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  4. [Form 4] SOCKET MOBILE, INC. Insider Trading Activity

SCKT insider purchase: 10% owner adds 10,000 shares in open market

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Socket Mobile, Inc. (SCKT) reported insider open‑market purchases on a Form 4. A director and 10% owner bought 5,000 shares of common stock on November 5, 2025 at a weighted average price of $1.0434 per share and 5,000 shares on November 6, 2025 at a weighted average price of $1.0758 per share.

Following these transactions, the reporting person beneficially owned 1,618,151 shares after the November 5 purchase and 1,623,151 shares after the November 6 purchase, held directly. The filing classifies each transaction as a purchase and confirms they were executed in the open market within the stated price ranges.

Positive

  • None.

Negative

  • None.
Insider BASS CHARLIE
Role Director, 10% Owner
Bought 10,000 shs ($11K)
Type Security Shares Price Value
Purchase Common Stock 5,000 $1.0758 $5K
Purchase Common Stock 5,000 $1.0434 $5K
Holdings After Transaction: Common Stock — 1,623,151 shares (Direct)
Footnotes (1)
  1. Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock"). Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 5, 2025 at prices ranging from $1.015 to $1.06 per share, inclusive. Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 6, 2025 at prices ranging from $1.07 to $1.08 per share, inclusive.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BASS CHARLIE
(Last) (First) (Middle)
40675 ENCYCLOPEDIA CIR.
(Street)
FREMONT CA 94538
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOCKET MOBILE, INC. [ SCKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/05/2025 P 5,000(1) A $1.0434(2) 1,618,151 D
Common Stock 11/06/2025 P 5,000(1) A $1.0758(3) 1,623,151 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Open market purchase by the reporting person of 5,000 shares of common stock, par value $0.0001 per share (the "Common Stock").
2. Reflects the weighted average price of the shares purchased on the open market in multiple transactions on November 5, 2025 at prices ranging from $1.015 to $1.06 per share, inclusive.
3. Reflects the weighted average price of the shares of Common Stock purchased on the open market in multiple transactions on November 6, 2025 at prices ranging from $1.07 to $1.08 per share, inclusive.
/s/ Charlie Bass 11/06/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider activity did SCKT disclose on this Form 4?

A director and 10% owner reported open‑market purchases of 5,000 shares on 11/05/2025 and 5,000 shares on 11/06/2025.

At what prices were the SCKT shares purchased?

Weighted average prices were $1.0434 on 11/05/2025 and $1.0758 on 11/06/2025, within the disclosed ranges.

How many SCKT shares did the insider own after the trades?

Beneficial ownership was 1,618,151 shares after 11/05/2025 and 1,623,151 shares after 11/06/2025, held directly.

What is the insider’s relationship to Socket Mobile (SCKT)?

The reporting person is a Director and a 10% Owner.

Were these SCKT trades open‑market purchases?

Yes. The filing notes open‑market purchases and lists transaction code P for each trade.

What class of securities did the insider purchase?

Shares of Common Stock, par value $0.0001 per share.