STOCK TITAN

Socket Mobile (NASDAQ: SCKT) director gets 13,000-share board grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BASS CHARLIE reported acquisition or exercise transactions in this Form 4 filing.

SOCKET MOBILE, INC. director and 10% owner Charlie Bass received a grant of 13,000 shares of Common Stock on June 12, 2026 as board compensation. The shares were valued at the market closing price of $0.91 per share and increased his direct holdings to 1,721,202 shares. This was a stock grant, not an open-market purchase.

Positive

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Negative

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Insider BASS CHARLIE
Role null
Type Security Shares Price Value
Grant/Award Common Stock 13,000 $0.00 --
Holdings After Transaction: Common Stock — 1,721,202 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 13,000 shares Common Stock grant on June 12, 2026
Grant valuation price $0.91 per share Market closing price on June 12, 2026
Post-transaction holdings 1,721,202 shares Total Common Stock directly held after grant
Transaction price per share $0.00 per share Equity grant with no cash paid by insider
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Board of Directors financial
"Shares were granted to the newly elected Board of Directors"
The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.
ten percent owner financial
"is_ten_percent_owner: 1"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BASS CHARLIE

(Last)(First)(Middle)
40675 ENCYCLOPEDIA CIR.

(Street)
FREMONT CALIFORNIA 94538

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SOCKET MOBILE, INC. [ SCKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/12/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/12/2026A(1)13,000A$01,721,202D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares were granted to the newly elected Board of Directors on June 12, 2026, valued at the market closing price of $0.91.
/s/ Charlie Bass06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did SCKT director Charlie Bass report?

Charlie Bass reported receiving a grant of 13,000 shares of Socket Mobile Common Stock. The grant was classified as a grant, award, or other acquisition, reflecting routine equity compensation rather than an open-market stock purchase or sale.

When was the Socket Mobile (SCKT) share grant to Charlie Bass made?

The grant to Charlie Bass was made on June 12, 2026. On that date, the newly elected Board of Directors received share grants valued at the market closing price, which the footnote states was $0.91 per share.

How many SCKT shares does Charlie Bass hold after this Form 4 grant?

After the 13,000-share grant, Charlie Bass directly holds 1,721,202 shares of Socket Mobile Common Stock. This filing shows his updated direct ownership position following the routine equity award to the Board of Directors.

Was the SCKT grant to Charlie Bass an open-market purchase or a compensation award?

The transaction was a compensation-related award, not an open-market purchase. It is coded as a grant or award, with no cash price per share, and was provided to the newly elected Board of Directors at the stated market closing value.

At what price was the Socket Mobile share grant to Charlie Bass valued?

The 13,000-share grant was valued at the market closing price of $0.91 per share on June 12, 2026. Although the Form 4 shows a transaction price of zero, the footnote specifies this valuation for the granted shares.