Smith Douglas Homes exec covers taxes with 1,430 shares

Smith Douglas Homes Corp. executive Brett Allen Steele reported a routine tax-related share disposition.

Accepted by SEC EDGAR 03/30/2026 - 08:02 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Smith Douglas Homes Corp. executive Brett Allen Steele reported a routine tax-related share disposition. On March 20, 2026, 1,430 shares of Class A Common Stock, valued at $11.34 per share, were withheld to cover withholding taxes upon vesting of previously granted restricted stock units. After this tax-withholding event, Steele directly held 33,597 shares.

Insider Trade Summary

Exercise Price or Tax Liability: 1,430 shares

Exercise Price or Tax Liability 1 txn

Insider Steele Brett Allen

Role See Remarks

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Common Stock	1,430	$11.34	$16K

Holdings After Transaction: Class A Common Stock — 33,597 shares (Direct)

Holdings Before and After: Class A Common Stock, 35,027 to 33,597 shares (Direct)

Footnotes (1)

1. F1. These shares were withheld for payment of the withholding taxes upon the vesting of a portion of the restricted stock units granted to the Reporting Person on March 20, 2025.

Key Figures

Shares withheld for taxes: 1,430 shares Withholding price per share: $11.34 per share Shares held after transaction: 33,597 shares +1 more

4 metrics

Shares withheld for taxes 1,430 shares Class A Common Stock withheld on March 20, 2026

Withholding price per share $11.34 per share Value used for tax-withholding disposition

Shares held after transaction 33,597 shares Direct Class A Common Stock holdings after tax withholding

Tax-withholding share count 1,430 shares Reported as taxWithholdingShares in transaction summary

Key Terms

restricted stock units, withholding taxes, tax-withholding disposition, Class A Common Stock

4 terms

restricted stock units financial

"upon the vesting of a portion of the restricted stock units granted to the Reporting Person"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

withholding taxes financial

"These shares were withheld for payment of the withholding taxes upon the vesting"

Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Class A Common Stock financial

"security_title": "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SDHC executive Brett Allen Steele report?

Brett Allen Steele reported a tax-withholding disposition of 1,430 Smith Douglas Homes Class A shares. The shares were withheld by the company to cover taxes owed when his restricted stock units vested, rather than being sold in the open market.

Was the SDHC Form 4 transaction an open-market sale of shares?

No, the Form 4 shows a tax-withholding event, not an open-market sale. Shares were withheld by Smith Douglas Homes to satisfy tax obligations triggered when a portion of Steele’s restricted stock units vested on March 20, 2026.

How many Smith Douglas Homes (SDHC) shares were withheld for taxes?

The filing reports that 1,430 Class A Common Stock shares were withheld at $11.34 per share. These shares covered withholding taxes related to the vesting of restricted stock units previously granted to Brett Allen Steele on March 20, 2025.

How many SDHC shares does Brett Allen Steele hold after this transaction?

Following the tax-withholding disposition, Brett Allen Steele directly holds 33,597 shares of Smith Douglas Homes Class A Common Stock. This figure reflects his position after the company withheld 1,430 shares to satisfy the associated tax liability on vested RSUs.

What triggered the tax-withholding disposition reported in SDHC’s Form 4?

The disposition was triggered by the vesting of restricted stock units granted on March 20, 2025. When those RSUs vested on March 20, 2026, Smith Douglas Homes withheld 1,430 shares from Brett Allen Steele to pay required withholding taxes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Steele Brett Allen

(Last) (First) (Middle)

110 VILLAGE TRAIL, SUITE 215

(Street)

WOODSTOCK GEORGIA 30188

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Smith Douglas Homes Corp. [ SDHC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/20/2026		F(1)		1,430(1)	D	$11.34	33,597	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld for payment of the withholding taxes upon the vesting of a portion of the restricted stock units granted to the Reporting Person on March 20, 2025.

Remarks:

Vice President, General Counsel & Secretary

	/s/ Brett A. Steele	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)