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Socket Mobile SEC Filings

SCKT NASDAQ

Welcome to our dedicated page for Socket Mobile SEC filings (Ticker: SCKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Socket Mobile, Inc. filings document an operating company focused on data capture and delivery solutions, including cordless barcode scanners, NFC/contactless readers, CaptureSDK-enabled applications, and related mobile workforce markets. Form 8-K reports furnish GAAP operating results, revenue and margin disclosures, and press releases for quarterly and annual periods.

Its regulatory record also covers capital structure and governance matters, including secured subordinated convertible note financings, note maturity extensions, senior-debt subordination, conversion terms, related-party approvals, and annual proxy materials for director elections and stockholder voting. These filings describe note security, maturity and conversion features, common-stock issuance terms, board approvals, director nominees, and shareholder meeting matters.

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SOCKET MOBILE, INC. reported that Chief Business Officer David A. Holmes acquired a grant of stock options for 48,300 shares of common stock. These options have an exercise price of $1.00 per share and were granted in repayment of 2025 voluntary compensation deductions.

The options vest in equal monthly installments over a four-year period commencing February 27, 2026, aligning part of his compensation with the company’s long-term performance. Following this grant, Holmes holds a total of 173,300 stock options.

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SOCKET MOBILE, INC. Chief Information Officer Leonard L. Ott received a grant of 21,900 common stock options on February 27, 2026 as a form of repayment for 2025 voluntary compensation deductions. The options have a $1.00 exercise price and will vest in equal monthly installments over four years starting February 27, 2026, bringing his directly held option total to 110,850.

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SOCKET MOBILE, INC. reported that Chief Financial Officer Lynn Zhao acquired a grant of 23,800 common stock options as compensation. The grant repays 2025 voluntary compensation deductions and carries an exercise price of $1.00 per share. The options vest in equal monthly installments over four years starting on February 27, 2026, bringing Zhao’s directly held options to 91,060.

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SOCKET MOBILE, INC. director Felix Marx reported an open-market sale of common stock. On February 24, 2026, he sold 3,000 shares at $1.00 per share and held 8,643 shares afterward. The trade was pre-cleared in line with the company’s internal trading policy.

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Merrill Lynch filed a Rule 144 notice to sell 11,000 common shares. The filing lists 7,000 restricted stock units dated 01/07/2026 and 4,000 restricted stock units dated 02/04/2026.

Shares outstanding are shown as 7,976,462 as of 02/24/2026, providing a baseline context for the proposed sale.

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Socket Mobile, Inc. reported weaker results for the fourth quarter and full year 2025 while maintaining roughly 50% gross margins. Full-year revenue was $15,078 (amounts in thousands) compared with $18,763 in 2024, and the company posted a net loss of $14,378 versus a $2,242 loss a year earlier, largely driven by a deferred income tax expense of $10,663.

For the fourth quarter, revenue was $3,963 compared with $4,831 in the prior-year quarter, with a net loss of $11,394 versus net income of $38. Operating expenses declined year over year, but higher interest expense and the tax charge contributed to the larger loss. Total assets fell to $14,437 from $27,346, while total equity dropped to $4,278 from $18,161 as accumulated deficit increased.

Management highlighted 2025 product and technology initiatives, including CaptureSDK 2.0, new SocketScan and DuraScan hardware, and expanded international approvals in Japan for government and digital ID use cases, and reiterated its focus on long-term data capture solutions despite ongoing macroeconomic and distributor headwinds.

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Socket Mobile, Inc. reported that director and 10% owner Charlie Bass acquired 6,250 shares of common stock on February 4, 2026 as a grant/award under a director compensation program that permits stock instead of cash fees, valued at $1.12 per share.

After this stock-based fee payment, Bass directly holds 1,703,202 shares of Socket Mobile common stock.

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PARNELL WILLIAM L. JR reported acquisition or exercise transactions in this Form 4 filing.

Socket Mobile, Inc. director William L. Parnell Jr. reported an award of 6,250 shares of common stock on February 4, 2026, valued at $1.12 per share. This stock grant was received under a Board-approved Director Compensation Program that allows directors to take stock instead of cash fees. Following this award, he directly owns 91,600 common shares.

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Lazarev Ivan reported acquisition or exercise transactions in a Form 4 filing for SCKT. The filing lists transactions totaling 4,643 shares at a weighted average price of $1.12 per share. Following the reported transactions, holdings were 92,560 shares.

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Marx Felix reported acquisition or exercise transactions in this Form 4 filing.

Socket Mobile, Inc. director Felix Marx received a grant of 4,643 shares of common stock on February 4, 2026. The shares were awarded at a value of $1.12 per share under a Director Compensation Program that lets directors take stock instead of cash fees. After this stock award, Marx directly beneficially owns 11,643 common shares.

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FAQ

How many Socket Mobile (SCKT) SEC filings are available on StockTitan?

StockTitan tracks 49 SEC filings for Socket Mobile (SCKT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Socket Mobile (SCKT)?

The most recent SEC filing for Socket Mobile (SCKT) was filed on March 3, 2026.