Welcome to our dedicated page for SOCKET MOBILE SEC filings (Ticker: SCKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on SOCKET MOBILE's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into SOCKET MOBILE's regulatory disclosures and financial reporting.
PARNELL WILLIAM L. JR reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director William L. Parnell Jr. received a grant of 2,000 shares of common stock on August 6, 2026 under a Board-approved Director Compensation Program allowing directors to take stock instead of cash fees. The shares were valued at $1.00 per share for compensation purposes, compared with a $0.39 closing market price, bringing his direct holdings to 108,600 shares.
Lazarev Ivan reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director Ivan Lazarev reported two stock award transactions involving common stock on August 6, 2026. The Board approved a Director Compensation Program allowing directors to receive common stock instead of cash fees, under which Lazarev received 2,000 shares at $1.00 per share, compared with a closing market price of $0.39 per share.
On the same date, 1,000 additional shares of common stock were granted to the new Audit Committee Chair and valued at the $0.39 per share closing market price. Both transactions are classified as grants or awards and are reported as direct ownership.
Socket Mobile, Inc. shareholder Enrico Kevin Mills filed an amendment updating his ownership following significant trading on August 10, 2026. He is reported as the beneficial owner of 426,304 shares of common stock, consisting of 10 shares held directly and 426,294 shares issuable upon conversion of a 2024 Note and a 2025 Note. This position represents 4.9% of 8,667,252 shares of common stock deemed outstanding under Rule 13d-3(d)(1). On August 10, 2026, he sold 316,199 shares in open market transactions at a weighted average price of $2.09 per share, and bought 10 shares at $1.69 per share. The notes remain outstanding, subject to a redemption request delivered August 6, 2026, and remain convertible until repayment. The filing states that on this date he ceased to be the beneficial owner of more than five percent of the common stock; upon repayment of the notes, his beneficial ownership would be limited to 10 shares.
Socket Mobile, Inc. updated its corporate governance by amending its Amended and Restated Bylaws, effective August 3, 2026. The Board of Directors revised Section 3.9 on special meetings, clarifying who may call such meetings and allowing authorized persons to designate others to provide notice.
The amendment modernizes notice procedures for Board special meetings. Notice may be delivered personally, by courier, telephone, first-class U.S. mail, or electronic transmission. Personal, courier, telephone, electronic, or oral notice must be given at least 24 hours before the meeting, while mailed notice must be deposited at least four days in advance. To the fullest extent permitted by law, notice need not state the meeting place if held at the principal executive office or the meeting’s purpose. The amended Bylaws are included as Exhibit 3.1, reflecting provisions as of August 3, 2026.
Socket Mobile, Inc. shareholder Enrico Kevin Mills reports beneficial ownership of 742,493 shares of common stock, or 8.6% of the 8,667,252 shares deemed outstanding under Rule 13d-3(d)(1). The position includes 265,784 shares held directly, 50,415 in custodial accounts for his minor children, and shares issuable upon conversion of 2024 and 2025 notes.
On August 6, 2026, Mills requested full repayment of the 2024 and 2025 notes, which remain convertible until repaid. If repaid in full, his beneficial ownership would fall to 316,199 shares, about 3.8% of outstanding common stock, below the 5% reporting threshold. His employment with Socket Mobile ended July 8, 2026, resulting in forfeiture of 20,605 unvested restricted shares. Mills plans to continue communicating with the board and management on governance, board composition, observer and information rights, strategy, and financing, and may acquire or dispose of additional securities or convert the notes depending on company and market conditions.
Socket Mobile, Inc. reports that its Board of Directors appointed David Holmes, the company’s President and Chief Executive Officer, to serve as a member of the Board, effective August 3, 2026. Holmes has served as President and CEO since June 12, 2026.
The company states there are no arrangements or understandings with any other person related to his appointment and no related-party transactions involving Holmes that require disclosure under Item 404(a) of Regulation S‑K. He will not receive additional compensation for his service as a director beyond his existing CEO and President compensation. A press release dated August 4, 2026 announcing the appointment is included as Exhibit 99.1.
Socket Mobile, Inc. reported GAAP results for the three and six months ended June 30, 2026. Q2 2026 revenue was $3,033 thousand, down from $4,042 thousand in Q2 2025, with six-month revenue of $6,734 thousand versus $8,008 thousand a year earlier. Q2 gross margin was 46.4% compared with 49.9%.
The company recorded a Q2 operating loss of $1,195 thousand and net loss of $1,346 thousand, versus a net loss of $792 thousand in Q2 2025; basic and diluted loss per share was $0.16. As of June 30, 2026, cash was $1,605 thousand, total assets $12,370 thousand, total liabilities $9,987 thousand, and equity $2,383 thousand. Management cited ongoing retail market challenges and continued cost management initiatives.
Socket Mobile, Inc. reports that its Board of Directors approved two amendments to the company’s Amended and Restated Bylaws. On April 29, 2026, Section 3.2 was amended to reduce the authorized number of directors from eight to seven.
On July 13, 2026, Section 3.9 was amended to update notice provisions for special Board meetings, permitting notice by email, other electronic transmission and overnight courier, removing telecopy and telegram references, and clarifying that Board meetings may be held by remote communication where permitted by law.
Socket Mobile, Inc. appointed Brent MacDonald to its Board of Directors, effective July 13, 2026. MacDonald previously served as an independent director from 2016 to 2023, and the Board has determined he again meets Nasdaq’s independence requirements.
He will receive Socket Mobile’s standard non-employee director compensation and enter into the company’s standard form of indemnification agreement. There are no arrangements, family relationships, or related-party transactions associated with his appointment that require disclosure. With his addition, the Board consists of six members, four of whom are independent under Nasdaq listing standards.
BASS CHARLIE reported acquisition or exercise transactions in this Form 4 filing.
SOCKET MOBILE, INC. director and 10% owner Charlie Bass received a grant of 13,000 shares of Common Stock on June 12, 2026 as board compensation. The shares were valued at the market closing price of $0.91 per share and increased his direct holdings to 1,721,202 shares. This was a stock grant, not an open-market purchase.