STOCK TITAN

SCWO Initial Form 3: Director Files Disclosure, No Beneficial Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

James Pawloski, a director of 374Water Inc. (SCWO), filed an initial Form 3 reporting his relationship to the issuer and the date of the event. The form lists the event date as 06/11/2025 and indicates the filing was executed with a signature dated 08/07/2025. The filing states no securities are beneficially owned by the reporting person, and provides the reporting person’s business address at 100 Southcenter Court, Suite 200, Morrisville, NC 27560. This is an initial disclosure required by Section 16 and documents that a company insider has declared no direct or indirect ownership in the issuer at the time of the report.

Positive

  • Required disclosure filed by a company director, showing compliance with Section 16 reporting rules
  • Clear statement that no securities are beneficially owned, eliminating ambiguity in this filing

Negative

  • Reporting director holds no reported equity in the issuer as of the event date, so no insider ownership alignment is evident

Insights

TL;DR: Director filed required initial ownership disclosure and reported no beneficial ownership.

This Form 3 is a routine compliance filing recording that James Pawloski serves as a director of 374Water Inc. and has reported no beneficial ownership of the company’s securities as of the stated event date. From a governance perspective, the filing demonstrates compliance with Section 16 disclosure obligations. The absence of reported holdings means there is no direct equity alignment to evaluate from this document alone; further filings or disclosures would be needed to assess any future changes in insider ownership.

TL;DR: The disclosure is informational and not materially impactful to valuation or control.

The initial Form 3 provides basic factual information: the reporting person’s role (director), issuer (374Water Inc., SCWO), event date (06/11/2025), and a statement of no beneficial ownership. For investors, this filing does not indicate purchases, sales, option grants, or holdings that would affect share supply or signal insider conviction. It is therefore neutral in market impact but important for transparency and future tracking of insider transactions.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Pawloski James

(Last) (First) (Middle)
C/O 374WATER INC.
100 SOUTHCENTER COURT, SUITE 200

(Street)
MORRISVILLE NC 27560

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/11/2025
3. Issuer Name and Ticker or Trading Symbol
374Water Inc. [ SCWO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ James Pawloski 08/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did James Pawloski report on his Form 3 for 374Water Inc. (SCWO)?

He reported his status as a director and stated no securities are beneficially owned as of the event date.

What is the event date listed on the Form 3 filing?

The event date is listed as 06/11/2025.

When was the Form 3 signed by the reporting person?

The signature on the Form 3 is dated 08/07/2025.

What issuer and ticker are referenced in the filing?

The filing references 374Water Inc. with the ticker SCWO.

Does this Form 3 disclose any derivative securities or options?

No; the filing explicitly states no securities are beneficially owned, and no derivatives or options are listed.