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  4. [Form 4] SOCKET MOBILE, INC. Insider Trading Activity

SCKT director & 10% owner reports two open‑market buys near $1.09

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Socket Mobile (SCKT) reported insider purchases by Director and 10% Owner Charlie Bass. He bought 5,000 shares of common stock on 11/07/2025 at a weighted average price of $1.0938, and another 5,000 shares on 11/10/2025 at a weighted average price of $1.0925.

Following these transactions, beneficial ownership was 1,628,151 shares after the first trade and 1,633,151 shares after the second, reported as direct holdings. The prices reflect multiple open‑market trades within disclosed ranges: $1.09–$1.10 on November 7 and $1.07–$1.10 on November 10.

Positive

  • None.

Negative

  • None.

Insights

Routine Form 4 disclosing insider open‑market purchases; neutral impact.

The filing documents two open‑market buys by Charlie Bass, a Director and 10% Owner of Socket Mobile. The transactions were for 5,000 shares on 11/07/2025 at a weighted average of $1.0938 and 5,000 shares on 11/10/2025 at $1.0925, executed within the stated intraday price ranges.

Post‑trade beneficial ownership moved to 1,628,151 and then 1,633,151 shares, recorded as direct holdings. As a standard insider activity disclosure, this is informational; actual market effect depends on broader context not provided here.

Insider BASS CHARLIE
Role Director, 10% Owner
Bought 10,000 shs ($11K)
Type Security Shares Price Value
Purchase Common Stock 5,000 $1.0925 $5K
Purchase Common Stock 5,000 $1.0938 $5K
Holdings After Transaction: Common Stock — 1,633,151 shares (Direct)
Footnotes (1)
  1. Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 7, 2025 at prices ranging from $1.09 to $1.10 per share, inclusive. Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 10, 2025 at prices ranging from $1.07 to $1.10 per share, inclusive.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BASS CHARLIE
(Last) (First) (Middle)
40675 ENCYCLOPEDIA CIR.
(Street)
FREMONT CA 94538
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOCKET MOBILE, INC. [ SCKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/07/2025 P 5,000(1) A $1.0938(2) 1,628,151 D
Common Stock 11/10/2025 P 5,000(1) A $1.0925(3) 1,633,151 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").
2. Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 7, 2025 at prices ranging from $1.09 to $1.10 per share, inclusive.
3. Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 10, 2025 at prices ranging from $1.07 to $1.10 per share, inclusive.
/s/ Charlie Bass 11/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions were reported for SCKT?

Charlie Bass, a Director and 10% Owner, purchased 5,000 shares on 11/07/2025 and 5,000 shares on 11/10/2025 in open‑market trades.

At what prices did the SCKT insider buy shares?

Weighted average prices were $1.0938 on 11/07/2025 and $1.0925 on 11/10/2025. Disclosed ranges were $1.09–$1.10 and $1.07–$1.10, respectively.

How many SCKT shares does the insider own after the transactions?

Beneficial ownership was 1,628,151 shares after the first trade and 1,633,151 shares after the second, held directly.

What is the insider’s relationship to Socket Mobile (SCKT)?

The reporting person is a Director and a 10% Owner of the company.

Were the SCKT purchases executed on the open market?

Yes. The filing describes open market purchases for both transactions.