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[Form 4] SOCKET MOBILE, INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Socket Mobile, Inc. (SCKT) insider reported open‑market purchases. A Director and 10% Owner bought 5,000 shares of common stock on 11/03/2025 at a weighted average price of $0.9837, and another 5,000 shares on 11/04/2025 at a weighted average price of $1.0346 (Transaction Code: P).

Following these transactions, the reporting person beneficially owned 1,613,151 shares directly. The filing notes the prices reflect weighted averages for multiple trades, with disclosed daily ranges.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BASS CHARLIE

(Last) (First) (Middle)
40675 ENCYCLOPEDIA CIR.

(Street)
FREMONT CA 94538

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOCKET MOBILE, INC. [ SCKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/03/2025 P 5,000(1) A $0.9837(2) 1,608,151 D
Common Stock 11/04/2025 P 5,000(1) A $1.0346(3) 1,613,151 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").
2. Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 3, 2025 at prices ranging from $0.93 to $1.0074 per share, inclusive.
3. Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 4, 2025 at prices ranging from $0.9979 to $1.06 per share, inclusive.
/s/ Charlie Bass 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Socket Mobile (SCKT) report in this Form 4?

A Director and 10% Owner purchased 5,000 shares on 11/03/2025 at a weighted average of $0.9837 and 5,000 shares on 11/04/2025 at $1.0346.

What is the reporting person’s ownership after the trades for SCKT?

Beneficial ownership stood at 1,613,151 shares directly after the reported transactions.

What transaction code is shown for the SCKT trades?

The trades are coded P, indicating open‑market purchases.

What were the price ranges for the SCKT purchases?

On 11/03/2025: $0.93–$1.0074. On 11/04/2025: $0.9979–$1.06, both as weighted‑average disclosures.

How many SCKT shares were purchased on each day?

5,000 shares on 11/03/2025 and 5,000 shares on 11/04/2025.

What type of security was traded for SCKT?

Common Stock, par value $0.0001 per share.
Socket Mobile

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8.60M
5.22M
34.49%
5.18%
0.23%
Computer Hardware
Electronic Computers
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United States
FREMONT