,618,151 shares after the November 5 purchase and 1,623,151 shares after the November 6 purchase, held directly. The filing classifies each transaction as a purchase and confirms they were executed in the open market within the stated price ranges.
Socket Mobile, Inc. (SCKT) insider reported open‑market purchases. A Director and 10% Owner bought 5,000 shares of common stock on 11/03/2025 at a weighted average price of $0.9837, and another 5,000 shares on 11/04/2025 at a weighted average price of $1.0346 (Transaction Code: P).
Following these transactions, the reporting person beneficially owned 1,613,151 shares directly. The filing notes the prices reflect weighted averages for multiple trades, with disclosed daily ranges.
Socket Mobile (SCKT) disclosed that director and 10% owner Charlie Bass acquired a subordinated convertible note by transfer on 10/13/2025. The note has a $500,000 principal and is convertible at $1.34 per share into 373,134 shares of common stock.
The note is convertible any time on or prior to May 26, 2026. After May 26, 2024, the noteholder may elect to receive prepayment of principal and accrued interest in cash. Following the reported transaction, derivative securities beneficially owned were 2,823,382.
Socket Mobile (SCKT) CEO and Director Kevin Mills reported a change in beneficial ownership. On October 13, 2025, he transferred a subordinated convertible note with $500,000 principal amount to Charlie Bass.
The note is convertible at $1.34 per share into 373,134 shares of common stock. It is convertible any time on or prior to May 26, 2026. After May 26, 2024, the noteholder has the option to receive prepayment of principal and accrued interest in cash.
David A. Holmes, Executive Vice President and Chief Business Officer of Socket Mobile, Inc. (SCKT), reported an equity award consisting of a 25,000-share option with a $1.02 exercise price. The option grant is shown as a derivative security exercisable beginning 10/01/2025 with an expiration of 10/01/2035 and is recorded as direct beneficial ownership. The filing lists the number of underlying common shares from this award as 25,000 and shows the Reporting Person owning 125,000 shares following the reported transaction.
The award was granted in connection with Mr. Holmes’s promotion to EVP and Chief Business Officer and vests in equal monthly installments over 24 months beginning 10/01/2025, subject to continued service. The form is a Section 16 filing and discloses the specific terms above without additional financial or company operational detail.