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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 5, 2026
SCIENTURE
HOLDINGS, INC.
(Exact
Name of Registrant as Specified in Its Charter)
| Delaware |
|
001-39199 |
|
46-3673928 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
No.) |
|
(I.R.S.
Employer
Identification
No.) |
20
Austin Blvd.
Commack,
NY 11725
(Address
of Principal Executive Offices)
(631)
670-6039
(Registrant’s
Telephone Number)
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Common
stock, par value $0.00001 per share |
|
SCNX |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 3.03 |
Material Modification to Rights of Security Holders. |
As
previously disclosed, on November 18, 2025, the stockholders of Scienture Holdings, Inc. (the “Company”) approved
a proposal to grant the Company’s board of directors (the “Board”) the discretion to amend the Company’s
Certificate of Incorporation to effect a reverse stock split of the Company’s issued and outstanding shares of common stock, par
value $0.00001 per share, at a ratio not less than one-for-two and not greater than one-for-fifty, with the exact ratio to be set within
that range at the discretion of the Board without further approval or authorization of the Company’s stockholders.
On
September 17, 2026, the Board unanimously approved a 1-for-25 reverse stock split of the Company’s issued and outstanding common
stock (the “Reverse Stock Split”).
The
Company filed a Certificate of Amendment to its Second Amended and Restated Certificate of Incorporation (the “Amendment”)
with the Secretary of State of the State of Delaware to effect the Reverse Stock Split as of 12:01 a.m. Eastern Time on October 5, 2026
(the “Effective Date”). The Amendment is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated
herein by reference.
Reason
for the Reverse Stock Split
The
Company effected the Reverse Stock Split to, among other things, regain compliance with The Nasdaq Stock Market LLC’s continued
listing rules, which require that the minimum bid price of the Company’s common stock be at least $1.00 per share.
Effects
of the Reverse Stock Split
The
Company’s common stock began trading on a split-adjusted basis at the opening of the market on the Effective Date. This means that,
on the Effective Date, the total number of shares of common stock held by each stockholder of the Company was automatically converted
into a number of shares of common stock equal to the number of issued and outstanding shares of common stock held by such stockholder
immediately prior to the Reverse Stock Split, divided by 25. No fractional shares were issued in connection with the Reverse Stock Split.
Stockholders of record otherwise entitled to receive fractional shares as a result of the Reverse Stock Split will receive a cash payment
in lieu of such fractional shares. Also on the Effective Date, all options, warrants, and other convertible securities of the Company
outstanding immediately prior to the Reverse Stock Split were adjusted by dividing the number of shares of common stock into which the
options, warrants, and other convertible securities are exercisable or convertible by 25, and multiplying the exercise or conversion
price thereof by 25, all in accordance with the terms of the plans, agreements, or arrangements governing such options, warrants, and
other convertible securities. Such proportional adjustments were also made to securities issued and issuable under any equity compensation
plan.
The
Reverse Stock Split affected all stockholders uniformly and each stockholder’s percentage ownership interest in the Company and
proportional voting power remains virtually unchanged except for any immaterial changes and adjustments resulting from the treatment
of fractional shares. The Reverse Stock Split did not alter the par value of the common stock or result in a change of the total number
of authorized shares of common stock.
The
trading symbol for the Company’s common stock is “SCNX” and the new CUSIP number for the common stock following the
Reverse Stock Split is 8088X203.
| Item
5.03 |
Amendments
to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
The
information set forth under Item 3.03 above is incorporated into this Item 5.03 by reference.
| Item
7.01 |
Regulation
FD Disclosure. |
On
September 30, 2026, the Company issued a press release announcing the Reverse Stock Split. A copy of the press release is attached to
this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.
The
information in this Item 7.01, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of
1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.
Forward
Looking Statements
This
Current Report on Form 8-K contains certain statements that may be deemed to be “forward-looking statements” within the federal
securities laws, including the safe harbor provisions under the Private Securities Litigation Reform Act of 1995. Statements that are
not historical are forward-looking statements within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange
Act. Forward-looking statements relate to future events or our future performance or future financial condition. These forward-looking
statements are not historical facts, but rather are based on current expectations, estimates and projections about our company, our industry,
our beliefs and our assumptions. Such forward-looking statements include, but are not limited to, statements regarding our management
team’s expectations, hopes, beliefs, intentions or strategies regarding the future. In addition, any statements that refer to projections,
forecasts or other characterizations of future events or circumstances, including any underlying assumptions, are forward-looking statements.
In some cases, you can identify forward-looking statements by the following words: “anticipate,” “believe,” “continue,”
“could,” “estimate,” “expect,” “intend,” “may,” “ongoing,” “plan,”
“potential,” “predict,” “project,” “should,” or the negative of these terms or other
similar expressions, but the absence of these words does not mean that a statement is not forward-looking. Forward-looking statements
are subject to a number of risks and uncertainties (some of which are beyond our control) that may cause actual results or performance
to be materially different from those expressed or implied by such forward-looking statements. Accordingly, readers should not place
undue reliance on any forward-looking statements. These risks include risks relating to agreements with third parties; our ability to
obtain necessary stockholder approvals and the possibility that any proposed transactions do not close when expected or at all because
any required approvals or other conditions to closing are not received or satisfied on a timely basis or at all; our ability to raise
funding in the future, as needed, and the terms of such funding, including potential dilution caused thereby; our ability to continue
as a going concern; security interests under certain of our credit arrangements; our ability to maintain the listing of our common stock
on the Nasdaq Stock Market LLC; claims relating to alleged violations of intellectual property rights of others; the outcome of any current
legal proceedings or future legal proceedings that may be instituted against us; unanticipated difficulties or expenditures relating
to our business plan; and those risks detailed in our most recent Annual Report on Form 10-K, as amended, and subsequent reports filed
with the Securities and Exchange Commission.
Forward-looking
statements speak only as of the date they are made. The Company undertakes no obligation to update or revise any forward-looking statements,
whether as a result of new information, future events or otherwise that occur after that date, except as otherwise provided by law.
| Item 9.01. |
Financial Statements and Exhibits. |
(d)
Exhibits.
| Exhibit
No. |
|
Description |
| 3.1 |
|
Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Scienture Holdings, Inc. |
| 99.1 |
|
Press Release dated September 30, 2026 |
| 104 |
|
Cover
Page Interactive Data File (embedded with the Inline XBRL document). |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| |
SCIENTURE
HOLDINGS, INC. |
| |
|
|
| |
By:
|
/s/
Dr. Narasimhan Mani |
| |
|
Dr.
Narasimhan Mani |
| |
|
Co-Chief
Executive Officer |
| |
|
|
| Date:
October 7, 2026 |
|
|
Exhibit
99.1

Scienture
Holdings, Inc. Announces Reverse Stock Split
COMMACK,
NY, September 30, 2026 (GLOBE NEWSWIRE) – SCIENTURE HOLDINGS, INC. (NASDAQ: SCNX)
(“Scienture”), a holding company for existing and planned pharmaceutical operating companies focused on providing enhanced
value to patients, physicians and caregivers through the development, commercialization, and distribution of novel specialty products
that address unmet market needs, today announced that it has determined to effect a reverse stock split of its outstanding shares of
common stock at a ratio of 1-for-25. The reverse stock split is expected to take effect before markets open on Monday, October 5, 2026.
The Company’s common stock will continue to be traded on the Nasdaq Capital Market under the symbol “SCNX” and will
begin trading on a split-adjusted basis when the market opens on Monday, October 5, 2026. The new CUSIP number for the Company’s
common stock following the reverse stock split will be 80880X203. As of September 30, 2026, the Company has 41,064,146 shares of common
stock issued and outstanding. Following the reverse stock split, the Company expects to have approximately 1,642,565 shares of common
stock issued and outstanding.
The
reverse stock split is intended to enable the Company to achieve several important corporate objectives, including enabling the Company
to maintain compliance with the minimum bid price requirement under Nasdaq’s continued listing criteria and making additional shares
of common stock available for future issuance.
At
the effective time of the reverse stock split, every 25 shares of the Company’s issued and outstanding common stock will be converted
automatically into one issued and outstanding share of common stock without any change in the par value per share. Stockholders holding
shares through a brokerage account will have their shares automatically adjusted to reflect the 1-for-25 reverse stock split. The reverse
split will not result in any change in the par value per share or the total number of authorized shares of common stock.
The
reverse stock split will affect all stockholders uniformly and will not alter any stockholder’s percentage interest in the Company’s
equity, except to the extent that the reverse stock split would result in a stockholder owning a fractional share. No fractional shares
will be issued in connection with the reverse stock split. Stockholders of record otherwise entitled to receive a fractional shares as
a result of the reverse stock split will receive a cash payment in lieu of such fractional share. Proportional adjustments will be made
to the number of shares of the Company’s common stock issuable upon exercise or conversion of the Company’s equity awards,
convertible preferred stock and warrants, as well as the applicable exercise or conversion price. Stockholders with shares in brokerage
accounts should direct any questions concerning the reverse stock split to their broker; all other stockholders may direct questions
to the Company’s transfer agent, Continental Stock Transfer & Trust Company.
About
Scienture Holdings, Inc.
SCIENTURE
HOLDINGS, INC. (NASDAQ: SCNX), through its wholly owned subsidiary, Scienture, LLC, is a comprehensive pharmaceutical product company
focused on providing enhanced value to patients, physicians and caregivers by offering novel specialty products to satisfy unmet market
needs. Scienture, LLC is a branded, specialty pharmaceutical company consisting of a highly experienced team of industry professionals
who are passionate about developing and bringing to market unique specialty products that provide enhanced value to patients and healthcare
systems. The assets in development at Scienture are across therapeutics areas, indications and cater to different market segments and
channels. For more information please visit: www.scientureholdings.com and www.scienture.com.
Cautionary
Statements Regarding Forward-Looking Statements
This
press release contains certain statements that may be deemed to be “forward-looking statements” within the federal securities
laws, including the safe harbor provisions under the Private Securities Litigation Reform Act of 1995. Statements that are not historical
are forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange
Act of 1934. Forward-looking statements relate to future events or our future performance or future financial condition. These forward-looking
statements are not historical facts, but rather are based on current expectations, estimates and projections about our company, our industry,
our beliefs and our assumptions. Such forward-looking statements include, but are not limited to, statements regarding our or our management
team’s expectations, hopes, beliefs, intentions or strategies regarding the future, including for the intended reverse stock split
and the products we may launch, the success those products may have in the marketplace, and our strategies related to those products.
In addition, any statements that refer to projections, forecasts or other characterizations of future events or circumstances, including
any underlying assumptions, are forward-looking statements. In some cases, you can identify forward-looking statements by the following
words: “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,”
“intend,” “may,” “ongoing,” “plan,” “potential,” “predict,” “project,”
“should,” or the negative of these terms or other similar expressions, but the absence of these words does not mean that
a statement is not forward-looking. Forward-looking statements are subject to a number of risks and uncertainties (some of which are
beyond our control) that may cause actual results or performance to be materially different from those expressed or implied by such forward-looking
statements. Accordingly, readers should not place undue reliance on any forward-looking statements. These risks include risks relating
to agreements with third parties; our ability to raise funding in the future, as needed, and the terms of such funding, including potential
dilution caused thereby; our ability to continue as a going concern; security interests under certain of our credit arrangements; our
ability to maintain the listing of our common stock on The Nasdaq Stock Market LLC; claims relating to alleged violations of intellectual
property rights of others; the outcome of any current legal proceedings or future legal proceedings that may be instituted against us;
unanticipated difficulties or expenditures relating to our business plan; and those risks detailed in our most recent Annual Report on
Form 10-K, as amended, and subsequent reports filed with the Securities and Exchange Commission.
Forward-looking
statements speak only as of the date they are made. Scienture Holdings, Inc. undertakes no obligation to update or revise any forward-looking
statements, whether as a result of new information, future events or otherwise that occur after that date, except as otherwise provided
by law.
Contact:
SCIENTURE
HOLDINGS, INC.
20
Austin Blvd
Commack,
NY 11725
Email:
IR@Scienture.com