Stardust Power Inc. (SDST) SEC filings document the regulatory record of a public company developing battery-grade lithium carbonate and a proposed lithium refinery in Muskogee, Oklahoma. For this company, the most relevant disclosures often involve project development, commercial agreements, financing arrangements, warrants, equity issuances, and Nasdaq listing compliance.
Quarterly reports on Form 10-Q are important because they describe operating and financial results, accounting treatment for warrants, stock-based compensation, and other capital-structure items. Stardust Power filings have described public and private warrants as derivative warrant liabilities measured at fair value, along with restricted stock units and stock option expense. These disclosures help explain how securities issued by the company affect its reported balance sheet and results.
Current reports on Form 8-K are especially important for SDST because the company uses them to report material events. Recent 8-K filings have covered a non-binding offtake letter of intent for battery-grade lithium carbonate, board appointments and resignations, an at-the-market share sales agreement, a convertible note default and share conversion, shareholder voting matters, and a Nasdaq notice concerning continued listing standards.
Proxy and shareholder meeting materials add detail on governance, director elections, and equity incentive plans. Registration statements and financing-related filings can show how the company may raise capital for general corporate purposes. Form 4 insider transaction reports, if filed, may be used to review changes in beneficial ownership by directors, officers, and other reporting persons. Annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K together provide the core regulatory record for evaluating Stardust Power’s public disclosures.
AGARWAL ANUPAM reported acquisition or exercise transactions in this Form 4 filing.
Stardust Power Inc. director Anupam Agarwal reported an equity compensation grant in the form of restricted stock units. He received 11,220 RSUs payable solely in common stock, with the units described as fully vested. Following this award, Agarwal directly owns 85,171 shares of Stardust Power common stock. One footnote notes the figures reflect an adjustment for a 10-for-1 reverse stock split of the company’s common stock that was effected on September 8, 2025.
Stardust Power Inc. furnished an 8-K announcing preliminary financial and operating results for the year ended December 31, 2025. The company issued a press release on March 17, 2026, attached as Exhibit 99.1 and incorporated by reference for additional detail.
The 8-K specifies that this information, including the exhibit, is being furnished rather than filed under the Exchange Act. Stardust Power’s common stock and redeemable warrants, with 10 warrants exercisable for one share at an exercise price of $115.00, trade on The Nasdaq Capital Market.
Stardust Power Inc. reported an insider equity award to its General Counsel, Chief Compliance Officer and Secretary, Bruce Czachor. On March 6, 2026, he acquired 40,000 shares in the form of fully vested restricted stock units payable solely in common stock at a reported price of $0.00 per share. After this grant, his reported direct holdings total 40,000 shares.
Stardust Power Inc. registers 2,000,000 shares of Common Stock for resale by B. Riley Principal Capital II. The registration covers up to 2,000,000 shares that the company may, in its sole discretion, elect to sell to the investor under a February 12, 2026 Purchase Agreement that provides an $10,000,000 Aggregate Commitment Amount.
The prospectus states the Company is not selling securities under this prospectus and will not receive proceeds from resales by the Selling Stockholder, though it may receive proceeds if it elects to sell Purchase Shares to B. Riley Principal Capital II under the Purchase Agreement. The offering is subject to Nasdaq limits, a 19.99% Exchange Cap, and customary plan-of-distribution methods described in the prospectus.
Stardust Power Inc. supplements its prospectus to register the resale of up to 1,896,998 shares of common stock by selling stockholders Lind Global Asset Management XIII LLC and B. Riley Principal Capital II LLC.
The registered shares include up to 1,450,000 Convertible Note Shares, 411,245 Warrant Shares, and up to 35,753 B. Riley Shares; the company will not receive proceeds from resales, though it would receive proceeds if the Warrant is exercised for cash. The supplement attaches a Form 8-K describing a separate $10.0 million Equity Facility with B. Riley that permits the company, at its discretion, to sell up to $10.0M of newly issued common stock over 36 months under specified pricing, volume and ownership limits.
Stardust Power Inc. registers up to 1,302,451 shares of Common Stock for resale by the identified selling stockholders.
The prospectus supplement states the Company is not selling any securities for its own account and will not receive proceeds from those resales, but could receive up to $17,405,743 aggregate gross proceeds if the disclosed Warrants are exercised for cash.
Separately, the Company entered a Common Stock Purchase Agreement giving it the right to sell up to $10,000,000 of newly issued common stock to B. Riley Principal Capital II over a 36-month period beginning on the Commencement Date, subject to the conditions in the agreement, Nasdaq issuance limits (an Exchange Cap equal to 19.99 of outstanding shares) and a 4.99 beneficial ownership cap for B. Riley.
Stardust Power Inc. registers up to 5,519,087 shares of Common Stock for resale by selling securityholders pursuant to its Prospectus Supplement No. 12.
The supplement also discloses a separate Common Stock Purchase Agreement and Registration Rights Agreement with B. Riley Principal Capital II, LLC that gives the company the right, in its sole discretion, to sell up to $10,000,000 of newly issued common stock to B. Riley over a 36-month period following a Commencement Date. Issuances under the Purchase Agreement are subject to an Exchange Cap of 1,972,924 shares (equal to 19.99% of shares outstanding prior to the agreement) and other Nasdaq and ownership limits, and the company will only receive proceeds from any warrant exercises or shares it elects to sell under the Equity Facility.
Stardust Power Inc. entered into a Common Stock Purchase Agreement with B. Riley Principal Capital II, giving it the right to raise up to $10.0 million by selling common stock over a 36‑month period at its discretion. Purchases are priced off Nasdaq VWAP with a fixed 3.0% discount through Market Open and Intraday purchases, subject to trading, pricing and volume conditions. Nasdaq rules cap issuances at 1,972,924 shares, equal to 19.99% of shares outstanding before the agreement, unless pricing thresholds or stockholder approval remove that limit, and B. Riley’s beneficial ownership is limited to 4.99%. The company expects to use any proceeds for working capital, general corporate purposes, and to support pre‑construction, construction and long‑term growth activities.
Stardust Power Inc. filed a prospectus supplement covering the potential resale by existing holders of up to 5,519,087 shares of common stock, 1,056,659 shares underlying warrants, and 5,566,667 private warrants. These common shares, excluding warrant shares, equal about 91.74% of shares outstanding as of April 28, 2025, and 93.15% assuming full warrant exercise.
The company will not receive proceeds from sales by selling securityholders, only potentially from warrant exercises, which are unlikely if the stock trades below the $115.00 exercise price. The filing notes that large potential resales could increase volatility or significantly pressure the trading price. Separately, Stardust Power appointed Bruce Czachor as General Counsel, Chief Compliance Officer, and Secretary, with a $400,000 base salary, performance-based bonus opportunity, a 40,000-share sign-on equity award, and change-in-control-linked severance protections.