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SCKT Form 4: Director William Parnell Acquires 3,500 Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

William L. Parnell Jr., a director of Socket Mobile, Inc. (SCKT), purchased 3,500 shares of the company's common stock on 08/22/2025 at a price of $0.985 per share in the open market. Following the transaction, Mr. Parnell beneficially owns 75,350 shares, held in a direct capacity. The Form 4 was signed on 08/25/2025 and includes an explanatory note that the shares were acquired during a permitted trading window under the company insider trading policy.

Positive

  • Insider purchase disclosed: Director acquired 3,500 shares in open market, which can signal personal investment in the company.
  • Timely and compliant filing: Form 4 signed 08/25/2025 with explanation that transaction occurred during a permitted trading window.

Negative

  • No materiality indicated: The disclosed purchase size and company context are not provided, limiting evidence of meaningful insider confidence.

Insights

TL;DR: Director bought a small block of SCKT stock in open market; ownership now 75,350 shares.

The purchase of 3,500 shares at $0.985 is a routine insider open-market acquisition disclosed on Form 4. The disclosed holding of 75,350 shares is reported as direct beneficial ownership. This transaction does not disclose intent beyond the purchase and does not indicate any derivative activity. Given the size and the lack of additional context about total outstanding shares or recent insider activity, this appears informational rather than materially transformative for valuation models.

TL;DR: Director complied with insider trading rules, buying shares during a permitted window and filing Form 4 promptly.

The filing shows adherence to trading-window and disclosure expectations: the acquisition was made in the open market and the Form 4 was signed three days after the trade. The filing contains the required explanatory note about the permitted trading window, indicating procedural compliance. No transfers, gifts, or derivative transactions are reported that would raise governance concerns.

Insider PARNELL WILLIAM L. JR
Role Director
Bought 3,500 shs ($3K)
Type Security Shares Price Value
Purchase Common Stock 3,500 $0.985 $3K
Holdings After Transaction: Common Stock — 75,350 shares (Direct)
Footnotes (1)
  1. [object Object]
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PARNELL WILLIAM L. JR
(Last) (First) (Middle)
40675 ENCYCLOPEDIA CIR
(Street)
FREMONT CA 94538
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOCKET MOBILE, INC. [ SCKT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/22/2025 P(1) 3,500 A $0.985 75,350 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were acquired in the open market during a permitted trading window in accordance with the company's insider trading policy.
/s/ William Parnell 08/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What transaction did Socket Mobile director William Parnell (SCKT) report on Form 4?

He reported purchasing 3,500 shares of common stock on 08/22/2025 at $0.985 per share.

How many Socket Mobile shares does William Parnell beneficially own after the purchase?

The Form 4 reports he beneficially owns 75,350 shares in a direct capacity following the transaction.

Was the purchase by the director made in compliance with insider trading policies?

Yes. The filing states the shares were acquired in the open market during a permitted trading window under the company insider trading policy.

When was the Form 4 filed or signed for this SCKT transaction?

The Form 4 was signed by William Parnell on 08/25/2025.

Did the Form 4 report any derivative transactions or dispositions by the director?

No. The filing lists only a non-derivative acquisition of common stock and does not report derivative transactions or dispositions.